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Gravitational wave astronomy and the expansion history of the universe

    https://doi.org/10.1142/S0217751X25300030Cited by:0 (Source: Crossref)

    Abstract

    The timeline of the expansion rate ultimately defines the interplay between high-energy physics, astrophysics and cosmology. The guiding theme of this topical review is provided by the scrutiny of the early history of the space–time curvature through the diffuse backgrounds of gravitational radiation that are sensitive to all the stages of the evolution of the plasma. Due to their broad spectrum (extending from the aHz region to the THz domain) they bridge the macroworld described by general relativity and the microworld of the fundamental constituents of matter. It is argued that during the next score year the analysis of the relic gravitons may infirm or confirm the current paradigm where a radiation plasma is assumed to dominate the whole post-inflationary epoch. The role of high frequency and ultra-high frequency signals between the MHz and the THz is emphasized in the perspective of quantum sensing. The multiparticle final state of the relic gravitons and its macroscopic quantumness is also discussed with particular attention to the interplay between the entanglement entropy and the maximal frequency of the spectrum.

    Contents

    1Introduction3
    1.1.Ten years of gravitational wave astronomy3
    1.2.Gravitational waves in curved backgrounds3
    1.3.The expansion history4
    1.4.The relic gravitons and the expansion history6
    1.5.The layout of this paper7
    2The Timeline of the Expansion Rate: Facts and Tacit Assumptions8
    2.1.What do we know about the early expansion history?9
    2.1.1.Particle horizon and causally disconnected regions9
    2.1.2.Event horizon10
    2.1.3.Total number of e-folds?11
    2.2.The early expansion rate13
    2.2.1.Conventional inflationary stages13
    2.2.2.The early expansion rate15
    2.2.3.Adiabatic and nonadiabatic solutions16
    2.2.4.The scale-dependence of the expansion rate17
    2.3.What do we know about the late expansion history?20
    2.3.1.A radiation-dominated universe?20
    2.3.2.An extra phase preceding big bang nucleosynthesis23
    2.3.3.Multiple stages preceding big bang nucleosynthesis26
    3The Relic Gravitons and the Expansion History29
    3.1.Random backgrounds and quantum correlations30
    3.1.1.The energy density of random backgrounds31
    3.1.2.Homogeneity in space32
    3.1.3.Homogeneity in time (stationarity)33
    3.2.Random backgrounds and quantum mechanics34
    3.2.1.Quantum mechanics and nonstationary processes35
    3.2.2.The averaged multiplicity37
    3.2.3.Upper bound on the maximal frequency of the spectrum38
    3.3.The expansion history and the spectral energy density41
    3.3.1.The maximal frequencies41
    3.3.2.The intermediate frequencies42
    3.3.3.The slopes of the spectra43
    3.3.4.Spectral energy density, exit and reentry45
    3.3.5.Approximate forms of the averaged multiplicities and unitarity47
    4The Expansion History and the Low-frequency Gravitons49
    4.1.General considerations49
    4.1.1.Enhancements and suppressions of the inflationary observables49
    4.1.2.The number of e-folds and the potential50
    4.1.3.Illustrative examples and physical considerations51
    4.2.The tensor to scalar ratio52
    4.2.1.The tensor to scalar ratio before reentry52
    4.2.2.The tensor to scalar ratio after reentry53
    4.2.3.Oscillating potentials54
    4.3.Consistency relations and inflationary observables56
    4.3.1.Scaling of the spectral indices with the number of e-folds56
    4.3.2.An illustrative example57
    5The Expansion History and the Intermediate Frequencies59
    5.1.The theoretical frequencies60
    5.1.1.Neutrino free-streaming60
    5.1.2.Big bang nucleosynthesis bound60
    5.1.3.The electroweak frequency61
    5.2.Pulsar timing arrays and the expansion history63
    5.2.1.Basic terminology and current evidences63
    5.2.2.The comoving horizon after inflation65
    5.2.3.The comoving horizon during inflation69
    5.3.Space-borne interferometers and the expansion history76
    5.3.1.The conventional wisdom76
    5.3.2.Chirp amplitudes and frequency dependence77
    5.3.3.Humps in the spectra from the modified expansion rate78
    5.3.4.Complementary considerations80
    6The Expansion History and the High-Frequency Gravitons81
    6.1.Spikes in the GHz domain81
    6.1.1.General considerations81
    6.1.2.Invisible gravitons in the aHz region84
    6.1.3.Bounds on the expansion rate86
    6.2.Spikes in the kHz domain88
    6.2.1.Maxima in the audio band88
    6.2.2.Again on the maximal frequency90
    6.3.Interplay between low-frequency and high-frequency constraints91
    6.3.1.General bounds on the inflationary potential91
    6.3.2.Quantum sensing and the relic gravitons92
    6.3.3.The quantumness of relic gravitons94
    6.3.4.The entanglement entropy96
    7Concluding Remarks100
    Appendix A. Complements on the Curvature Inhomogeneities103
    A.1.General considerations103
    A.2.The scalar power spectra105
    A.3.The tensor to scalar ratio106
    Appendix B. The Action and the Energy Density of the Relic Gravitons107
    B.1.Generalities107
    B.2.Second-order action in the Einstein frame110
    B.3.Second-order action in the Jordan frame111
    B.4.More general form of the effective action113
    References114

    1. Introduction

    1.1. Ten years of gravitational wave astronomy

    Gravitational waves have been predicted by Einstein in 19161 as a direct consequence of general relativity.2 Later on this problem has been revisited by Einstein and Rosen with somehow contradicting conclusions3 suggesting that gravitational waves could be unphysical. While the legacy of Ref. 3 brought eventually some late skepticism on the true physical nature of gravitational radiation (see, for instance, Ref. 4) the gauge-invariant nature of gravitational waves has been well established in the 1970s.5 In spite of the pioneering attempts of Weber6,7 and of the subsequent resonant detectors of gravitational radiation in the early 1970s, the first direct evidence of gravitational radiation dates back to the early 1980s when the orbital decay of a binary neutron star system has been originally observed.8 Roughly speaking almost one century after the first speculations, the gravitational waves have been detected by the wide-band interferometers.9,10,11 The signals observed so far mainly come from astrophysical processes occurring at late time in the life of the Universe and they are the result of accelerated mass distributions with nonvanishing quadrupole moment. One of the most exciting directions is however related to the possible existence of diffuse backgrounds of gravitational radiation produced thanks to the early variation of the space–time curvature. This collection of random waves encodes a snapshot of the early expansion history of the Universe prior to the formation of light nuclei. The purpose of this topical review is to summarize what can be said on the early expansion history of the Universe from the analyses of the stochastic backgrounds of relic gravitational waves.

    1.2. Gravitational waves in curved backgrounds

    In the 1960s and 1970s it was believed that the tensor modes of the geometry could not be excited in curved background geometries. Although the chain of arguments leading to such a conjecture would be per se interesting, this misleading perspective implied that both electromagnetic and gravitational waves could be considered invariant for a Weyl rescaling of the four-dimensional background geometry; from a practical viewpoint Weyl invariance implies that both electromagnetic and gravitational waves should obey the same equations in a Minkowski background and in curved geometries eventually obtained by Weyl rescaling from a flat space–time.12,13 This viewpoint persisted until the mid 1970s when it was challenged by a series of papers14,15 suggesting that gravitational waves can be indeed excited in curved backgrounds and, more specifically, in Friedmann–Robertson–Walker (FRW) cosmologies.16,17

    Almost 50 years after these pioneering analyses the relic signals represent today a well-defined (and probably unique) candidate source for typical frequencies exceeding the kHz region where wide-band detectors are currently operating. Following the formulation of the inflationary scenarios18,19,20,21 it became gradually clear that the conventional lore would predict a minute spectral energy density in the MHz region.22,23,24 This is ultimately the reason why the most stringent tests of the conventional lore could come, in the near future, from the largest scales25 where the limits on the tensor to scalar ratio rT are in fact direct probes of the spectral energy density in the aHz region. Throughout the discussions of this paper the standard prefixes of the international system of units are systematically employed; so for instance 1kHz=103Hz, 1aHz=1018Hz and similarly for all the other relevant frequency domains mentioned hereunder.

    1.3. The expansion history

    During the last 30 years cosmology astrophysics and particle physics experienced a progressive unification toward two complementary paradigms accounting for the observations at small and large distance scales. The Standard Model of particle interactions describes the strong and electroweak physics or, as we could say for short, the microworld; although there are various hints on its possible incompleteness (typically related to the existence of dark matter), so far the Standard Model has not been falsified. The so-called concordance paradigm (based on general relativity) is customarily employed to analyze the macroworld of cosmological and astrophysical observations involving, in particular, the data associated with the temperature and polarization anisotropies of the Cosmic Microwave Background (CMB), the large-scale structure data and the supernova observations. The concordance paradigm is sometimes dubbed ΛCDM where Λ accounts for the dark energy component and CDM stands for the cold dark matter. It is fair to say that, at the moment, the Standard Model of particle interactions and the ΛCDM scenario seem mutually consistent but conceptually incomplete.

    In the concordance paradigm the source of large-scale inhomogeneities is represented by the adiabatic and Gaussian fluctuations produced during a stage of conventional inflationary expansion. The subsequent evolutionary history of the plasma assumes a long period of expansion dominated by radiation until the epoch of matter–radiation equality and this timeline is broadly compatible with the idea that all the particle species were in thermal equilibrium above typical temperatures of the order of 200GeV but there is no direct evidence either in favor of this hypothesis or against it. In the past the radiation dominance of the primeval plasma before big bang nucleosynthesis (BBN) has been taken as a general truism also because it was practically impossible to check directly the early timeline of the expansion rate by simply looking at electromagnetic effects. This was the viewpoint conveyed in the pioneering analyses of the hot big bang hypothesis formulated by Gamow et al.26,27,28 and subsequently confirmed with the discovery of the CMB29 by Penzias and Wilson also thanks to the neat theoretical interpretation formulated by Peebles.30,31 As we know the plasma became transparent to radiation around the time of photon decoupling. After that moment the slightly perturbed geodesics of the photons could be used to reconstruct the temperature and polarization anisotropies of the CMB32 but the electromagnetic signals coming from the earlier expansion history were quickly reabsorbed by the plasma and are today completely inaccessible to any direct detection.

    The sensitivities of operating detectors33,34,35,36 are notoriously insufficient to measure the diffuse backgrounds of relic gravitons but in the future new detectors might cover different frequencies37 even beyond the so-called audio band ranging between few Hz and 10kHz. The gravitational waves produced thanks to the variation of the space–time curvature should then become an object of future empirical investigations even at high frequencies while at intermediate frequencies (in the nHz range) the backgrounds of relic gravitons could be observed by the pulsar timing arrays (PTAs)38,39,40,41 that are now primarily focused on the diffuse astrophysical signals. We actually know that every variation of the expansion rate produces shots of gravitons with given averaged multiplicities and specific statistical properties. If these spectra will ever be detected the timeline of the expansion rate might be directly tested without the need of postulating a particular post-inflationary paradigm before the curvature scale of BBN whose striking success is the last certain signature of radiation dominance for typical temperatures smaller than 𝒪(10)MeV. When considering these possibilities at face value there are at least two conceptually different issues that must be addressed.

    The first problem concerns the early expansion history of the current Hubble patch and its physical properties: Is the conventional timeline of the ΛCDM scenario really compelling or just plausible?

    The second class of questions involves the way relic gravitons could be used as a diagnostic of the early expansion history: How sensitive is the spectral energy density of the relic gravitons on the early expansion rates deviating from the ΛCDM timeline?

    To address the first group of subjects we should first acknowledge that the causal structure of FRW models provides already a number of relevant constraints on the expansion history. However, even admitting that, at early times, the particle horizon should disappear or diverge (as it happens in the case of conventional inflationary scenarios) to be replaced by an event horizon, the subsequent evolution of the space–time curvature remains undetermined. To appreciate this relevant point we should actually observe that the total number of e-folds does depend on the post-inflationary rate of expansion. For instance when we say that 60 e-folds of accelerated expansion are necessary to suppress the spatial curvature we are actually referring to a post-inflationary evolution dominated by radiation. The same tacit assumption is systematically employed to confront the temperature and the polarization anisotropies of the CMB with the conventional inflationary scenarios.42,43,44

    1.4. The relic gravitons and the expansion history

    One of the purposes of this paper is to argue that the spectra of relic gravitons provide the only direct probe of the post-inflationary evolution prior to the formation of light nuclei. This is why a detailed analysis of such a signal is mandatory even in the absence of sensitive detectors that might be available only in the far future. Various secondary effects may produce different backgrounds of gravitational radiation during a fixed post-inflationary evolution like the one endorsed in the context of the ΛCDM scenario. These effects, however, always assume a specific knowledge that is still missing. Conversely the relic gravitons do represent the only conceivable direct diagnostic of the post-inflationary expansion history and this is the general perspective developed here. Since the spectrum of the relic gravitons extends from the aHz region up to the THz domain we can partition this broad frequency domain into three complementary ranges where different stages of the early expansion rate are correspondingly probed:

    the low-frequency region (between few aHz and the fHz) is directly sensitive to the expansion rate during inflation; in this region the upper limits on the tensor to scalar ratio deduced from the temperature and polarization anisotropies of the CMB are in fact bounds on the early expansion rate; the CMB can be in fact considered as the largest electromagnetic detector of long-wavelength gravitational waves;

    at intermediate frequencies various potential constraints are associated with the PTAs (typically operating in the nHz domain); from the viewpoint of the expansion history this region may set constraints both on the post-inflationary evolution and on the modifications introduced during the inflationary stage;

    finally in the high-frequency domain the constraints from the operating wide-band detectors between few Hz and 10kHz (as well as from other electromagnetic detectors operating in the MHz or GHz region) will be essential for the analysis of potential peaks in the spectrum of relic gravitons.

    The first speculations suggesting that the relic gravitons could be used as a direct probe of the post-inflationary expansion history goes back to the late 1990s and this will be the general inspiration of this paper. In particular in Ref. 45 it has been suggested that different post-inflationary stages modify the slopes of the spectral energy density of the relic gravitons for frequencies larger than the mHz. It was found, quite surprisingly, that when the expansion rate is slower than radiation the spectral energy density exhibits a high-frequency spike.46,47 The original observation of Ref. 45 was that the post-inflationary evolution may be modified and this would be especially true if we have to accommodate a late-time dominance of the dark energy. In this case a post-inflationary evolution dominated by radiation would be less likely than a long stiff stage expanding slower than radiation.45 One of the first frameworks where these observations have been applied are the quintessential inflationary models.48 In this context the late-time dominance of dark energy occurs via a quintessence field that ultimately coincides with the inflaton. Later on different scenarios based on different premised have been proposed49 with the aim of accommodating an intermediate stage expanding at a rate different from radiation. For the purpose of this paper, however, we do not want to commit ourselves to a specific scenario or to a specific class of models. Indeed, as suggested in Ref. 45, the spectra of the relic gravitons chiefly depend on the evolution of the space–time curvature and not on the particular features involving the different sources.

    1.5. The layout of this paper

    The interplay between the timeline of the expansion rate and the spectra of the relic gravitons promises a direct connection between cosmology, quantum field theory and the effective description of gravitational interactions. On a more practical ground, in this topical investigation astrophysics and gravitational wave astronomy are seen as a tool for high-energy physics. In the past the common wisdom suggested instead that high-energy physics was probably the sole tool to infer properties of the primeval plasma prior to BBN. This conventional viewpoint did rest on the assumption that the post-inflationary expansion rate had to be fixed and almost perpetually dominated by radiation down to the scale of matter–radiation equality. In our context the timeline of the post-inflationary expansion rate is only a working hypothesis subjected to the direct tests associated with the diffuse backgrounds of gravitational radiation. Given the wealth of the connections between the various aspects of the problem it is impossible to analyze in detail all the relevant themes and this is why various collateral topics are swiftly mentioned but the interested readers may usefully consult a recently published book that dwells on the physics of the relic gravitons49 where most of the considerations omitted here are systematically addressed. The layout of this paper is, in short, the following. Before elaborating on the unknowns, Sec. 2 is focused on what it is understood about the early expansion history with the goal of distinguishing the facts from the tacit assumptions. Section 3 deals more directly with the interplay between the relic gravitons and the expansion history and since the various ranges of the spectra are directly sensitive to the evolutionary stages of the background geometry, it seems useful to examine separately the interplay between the relic gravitons and the expansion histories in the low (see Sec. 4), intermediate (see Sec. 5) and high frequency (see Sec. 6). In Sec. 4, we point out that the inflationary observables are either suppressed or enhanced depending upon the post-inflationary evolution that affects the total number of e-folds. In Sec. 5, we present a discussion on the mutual interplay between the modified expansion histories and the PTAs; toward the end of Sec. 5 we also argue that a the post-inflationary evolution may also produce signals between few μHz and the Hz where usually different sources are claimed to be relevant for the (futuristic) space-borne detectors. Finally in Sec. 6, we specifically address the direct bounds on the post-inflationary expansion rate coming from the high frequency and ultra-high frequency regions where absolute bounds on the maximal frequency of the spectra can be derived. Some ideas related to the use of quantum sensing for the detection of the relic gravitons will also be analyzed. The obtained limits on the maximal frequency are deeply rooted in the quantumness of the produced gravitons whose multiparticle final sates are macroscopic but always nonclassical. As the unitary evolution preserves their coherence, the quantumness of the gravitons can be associated with an entanglement entropy that is related with the loss of the complete information on the underlying quantum field. In the appendices we elaborated on some of the technical aspects that are often recalled in the main discussions. In particular, Appendix A illustrates a number of relevant complements on the evolution of curvature inhomogeneities that are specifically needed in the discussion while Appendix B treats the forms of the action of the relic gravitons in different frames.

    2. The Timeline of the Expansion Rate: Facts and Tacit Assumptions

    In the last 50 years the interplay between high-energy physics, astrophysics and cosmology has been guided by the tacit assumption that prior to matter–radiation equality the primeval plasma was always dominated by radiation50,51 and this general truism is also reflected in various cartoons that are customarily employed to represent the timeline of the expansion rate where different moments of the life of the Universe are illustrated with the supposed matter content of the plasma. This viewpoint has been also propounded by Weinberg in one of the first popular accounts of the subject.52 After the formulation of the inflationary paradigm in its different variants (see e.g. Refs. 18, 19, 20, 21) the hypothesis of a post-inflationary radiation dominance remained practically unmodified and even today it is customary to assume that after an explosive stage of reheating the Universe should become, almost suddenly, dominated by radiation (see, for instance, Refs. 53, 54, 55). Among the various conclusions that emanate from the assumption of an evolution dominated by radiation, the most notable one is probably that the plasma as a whole is described by a single temperature for most of its history. An equally relevant statement is that the inflationary expansion must (or should) last for at least 60 e-folds.53,54,55 Since this tacit assumption of radiation dominance is not directly tested (at least for temperatures larger than few MeV) more general possibilities will be discussed.

    2.1. What do we know about the early expansion history?

    2.1.1. Particle horizon and causally disconnected regions

    A relevant constraint on the early expansion history comes from the causal structure of FRW models whose line element in its canonical form is given by

    ds2=gμνdxμdxν=dt2a2(t)[dr21κr2+r2(dϑ2+sin2ϑdφ2)],(2.1)
    where gμν denotes the metric tensor and a(t) is the scale factor. In the parametrization of Eq. (2.1), κ=0 corresponds to a spatially flat Universe; if κ>0 the Universe is spatially closed and, finally, κ<0 describes an open spatial section. In Eq. (2.1), the time t indicates the cosmic time coordinate but depending upon the physical problem at hand, different time parametrizations can be also adopted. A particularly useful one is the so-called conformal time parametrization that turns out to be particularly useful in the analysis of the inhomogeneities (see, in this respect, Appendix A and B). In the conformal time coordinate τ the line element of Eq. (2.1) becomes
    ds2=gμνdxμdxν=a2(τ){dτ2[dr21κr2+r2(dϑ2+sin2ϑdφ2)]}.(2.2)
    Since light rays follow null geodesics in Eq. (2.1) we may suppose that a signal is emitted at the time te (at a radial position re) and received at the time tr (at a radial position rr=0). Then from Eq. (2.1) with ds2=0 and dϑ=dφ=0 we will have, for a null radial geodesic
    trtedta(t)=re0dr1κr2.(2.3)
    The position of the emitter is fixed in the comoving coordinate system. We can then say that the signal was emitted at a physical distance d(t) from the origin :
    d(t)=a(t)re0dr1κr2=a(t)ttedta(t).(2.4)
    If we now introduce the concept of tmin (corresponding to the maximal past extension of the time coordinate on the FRW space–time), in the limit tetmin we can introduce the particle horizon at time t as
    dp(t)=a(t)ttmindta(t).(2.5)
    In short, for any given observer the particle horizon divides the regions of the space–time already observed from the ones that have not been observed yet. In the hot big bang scenario the background expands but it is simultaneously decelerated and this means that the first derivative of the scale factor a(t) with respect to the (cosmic) time coordinate t is positive while its second derivative gets negative :
    ȧ>0,ä<0,aH>0,(2.6)
    where the overdot denotes here a derivation with respect to the cosmic time coordinate t and H=ȧa indicates the usual Hubble rate. If the scale factor is parametrized in terms of a power law a(t)a1(tt1)α the conditions (2.6) imply 0<α<1 and this means that the particle horizon exists and it is finite
    dp(t)=a(t)ttmindta(t)H1(t).(2.7)
    In the limit tmin0 (when t remains finite) dp(t) coincides (up to an irrelevant multiplicative constant factor) with H1(t)t. The particle horizon of Eq. (2.7) measures the extension of causally connected regions at time t and its finiteness poses a problem if the Universe always expands in a decelerated manner. Since during a decelerated stage of expansion the extension of a causal patch is of the order of dp(t)t, the Hubble radius at any time preceding the current epoch must contain a finite number of causally disconnected regions. If we indicate with H10 the Hubble rate at the present time, at equality H10(aeqa0)<H10. In other words, the Hubble patch at equality is comparatively smaller than today but the typical size of causally connected regions at equality is dp(teq)teq, as suggested by Eq. (2.7). If we then measure H10(aeqa0) in units of teq we obtain
    H10(aeqa0)dp(teq)=𝒪(50).(2.8)
    As dp(teq) measures the extension of causally connected domains at teq, Eq. (2.8) suggests that, at matter–radiation equality, the region corresponding to the present Hubble patch contained about 50 causally disconnected regions or 503105 disconnected volumes. The reference time selected in Eq. (2.8) can be modified but the essence of the problem remains the same. Furthermore if the typical reference time is larger than teq the number of causally disconnected regions is comparatively smaller. Conversely, when t<teq the number of the disconnected regions increase and quickly approaches its Planckian limit.a

    2.1.2. Event horizon

    The previous discussion clarifies why the existence of the particle horizon leads necessarily to causally disconnected volumes; this occurrence clashes, among other things, with the high degree of homogeneity and isotropy of the Universe as it follows, for instance, from the analysis of the temperature and polarization anisotropies of the CMB. How come that regions emitting a highly homogeneous and isotropic CMB were causally disconnected in the past? To solve the causality problems of the conventional big bang scenario the idea is then to complement the standard decelerated stage of Eq. (2.6) with an epoch where the scale factor accelerates

    ȧ>0,ä>0,aH>0,(2.9)
    and the particle horizon diverges. If the scale factor is parametrized with a power law a(t)a1(tt1)α the conditions (2.9) demand that α>1 and, in this situation, the particle horizon does not exist: when α>1 the integral of Eq. (2.7) is divergent in the limit tmin0 and for any finite value of the cosmic time coordinate t. If the Universe expands as in Eq. (2.9) there exist however an event horizon
    de(t)=a(t)tmaxtdta(t)H1(t),(2.10)
    where the second approximate equality holds for t finite and tmax+. In Eq. (2.7) tmin measured the maximal past extension of the time coordinate in the given FRW space–time; in the case of the event horizon tmax measures instead the maximal future extension of the cosmic time coordinate. For this reason the event horizon measures the maximal distance over which we can admit, even in the future, a causal connection. If de(t) is finite in the limit tmax (for finite t) we can conclude that the event horizon exist. When the phase of accelerated expansion is parametrized in terms of the (expanding) branch of four-dimensional de Sitter space–time, namely, a(t)eHit (with Hi>0) the particle and event horizons are, respectively,
    dp(t)=H1i[eHi(ttmin)1],(2.11)
    de(t)=H1i[1eHi(ttmax)].(2.12)
    The cosmic time coordinate is allowed to run fromb tmin up to tmax+. Consequently, for tmin (at fixed t) the particle horizon will diverge and the typical size of causally connected regions at time t scales as Li(t)H1ia(t)a(tmin). While for the standard decelerated expansion the particle horizon increases faster than the scale factor, the typical size of causally connected regions scales exactly as the scale factor. In the limit tmax the event horizon exist and it is given, from Eq. (2.12), by de(t)H1i.

    2.1.3. Total number of e-folds?

    If the accelerated stage of expansion is sufficiently long, all the scales that were inside H1 at the onset of inflation are today comparable (or larger) than the Hubble radius. It is essential to appreciate that the quantitative meaning of the locution sufficiently long depends also on the post-inflationary evolution and not only on the inflationary dynamics itself. The duration of the accelerated stage of expansion is customarily parametrized in terms of the ratio between the scale factors at the end (i.e. af) and at the beginning (i.e. ai) of inflationc :

    expN=(afai)N=ln(afai),(2.13)
    where N denotes the number of e-folds. Later on in this section we shall be introducing with Nk (namely, the number of e-folds elapsed since a given scale crossed the Hubble radius) as well as other notions derived from Eq. (2.13); the notion of Nk becomes particularly relevant for the analysis of Sec. 4. Equation (2.14) is clearly equivalent to
    N=tftiHdt=afaidaa.(2.14)

    The number of e-folds required for the consistency of a given inflationary scenario does not only depend on the inflationary dynamics as it might seem to follow from Eqs. (2.13) and (2.14). In other words, while the physical features of the decelerated and of the accelerated expansions are per se relevant, what we want to stress here is that the indetermination of the post-inflationary evolution affects the specific value of the total number of e-folds. To clarify this point we consider the ratio between the intrinsic (spatial) and the extrinsic (Hubble) curvatures and recall that it is notoriously given by

    κa2H2=κȧ2.(2.15)
    The right-hand side of Eq. (2.15) gets suppressed when the Universe accelerates (see Eq. (2.9)) while κȧ2 increases during a stage where ä<0 (see Eq. (2.6)). The total suppression of the ratio given in Eq. (2.15) cannot be simply attributed to the inflationary stage of expansion unless we artificially assume that the post-inflationary evolution is known and corresponds, for instance, to the dominance of radiation. This is ultimately the reason why the total number of e-folds suffers a theoretical indetermination associated with the post-inflationary evolution. In Fig. 1, we illustrate with a cartoon the sensitivity of the number of e-folds to the post-inflationary evolution. In the rightmost part of the plot we have the current value of the Hubble radius and the thick line denotes the standard evolution where the post-inflationary expansion rate is always dominated by radiation. If the blueshifted value of the current Hubble radius must fit exactly inside the inflationary event horizon, the value of N becomes, as we shall see, 𝒪(60). In Fig. 1, two qualitatively different possibilities are also mentioned: in the first case the post-inflationary expansion rate is faster than radiation (see the dashed line of Fig. 1) in the second case the post-inflationary expansion rate is slower than radiation (see the dot-dashed line of Fig. 1). When expansion rate is faster than radiation the number of e-folds required to fit the blueshifted Hubble radius inside the inflationary event horizon is comparatively smaller than N (i.e. Nfaster<N); the opposite is true in case the post-inflationary expansion rate is slower than radiation (i.e. Nslower>N). The quantitative aspects of Fig. 1 are analyzed in Subsec. 2.3 after a discussion of the early expansion rate (see Subsec. 2.2) which is relevant also for the determination of the number of e-folds.

    Fig. 1.

    Fig. 1. On the vertical axis the profile of H1 is illustrated in Planck units as a function of the logarithm of the scale factor. In this cartoon (where, for the sake of simplicity, the slow-roll corrections have been neglected) the full thick line describes the standard inflationary evolution followed by a radiation-dominated stage. The dashed and dot-dashed curves correspond instead to a post-inflationary expansion rate that is either faster or slower than radiation, at least for some time before radiation dominance. In Subsec. 2.2, the early expansion rate is estimated from the large-scale curvature inhomogeneities whereas in Subsec. 2.3 we are going to present a series of quantitative estimates of N, Nslower and Nfaster.

    2.2. The early expansion rate

    2.2.1. Conventional inflationary stages

    The expansion history during the inflationary stage follows from the equations connecting the Hubble rate to the corresponding sources. The single-field inflationary models can be notoriously analyzed in terms of the following scalar–tensor action (see, for instance, Ref. 55)

    Sφ=d4xg[R22P+12gαβαφβφV(φ)],(2.16)
    where P denotes the Planck length and the following notations will be used throughout the whole discussion :
    P=8πG,ˉMP=MP8π=1P.(2.17)
    Equation (2.16) should be regarded as the first term of an effective description where the higher derivatives are suppressed by the negative powers of a large mass M associated with the fundamental theory that underlies the effective action. The leading corrections to Eq. (2.16) consist of all possible terms containing four space–time derivatives56 and Eq. (2.16) itself can be studied in two complementary perspectives:

    if we presume, by fiat, that the post-inflationary evolution is fixed and known then the only sensible question and the sole concern should be somehow to reconstruct the functional dependence of the potential;

    conversely if post-inflationary evolution is unknown (or only partially known) it is less meaningful to aim at a reconstruction of the inflaton potential from the large-scale data since the number of e-folds ultimately depends on the post-inflationary evolution.

    For different reasons both approaches are appealing but the former corresponds to the conventional lore while the latter perspective is pursued in this discussion: the ultimate goal would be to test the post-inflationary expansion rate rather than arbitrarily postulating a specific timeline. The post-inflationary evolution is not going to be fixed and this choice has a specific impact on the remaining part of the discussion. For this reason the properties of the expansion rate during inflation are technically more essential than the form of the potential although the obtained results can be related (at any step) to the more conventional approach. In the single-field case (and for the background geometry of Eqs. (2.1) and (2.2)) the evolution equations follow from Eq. (2.16) and they can be written as

    3H2=2P[˙φ22+V(φ)]3κa2,(2.18)
    ¨φ+3H˙φ+V,φ=0,(2.19)
    where, as previously remarked, the overdot denotes a derivation with respect to the cosmic time coordinate t. If Eqs. (2.18) and (2.19) are combined we obtain 2=2P˙φ2+2κa2; this is, in practice, the explicit form of the Raychaudhuri equation49 written in the case of a scalar field source. In a stage where the decrease of the Hubble rate is sufficiently slow (i.e. H2) Eqs. (2.18) and (2.19) can be approximated as
    3H2ˉM2P=V(φ),3H˙φ+V,φ=0,(2.20)
    where the contribution of the spatial curvature is also neglected since it is sharply suppressed during an accelerated stage of expansion. In connection with Eqs. (2.19) and (2.20) the last technical remark concerns the cosmic time parametrization that can be traded for the conformal time coordinate defined as a(τ)dτ=dt. In the conformal time coordinate the expansion rate and its derivative are defined as
    =aa=aH,=(2)a2,(2.21)
    with the prime now denoting a derivation with respect to τ. Both parametrizations of the time coordinate will be used interchangeably; in the analysis of the effective action of the tensor modes of the geometry (see Appendix B) the conformal time parametrization turns out to be more convenient, as we are going to see.

    2.2.2. The early expansion rate

    Although the post-inflationary expansion rate modifies the number of e-folds (and consequently all the inflationary observables), the early expansion rate can be estimated, at least approximately, without a detailed knowledge of the post-inflationary evolution. This happens since the early expansion rate ultimately follows from the analysis of the spectrum of curvature inhomogeneities associated with the CMB scales that left the Hubble radius during the first stages of inflation and reentered before matter radiation equality. Since the curvature inhomogeneities are conserved when they evolve for scales larger than the Hubble radius, the early expansion rate does not depend upon the total number of e-folds and the rationale for this statement is illustrated in Fig. 2 where the common logarithm of aH is reported as a function of the common logarithm of the scale factor. While during inflation aHa, in a radiation-dominated stage aHa1; the two ellipses of Fig. 2 parametrize the unknowns of the intermediate evolution but a detailed knowledge of that regime is not strictly necessary to set initial conditions for the temperature and for the polarization anisotropies. The CMB observations involve in fact a bunch of wavenumbers k=𝒪(kp) where kp=0.002Mpc1 is the conventional pivot scale that is used to normalize the large-scale power spectra. These typical scales are pictorially indicated in the lower part of Fig. 2 where the two filled squares denote the moment where k=𝒪(kp) gets of the order of aH. While the first crossing time occurs during inflation, the second one takes place prior to matter–radiation equality (see the right part of the cartoon). The scales k=𝒪(kp) become again of the order of aH when the Universe is already dominated by a radiation plasma (i.e. before matter–radiation equality) and their evolution is not affected by the unknowns of the post-inflationary evolution that may however modify the spectra at smaller scales; in this case the reentry of the fluctuations might not take place when the plasma is dominated by radiation.

    Fig. 2.

    Fig. 2. The common logarithm of aH is illustrated as a function of the common logarithm of the scale factor. The two ellipses account for the indetermination of the post-inflationary evolution that can have different durations depending on the differences in the timeline of the expansion rate. In the lower part of the cartoon the CMB scales k=𝒪(kp) approximately cross aH (see the two filled squares).

    2.2.3. Adiabatic and nonadiabatic solutions

    The argument of Fig. 2 holds only under the hypothesis that curvature inhomogeneities are conserved in the limit k<aH, i.e. for typical wavelengths larger than the Hubble radius. This is exactly what happens when the evolution of the curvature inhomogeneities on comoving orthogonal hypersurfaces (conventionally denoted by ) is analyzed in the limit k<aH (or kτ<1). A complementary possibility is to employ ζ which measures the curvature inhomogeneities on the hypersurfaces where the density contrast is constant (see, for instance, Ref. 54 and references therein). Although and ζ are different variables, the Hamiltonian constraint associated with the relativistic fluctuations of the geometry stipulates that

    =ζ22Ψ32P(pt+ρt),(2.22)
    where Ψ is the gauge-invariant generalization of the Newtonian potential (the so-called Bardeen potential57) while (pt+ρt) is the total enthalpy density of the sources. According to Eq. (2.22), and ζ must obey the same evolution for kaH :
    ζ=δpnadpt+ρt,kaH<1.(2.23)
    In Eq. (2.23), δpnad indicates the nonadiabatic pressure fluctuationd which may arise if different barotropic fluids are simultaneously present.53,54,55 In the single-field case δpnad=0 and heeding observations the temperature and polarization anisotropies of the CMB are consistent with adiabatic and Gaussian initial conditions.42,43,44 The true question to ask in connection with Eq. (2.23) is how many adiabatic solutions and how many nonadiabatic solutions are compatible, for instance, with the conservation of and ζ. This question, usually approached within the separate Universe picture58 (see also Ref. 59 for a reintroduction of some of arguments given in Ref. 58), has been addressed by Weinberg in a series of papers.60,61,62 In short the argument suggested in Refs. 60, 61, 62 stipulates that the evolution equations of the relativistic fluctuations of the geometry have always a pair of physical solutions for which δpnad0 and approaches a constant for kτ0. In other words, following the usual terminology, there will be always at least a pair of adiabatic solutions with δpnad=0 and constant in the limit kτ0: one solution with 0; the other with =0. Although this analysis is most easily performed in the conformally Newtonian gauge57,63 the result is in fact gauge-invariant since is itself gauge-invariant. All in all we have that the adiabatic modes are ultimately conserved and this is why the early expansion rate does not depend on the post-inflationary evolution. Therefore, if the only source of large-scale inhomogeneity are the scalar and tensor modes of the geometry excited during the inflationary stage an estimate of the early expansion rate follows from the amplitude of the curvature inhomogeneities assigned for typical scales k=𝒪(kp) as
    P(k)=𝒜(kkp)ns1,PT(k)=𝒜T(kkp)nT,(2.24)
    where ns and nT are, respectively, the scalar and the tensor spectral indices while 𝒜 and 𝒜T are the corresponding amplitudes at the scale kp. The ratio between 𝒜T and 𝒜 is the tensor to scalar ratio and it is customarily denoted by rT. The values of rT, 𝒜 and nT, in various different combinations, determine the properties of the expansion rate during inflation. In the context of single-field inflationary models these quantities are related via the so-called consistency conditions, as we are now going to discuss in further detail.

    2.2.4. The scale-dependence of the expansion rate

    In the absence of nonadiabatic contributions the evolution of the curvature inhomogeneities obeys a source-free evolution equation that can be written in a decoupled form (see Appendix A and discussion therein); since the inflationary bound on the expansion rate follows from the large-scale evolution of , it is practical to recall the equation obeyed by the corresponding Fourier amplitudes :

    k+2zφzφk+k2k=0,zφ=aφ.(2.25)
    During an inflationary stage of expansion the evolution of zφ is proportional to the scale factor a via the (time-dependent) expression of the slow-roll parameter ϵ(τ) :
    zφ=aφ=aφ̇H=a2ϵM¯P,ϵ=H2<1.(2.26)
    The role of ϵ(τ) is here the most relevant since it measures the progressive suppression of the Hubble rate during the inflationary stage of expansion. Recalling now Fig. 2, Eq. (2.25) may be approximatelye solved by iteration when kaH :
    k(τ)=k(τex)+k(τex)τexτaex2a2(τ1)dτ1k2τexτdτ2a2(τ2)×τexτ2k(τ1)a2(τ1)dτ1.(2.27)
    The first term of Eq. (2.27) is the constant adiabatic mode which obeys 0 while the second term vanishes asymptotically and corresponds to the second adiabatic solution with 0 (see also Eq. (2.22) and discussion thereafter); finally the third term of Eq. (2.27) vanishes exactly in the large-scale limit, i.e. for k0. The form of the large-scale solution given by Eq. (2.27) is actually a concrete example of the general argument suggested in Refs. 60, 61, 62. Let us now go back to Fig. 2 and focus on the wavenumbers k=𝒪(kp) that are larger than aH (or which is the same k2|zφzφ|); in this case k(τ)=qk(τ)zφ(τ) where qk(τ)=eikτ2k. Since the solution must be continuous and differentiable in τex we can compute the approximate form of the scalar power spectrum
    P(k,τ)=k32π2|k(τ)|2=k32π2|qk(τ)|2zφ2.(2.28)
    From Eq. (2.28) recalling that |qk(τ)|2=(2k)1 we obtain
    P(k,τ)=k24π2a2H2φ̇2,(2.29)
    where the expression of zφ has been made explicit. The overall normalization of the scalar power spectrum is determined by the expansion rate at the typical time τ1k; thanks to Eq. (2.20) we can use 3H2M¯P2=V and 2M¯P2=φ̇2 to simplify Eq. (2.29) :
    P(k,τ)=k24π2a2(τ)M¯P4VV,φ2=k2πa2(τ)MP2ϵ(τ),(2.30)
    where, as before, ϵ(τ)=H2. During a de Sitter stage of expansion the scale factor is approximately given by a(τ)=(Hτ)1 so that Eq. (2.30) ultimately becomes
    P(k,τ)=|kτ|2πϵ(τ)H2MP2.(2.31)
    For a typical time τ=1k we then obtain the power spectrum that should be directly compared with the first of the two parametrizations of Eq. (2.24)
    P(k,τ)=|kτ|2πϵH2MP2Hk2πϵkMP2,kτ=𝒪(1),(2.32)
    where H=Hk and ϵ=ϵk are evaluated for τ=1k. Thus, after comparing Eqs. (2.32) and (2.24) for k=𝒪(kp) we obtain the wanted estimate of Hk :
    Hk2πϵkMP2𝒜,k=𝒪(kp).(2.33)
    The condition (2.33) determines the expansion rate in Planck units which is then given by
    HkMPπϵk𝒜=πrT𝒜4,k=𝒪(kp),𝒜=𝒪(109).(2.34)
    The second equality of Eq. (2.34) follows from the consistency relations stipulating that rT(k)16ϵk; this condition is typical of single-field inflationary scenarios (see Appendix A and discussion therein) and in Eq. (2.34) we adopted the notationf rT=rT(kp). If we assume that rT0.03 and 𝒜=𝒪(109), Eq. (2.34) implies HkMP1 and since H decreases very little during inflation, the expansion rate few e-folds before the end of inflation is also comparable with Hk, i.e. Hk=𝒪(H). The ratio HHk may be estimated from the condition that defines the crossing of a given scale, i.e. akHk=k
    Hk=Hf1ϵkkafHfϵk1ϵk=HkafHϵk[1+𝒪(ϵk)].(2.35)
    But for typical wavenumbers k=𝒪(kp) it turns out that kp|afHf|; more specifically the approximate value of kp(afHf) is estimated as
    kpafHf=𝒪(1026)kp0.002Mpc1rT0.0314𝒜2.41×10914×h02ΩR04.15×10514,(2.36)
    where HfH. If we now insert Eq. (2.36) into Eq. (2.35), we can conclude, as previously anticipated that HkH so that
    HkMPHMP=5.32×106𝒜2.41×10912rT0.0612.(2.37)
    Equation (2.37) estimates the expansion rate but does not imply any specific duration of the inflationary phase. As we are going to see in the following subsection, the duration of the inflationary stage of expansion is ultimately related to the nature and to the rate of the post-inflationary evolution.

    2.3. What do we know about the late expansion history?

    As already discussed after Eq. (2.13), the duration of inflation does depend on the post-inflationary evolution and this means that different expansion histories affect the number of e-folds required to bring all the physical scales of the model in causal contact. Different possibilities are examined hereunder with the purpose of quantifying the theoretical indetermination on the total number of e-folds.

    2.3.1. A radiation-dominated universe?

    One of the standard (unproven) assumptions both of the hot big bang model and of the conventional post-inflationary evolution is that the plasma must always be dominated by radiation even before the scale of BBN where the deviations from radiation dominance are severely constrained (see Sec. 4 and discussion therein). The gist of this argument is that, in the early hot and dense plasma, it is appropriate to assume an equation of state corresponding to a gas of relativistic particles; this choice is compatible with all the current data but it is neither compelling nor unique. A radiation-dominated stage of expansion extending between H=𝒪(105)MP and the equality time is one of the assumptions customarily adopted for the timeline of the expansion rate in the context ΛCDM paradigm. In terms of the cartoon of Fig. 2 we would then have that aHa during inflation while in the radiation stage aHa1. This means, in practice, that the energy density of the background scales approximately as a4 between the end of inflation and the equality time. The critical number of e-folds required to fit inside the current Hubble patch the redshifted value of H1 (i.e. the approximate size of the event horizon at the onset of inflation) follows from the condition :

    Hi1a0aiH01,HiH,(2.38)
    where a0 is the current value of the scale factor.g Equation (2.38) can be made even more explicit by rewriting it in a slightly different manner :
    a0H0aiHi=a0H0aeqHeqaeqHeqarHrarHrafHfafHfaiHi1.(2.39)
    The terms appearing in the second equality of Eq. (2.39) can be directly evaluated when the post-inflationary evolution is dominated by radiation; for instance, by definition, 3Heq2M¯P2=2ρM0(a0aeq)3 where ρM0 denotes the present matter density and the factor 2 follows since, at equality, the matter and radiation energy density coincide; furthermore the redshift to equality can be estimated as (a0aeq)=ΩM0ΩR0 where ΩM0 and ΩR0 are the critical fractions of matter and radiation in the concordance scenario. All in all we can eventually estimate
    a0H0aeqHeq=1(2ΩR0)14H0Heq.(2.40)
    Moreover, between the equality time and ar the evolution is dominated by radiation, thanks to Eq. (2.40), Eq. (2.39) becomes
    aeq4Heq2ar4Hr2=aeq4Teq4gρ,eqar4Tr4gρ,r=gρ,eqgρ,rgs,rgs,eq43,(2.41)
    where gρ denotes the number of effective relativistic degrees of freedom appearing in the energy density of the plasma while gs corresponds to the number of effective relativistic degrees of freedom of the entropy density. If the entropy density is conserved between the r-stage and the equality epoch we should have that gs,rar3Tr3=gs,eqaeq3Teq3 and this observation affects the redshift between the two epochsh :
    aeqHeqarHr=gρ,eqgρ,r14gs,rgs,eq13HeqHr.(2.42)
    Because during inflation the Hubble rate is nearly constant (i.e. HfHiH), once Eqs. (2.41) and (2.42) are inserted into Eq. (2.39) the number of e-folds N¯max=ln(afai) can be determined by requiring that Eqs. (2.38) and (2.39) are satisfied. The final result for N¯max becomes
    eN¯max=(2ΩR0)14𝒞(gs,gρ,τr,τeq)HH0,(2.43)
    where, for the sake of conciseness, we wrote 𝒞(gs,gρ,τr,τeq)=(gρ,rgρ,eq)14(gs,eqgs,r)13. Once more Eq. (2.43) determines the critical number of e-folds necessary to fit the redshifted value of H1 inside H01, as postulated in Eq. (2.38). It should be stressed that N¯max corresponds to the maximal number of e-folds currently accessible to large-scale observations. In other words the conditions (2.38) and (2.39) fix N¯max by requiring that all the physical scales inside the inflationary (event) horizon are all contained inside the current Hubble patch H01. It is of course possible that the total number of e-folds exceeds N¯max and this happens if we require
    eN¯>(2ΩR0)14𝒞(gs,gρ,τr,τeq)HH0.(2.44)
    The condition (2.44) implies that some of the scales originally contained inside the inflationary (event) horizon are today larger than the current value of the Hubble patch; in this case the causal connection is realized on a region possibly larger than H01. The overlines appearing both in N¯ and N¯max remind that the corresponding quantities have been deduced for a post-inflationary evolution dominated by radiation. From Eq. (2.43), the explicit value of N¯max becomes
    N¯max=61.9ln(h00.7)+14lnrT0.06+14ln𝒜2.41×109+ln𝒞(gs,gρ,τr,τeq)+14lnh02ΩR04.15×105,(2.45)
    and it is, as anticipated, 𝒪(60). For the actual estimates relating Eqs. (2.43) and (2.45) the following three observations should be emphasized:

    the inflationary expansion rate is estimated from the amplitude of the scalar power spectrum and, more specifically, from Eq. (2.37);

    it is assumed that, in practice, there is no energy loss between the inflationary phase and the post-inflationary evolution (i.e. HrH);

    in the standard situation where gs,r=gρ,r=106.75 and gs,eq=gρ,eq=3.94 the value of 𝒞(gs,gρ,τr,τeq) is given by 0.75; the contribution of 𝒞(gs,gρ,τr,τeq) to Eq. (2.45) is numerically not essential for the determination of N¯max.

    The approximation HrH is customarily enforced by CMB experiments when setting bounds, for instance, on the total number of e-folds42,43,44 and although energy is lost during reheating, in the case of single-field inflationary models this approximation is rather plausible since the combined action of the reheating and of the preheating dynamics leads to a process that is almost sudden.53,54,55 In this sense, if Hlast denotes the expansion rate during the last few e-folds of inflationary expansion, it is true that Hr<Hlast; however, even for a difference of few orders of magnitude the quantitative arguments illustrated here will not be crucially affected. We recall that, conventionally, the reheating is the period where the entropy observed in the present Universe is produced and it typically takes place when all the large-scale inhomogeneities of observational interest are outside the horizon. The different approaches to the reheating dynamics are not expected to affect the large-scale power spectra.63

    The number of inflationary e-folds introduced in Eqs. (2.13)–(2.15) depends on the post-inflationary evolution but it also scale-dependent. This happens because the actual observations always probe a typical scale so that this dependence also enters the number of e-folds and the expansion rate. In what follows Nk and Hk are associated, respectively, with the number of e-folds and with the expansion rate at the crossing of the CMB scales k=𝒪(kp). Even though Hk and H are conceptually different, HkH=𝒪(1) since the curvature scale decreases very slowly during the inflationary stage. Most of the previous estimates can then be repeated in the case of N¯k=ln(afak). As in the case of N¯max, also N¯k is estimated in the present section for a post-inflationary thermal history dominated by a radiation background and this is why the overline is included; the values of N¯k are implicitly determined from

    kakHk=eN¯kHfHkkafHf,(2.46)
    and when the given wavenumber is of the order of the comoving expansion rate kakHk. The latter condition fixes the value of N¯k not only in terms of Hf (the expansion rate at the end of inflation) but also as a function of the subsequent expansion history, exactly as in the case of N¯max. By then repeating all the different steps in the case of Eq. (2.46) we deduce
    eN¯k=(2ΩR0)14HkH0Hf𝒞(gs,gρ,τr,τeq)a0H0k.(2.47)
    If the determinations of N¯k and N¯max are compared in the case of a post-inflationary evolution dominated by radiation we obtain
    N¯k=N¯maxlnka0H0ln(HkHf).(2.48)
    As already mentioned in Eq. (2.37), Hk=𝒪(Hf) so that N¯k and N¯max are of the same order as long as ka0H0. The explicit value of N¯k can then be written asi
    N¯k=59.408+14lnϵk0.001+14ln𝒜2.41×109+ln𝒞(gs,gρ,τr,τeq)lnk0.002Mpc1+14lnh02ΩR04.15×10512lnH1Hk.(2.49)

    2.3.2. An extra phase preceding big bang nucleosynthesis

    In the previous subsection, we considered a timeline dominated by radiation between the end of inflation and the equality epoch. We are now going to suppose that, prior to radiation dominance, the expansion rate is modified for a sufficiently long period where the expansion rate can be either faster or slower than radiation. Probably the simplest example along this perspective consists in adding a further stage of expansion between the end of inflation and the onset of the radiation-dominated phase. The ellipses of Fig. 2 are now replaced by the cartoon of Fig. 3 and the following comments are in order:

    as before during inflation we have that Haa while in a radiation stage we would get aHa1: the simplest timeline is then the one illustrated with the full thick line;

    prior to the onset of the radiation stage and after inflation we have instead that aHa1δ where now δ parametrizes the expansion rate in the intermediate regime;

    if δ>1 the expansion rate is faster than radiation; conversely when δ<1 the expansion rate is slower than radiation (see, in this respect, the dashed timelines of Fig. 3).

    Fig. 3.

    Fig. 3. The conventional radiation-dominated epoch (taking place for a>ar) is preceded by an intermediate phase parametrized by the value of δ. If δ1 we recover the case of a single post-inflationary radiation epoch. When δ<1 the expansion rate is slower than radiation; conversely if δ>1 the expansion rate is faster than radiation.

    According to Fig. 3, the condition imposed by Eq. (2.39) becomes different and its modification depends on δ. Indeed, if the estimate of Eq. (2.39) is repeated, the value of N¯max gets shifted45,46,47 (see also Refs. 64 and 65)

    N¯maxNmax=N¯max+(δ1)2(δ+1)ln(HrH),(2.50)
    where we now denote with Nmax the maximal number of e-folds for a generic post-inflationary evolution while N¯max corresponds to the case of a timeline dominated by radiation right after the end of the inflationary expansion. This is why, as anticipated, in the case δ1 the timeline of Fig. 3 reproduces a (single) radiation-dominated stage of expansion and NmaxN¯max (see Eqs. (2.43)–(2.50) and discussion therein). Because Hr<H<Hi in Eq. (2.50), for arbitrary values of δ the following two remarks are in order:

    when the background expands faster than radiation (i.e. δ>1) the value of Nmax gets smaller than in the case of radiation dominance (i.e. Nmax<N¯max);

    conversely when the expansion rate is slower than radiation (i.e. δ<1) we have that Nmax>N¯max.

    The orders of magnitude involved in Eq. (2.50) are estimated by considering that the typical expansion scale of BBN is approximately Hbbn=𝒪(1044)MP whereas the inflationary expansion rate follows from Eq. (2.37) (i.e. Hπ𝒜rT4). This means that the relation between Nmax and N¯max is approximately given by

    Nmax=N¯max𝒪(45)δ1δ+1,Hr=𝒪(Hbbn).(2.51)

    Let us now suppose, for instance, that δ>1. If the sources for the evolution of the geometry are parametrized in terms of perfect fluids with barotropic equation of state δ=2(3w+1) so that δmax2 correspondsj to wwmin=0. In this case, from Eqs. (2.50) and (2.51), Nmax=N¯max𝒪(15). In case δ<1 the post-inflationary expansion rate between H and Hr is instead slower than radiation so that we would have Nmax>N¯max. Again, assuming the background is driven by perfect barotropic fluids, δmin=12 and it corresponds to a plasma wmax=1 where the sound speed and the speed of light coincide. Therefore for δδmin=12 Eqs. (2.50) and (2.51) imply that Nmax=N¯max+𝒪(15). In summary the critical number of e-folds required to fit the redshifted event horizon inside the current value of the Hubble radius does depend on the post-inflationary expansion rate; thanks to the results of Eqs. (2.50) and (2.51) we can then estimate the theoretical error associated with the unknown post-inflationary expansion rate as

    Nmax=N¯max±𝒪(15),𝒪(60)<N¯max=𝒪(62),(2.52)
    where, we remind, the value of N¯max is determined in the case δ1 corresponding to a radiation-dominated stage of expansion. The same kind of evaluation leading to Eq. (2.52) can be repeated for different classes of sources driving the background evolution. For instance the post-inflationary expansion rate might correspond to a stage dominated by an oscillating scalar field with an approximate potential φ2q near the origin66 (see also Refs. 67, 68,69). In this case δ=(q+1)(2q1) and the condition δ1 implies that q2; this means, once more, that δmax=2 while δmin12 corresponding either to the asymptote q1 or to the absence of the potential. Thus the case δmin12 may be realized in a number of physically different situations.70

    All in all, if the total number of e-folds is 𝒪(60) in the case of a radiation-dominated Universe, Eq. (2.52) suggests that the potential indetermination due to a modified expansion rate rangesk between 45 and 75. The same indetermination affecting Nmax also enters the value of Nk. Indeed even in the presence of an intermediate stage preceding the conventional radiation-dominated epoch Eqs. (2.47) and (2.48) remain fully valid. The value of Nk is relevant for various phenomenological aspects of the problem since it affects the inflationary observables that are specifically discussed later onl in Sec. 4. We finally recall that Eq. (2.36) has been correctly deduced in the case of radiation dominance (i.e. δ1 in the language of this subsection) and the same indetermination affecting the number of e-folds may also modify the value of the pivot scale in units of the inflationary expansion rate. In the presence of the δ-phase illustrated in Fig. 3 we have that Eq. (2.36) gets modified as

    kpafHf=𝒪(1026)(HrHf)(δ1)[2(δ+1)].(2.53)
    Depending on the value of Hr, when the expansion rate is faster than radiation the value of kp(afHf) may get smaller than 1026. The opposite is true when the background expands at a rate slower than radiation since, in this second instance, kp(afHf) gets larger than 1026. In both situations, however, it is fully justified to assume HfHkH, as already established in Eq. (2.35).

    2.3.3. Multiple stages preceding big bang nucleosynthesis

    A natural extension of the results obtained in Eqs. (2.50)–(2.52) involves the presence of multiple post-inflationary stages parametrized by different values of the expansion rate conventionally denoted by δi with i=1,,n. It is actually plausible to generalize the previous considerations by replacing the single δ stage with n intermediate phases of expansion preceding the epoch of radiation dominance, as illustrated in Fig. 4. The cartoon of Fig. 3 is then substituted by the timeline of Fig. 4 where the initial stage of the post-inflationary evolution begins after the end of inflation (i.e. HHf=H1) while the nth stage conventionally coincides with the standard radiation-dominated evolution i.e. ar=an and δn=1. As already explained before, we should always require Hr>1044MP implying that the BBN takes place when radiation is already dominant. During the ith stage of the sequence aHa1δi and the expression of Nmax given in Eq. (2.50) can be generalized to the timeline of Fig. 4 :

    Nmax=N¯max+12in1δi1δi+1lnξi.(2.54)
    The various ξi appearing in Eq. (2.54) measure the duration of each post-inflationary stage of expansion and since the rate is always decreasing we may conclude that
    ξi=Hi+1Hi<1.(2.55)
    Since, by construction, an=ar we also have that Hn=Hr; this means that ξn1=HnHn1=HrHn1. It finally follows from Fig. 4 that the product of all the ξi coincides with HrH, namely,
    i=1n1ξi=ξ1ξ2ξn2ξn1=ξr=HrH<1.(2.56)
    This also means that if all the δi are equal the result of Eq. (2.54) coincides with the one of Eq. (2.50) obtained for a single δ-phase. If the post-inflationary plasma is only dominated by radiation then in Eq. (2.54) all the δi go to 1 and the whole contribution disappears. Conversely when some of the δi are smaller than 1 both Nmax and Nk increase. For δi>1 we may have the opposite effect suggesting an overall reduction of Nmax and Nk. Both effects are relevant in low-frequency region of the relic graviton spectrum, as we are going to see more specifically in Sec. 4. Indeed the result of Eq. (2.48) remains valid also for the timeline of Fig. 4; this means that not only Nmax but also Nk gets reduced or enhanced depending on the values of the various δi, as it follows from the explicit expression of Nk :
    Nk=N¯k+12in1δi1δi+1lnξi.(2.57)
    Besides the case of Fig. 4 we can also take into account a further possibility that is illustrated in Fig. 5. Prior to a conventional stage of inflationary expansion there could be a stage where the expansion rate is different. This may happen for various reasons and, in the most conservative perspective, it could be that the evolution of the relic gravitons develops a refractive index even thought the dynamics of the background is always inflationarym (see, in this respect, Appendix B and Sec. 5).

    Fig. 4.

    Fig. 4. As in the previous cartoons of this section, on the vertical axis the common logarithm of aH is reported as a function of the common logarithm of the scale factor. The region at the left corresponds, as usual, to the inflationary evolution while for a>a1 the background is decelerated. It is also understood throughout the discussion that the post-inflationary epoch is bounded by the curvature scale of BBN so that Hr1044MP. In this plot, we adopt the convention that an=ar and Hn=Hr implying that the end of the sequence of intermediate stages coincides with the onset of the radiation-dominated evolution.

    Fig. 5.

    Fig. 5. As in the previous figure the common logarithm of the comoving expansion rate is illustrated as a function of the common logarithm of the scale factor. Prior to the onset of the standard inflationary stage of expansion the evolution is however modified.

    In the previous cartoons of this section, we illustrated the effective rate of expansion in Planck units even though, in various cases, it is also useful to reason in terms of the inverse of aH. For this reason in Fig. 6 we now plot (aH)1. Sometimes in the literature (aH)1 is referred to as the horizon or simply the Hubble radius. According to this terminology the different wavelengths of the gravitational waves and of the scalar modes of the geometry cross the Hubble radius at different times. The first crossing typically occurs during inflation (see the left part of Fig. 6); after the first crossing the wavelength gets larger than the Hubble radius. This moment is then referred to as the exit of the given wavelength. The second crossing (see the right part of Fig. 6) occurs in the decelerated stage of expansion and it is conventionally referred to as the reentry of the given wavelength since after this typical time the wavelength gets again smaller than the Hubble radius. The filled squares in Fig. 6 define the exit of a given (comoving) wavelength while the dots in the right portion of the plot denote reentry of the selected scale. According to Fig. 6, the wavelengths smaller than λr reenter before radiation dominance while the wavelengths λ>λr reenter between the onset of radiation dominance and the epoch of matter–radiation equality. For λ<λr the wavelength 𝒪(λmin) corresponds to comoving frequencies close to the maximal (i.e. ν=𝒪(νmax)). The scales λr<λ<λeq were still larger than the comoving horizon prior to matter–radiation equality and exited about Nk e-folds before the end of inflation; the corresponding wavenumbers range therefore between 0.05Mpc1 and 0.002Mpc1.

    Fig. 6.

    Fig. 6. We illustrate the inverse of the comoving expansion rate (i.e. the comoving Hubble radius) in the case of the timeline already introduced in Fig. 4. The terminology followed here is the one commonly employed in the literature. When a given wavelength crosses the comoving Hubble radius for the first time we say that it exits the horizon (see the filled squares). When the wavelengths crosses the comoving Hubble radius for the second time we say that it reenters the horizon. This is why in the text we indicated these moments as τex and τre, respectively. We stress however that, in this context, the terminology “horizon” is actually a misnomer since the evolution of the Hubble radius is just a way to illustrate the dynamics of large-scale inhomogeneities and has nothing to do with the causal structure of the underlying space–time.

    3. The Relic Gravitons and the Expansion History

    During the last 50 years a recurrent viewpoint has been that, ultimately, high-energy physics is a tool for cosmology and astrophysics. This argument rests on the observation that the plasma became transparent to electromagnetic radiation only rather late (i.e. after the last scattering of photons). Therefore there cannot be direct signals coming, for instance, from an expanding stage with a typical temperature of the order of few TeV. However, since these energy scales are reachable by colliders, particle physics is the only tool that we might have to scrutinize the early Universe. This perspective (implicitly assuming the dominance of radiation and the existence of a prolonged stage of local thermal equilibrium) should be probably revamped in the light of the direct detection of gravitational radiation. Indeed we do know that every variation of the space–time curvature produces shots of relic gravitons with given multiplicities and specific spectra.49 Since the sensitivities of gravitational wave detectors greatly improved in the last 30 years, it is plausible to assume that the direct observations might hit the thresholds of the cosmological signals during the next score year or so. Under this hypothesis the timeline of the expansion rate illustrated in the previous section may be one day testable in practice as it is already scrutinized in principle. Along this revamped perspective gravitational wave astronomy could become a tool for high-energy physics by conveying a more specific knowledge of energy scales that might not be accessible to colliders in the future.

    The relic gravitational waves produced by the early variation of the space–time curvature14,15,16,17 lead to a late-time background of diffuse radiation. In the simplest situation the relic gravitons are produced in pairs of opposite three-momenta from the inflationary vacuum and this is why they appear as a collection of standing (random) waves which are the tensor analog of the so-called Sakharov oscillations71; this phenomenon has been also independently discussed in the classic paper of Peebles and Yu72 (see also Ref. 73). The late-time properties of the signal not only rest on the features of the inflationary vacuum but also on the post-inflationary evolution. It is well established that in the concordance paradigm the spectral energy density at late times is quasi-flat22,23,24 and it gets larger at smaller frequencies of the order of the aHz.25 This happens because, in the concordance scenario, the spectral energy density scales as ν2 between few aHz and 100aHz in the region where the current CMB observations are now setting stringent limits on the contribution of the relic gravitons to the temperature and polarization anisotropies.42,43,44 Along this perspective the low-frequency constraints translate into direct bounds on the tensor to scalar ratio rT and seem to suggest that at higher frequencies (i.e. in the audio band and beyond) the spectral energy density in critical units should be 𝒪(1017) or even smaller. This result has been realized, at a different level of accuracy, in various papers starting from Refs. 22, 23, 24 (see also Refs. 74 and 75). The minuteness of the spectral energy density follows from the presumption that radiation dominates (almost) right after the end of inflation and it is otherwise invalid. As we argued in Sec. 2, the post-inflationary evolution prior to BBN is not probed by any direct observation and may deviate from the radiation-dominated timeline; if this is the case, the high-frequency spectrum of the relic gravitons can be much larger.45,46,47 In what follows, we are going to discuss first the statistical properties of the gravitons produced by the variation of the space–time curvature; in the second part of the section the discussion is focused on the slopes of the spectral energy density of the relic gravitons and on their connection with the expansion rate of the Universe.

    3.1. Random backgrounds and quantum correlations

    The random backgrounds associated with the relic gravitons are homogeneous but not stationary and this property is ultimately related with their quantum mechanical origin. Conversely the homogeneity of the background does not directly follow from the properties of the quantum mechanical correlations. In what follows, we shall try to clarify the analogies and the differences between these two aspects of the problem by swiftly summarizing the main conclusions of a recent analysis76 that follows previous attempts along similar directions.77

    3.1.1. The energy density of random backgrounds

    We start by considering a tensor random field hij(x,τ) and its Fourier transformn :

    hij(x,τ)=1(2π)32d3keikxhij(k,τ),(3.1)
    where k is the comoving three-momentum. The Fourier amplitude hij(k,τ) can be decomposed in terms of the tensor polarizations as
    hij(k,τ)=λeij(λ)(k̂)hλ(k,τ),(3.2)
    where the sum over λ runs over and . If we introduce a triplet of mutually orthogonal unit vectors m̂, n̂ and k̂ (where m̂×n̂=k̂) the two tensor polarizations are
    e()=m̂im̂jn̂in̂j,e()=m̂in̂j+n̂im̂j.(3.3)
    If background is isotropic and unpolarized the corresponding ensemble averages of the Fourier amplitudes (and of their first derivatives) can be expressed as
    hij(k,τ)hmn(k,τ)=2π2k3PT(k,τ)δ(3)(k+k)𝒮ijmn(k̂),(3.4)
    τhij(k,τ)τhmn(k,τ)=2π2k3QT(k,τ)δ(3)(k+k)𝒮ijmn(k̂),(3.5)
    where the two tensor power spectra PT(k,τ) and QT(k,τ) fully describe the tensor random field; denotes an average over an ergodic ensemble of random functions. In Eq. (3.5), the tensor 𝒮ijmn(k̂) arises from the sum over the two tensor polarizations :
    𝒮ijmn(k̂)=[pim(k̂)pjn(k̂)+pin(k̂)pjm(k̂)pij(k̂)pmn(k̂)]4,(3.6)
    where pij=(δijk̂ik̂j). From the (00) component of the energy–momentum pseudo-tensor discussed in Appendix B (see in particular Eq. (B.16)) the energy density of the relic gravitons becomes
    ρgw=18P2a2(τhkτhk+mhkmhk).(3.7)
    If we now insert Eq. (3.1) inside Eq. (3.7) and average the obtained result according to Eqs. (3.4) and (3.5) we obtain
    ρ¯gw=18P2a2(τhkτhk+mhkmhk)=18P2a20dkk[k2PT(k,τ)+QT(k,τ)].(3.8)
    In Eq. (3.8), ρ¯gw=ρgw represents the ensemble average of the energy density; the second equality in Eq. (3.8) directly follows from Eq. (3.1) after taking the ensemble average of each term according to Eqs. (3.4) and (3.5). From Eq. (3.8), we can always introduce the spectral energy density in critical units :
    Ωgw(k,τ)=1ρcritdρ¯gwdlnk=124H2a2[k2PT(k,τ)+QT(k,τ)],(3.9)
    where, as before, ρcrit=3M¯P2H2. The value of Ωgw(k,τ) depends both on PT(k,τ) and QT(k,τ). Sometimes Ωgw(k,τ) is swiftly referred to as the energy density (in critical units) of the random background but this terminology is incorrect: the energy density does not depend on the frequency (or on the momentum); Ωgw(k,τ) represents the energy density (in critical units) and per logarithmic interval of momentum (or frequency) since, in our units, ω=k=2πν. Since QT(k,τ)k2PT(k,τ) for kaH, the spectral energy density for typical wavelengths shorter that the Hubble radius can also be expressed aso
    Ωgw(k,τ)=k212H2a2PT(k,τ),kaH.(3.10)

    3.1.2. Homogeneity in space

    The results of Eqs. (3.9) and (3.10) follow by considering the basic features of traceless and solenoidal tensor random fields supplemented by the notion of stochastic average introduced in Eqs. (3.4) and (3.5). A relevant result following from the previous considerations is that the two-point function of the tensor modes is homogeneous in space. By this we mean that the two-point function only depends on the distance between two spatial locations. If we compute the correlation functions of hij(x,τ) and of its derivative at equal times (but for two different spatial locations) we obtain

    hij(x,τ)hij(x+r,τ)=0dkkPT(k,τ)j0(kr),(3.11)
    τhij(x,τ)τhij(x+r,τ)=0dkkQT(k,τ)j0(kr),(3.12)
    where j0(kr) is the spherical Bessel function of zeroth order.78,79 We remark that Eqs. (3.11) and (3.12) follow directly from the definition of Eq. (3.1) and from the averages of Eqs. (3.4) and (3.5). We note that the homogeneity in space implies that both correlators are evaluated at the same values of the conformal time coordinate τ. The results of Eqs. (3.11) and (3.12) demonstrate that the tensor random fields, heuristically defined by Eqs. (3.1) and (3.4), (3.5), can be described by stochastic processes that are homogeneous in space. This means also that the two-point function computed at equal times (but for different locations) is invariant under spatial translations.

    3.1.3. Homogeneity in time (stationarity)

    It would now seem that the same kind of invariance should also hold when the spatial location is fixed but the time coordinates are shifted. In this case the two-point function of the tensor fluctuations would also be stationary, i.e. invariant under time translations. The stationarity is actually more restrictive than homogeneity if the random background is defined by Eqs. (3.1) and (3.4), (3.5). Indeed, as we are going to see, the stationarity ultimately restricts the time-dependence of the power spectra PT(k,τ) and QT(k,τ). If we then avoid the complication of the spatial dependence and directly discuss a single tensor polarization h(τ), instead of an ensemble or random fields we deal an ensemble of real random functions h(τ). We then introduce the autocorrelation function Γh(Δτ) defined in the context of the generalized harmonic analysis and associated with the finiteness of the integral80,81

    Γh(Δτ)=limT12TTTh(τ)h(τ+Δτ)dτ.(3.13)
    Wiener considered the class of functions (all measurable in a Lebesgue sense) for which the integral (3.13) exists and demonstrated that the spectral density exists.82 In the case of a stationary and ergodic ensemble of random functions, the autocorrelation of Eq. (3.13) can be replaced by
    Γh(|τ1τ2|)=h(τ1)h(τ2),(3.14)
    where now denotes an ensemble average and the results of Eqs. (3.13) and (3.14) must ultimately coincide under the hypotheses of ergodicity. The property expressed by Eq. (3.14) is characteristic of a stationary process whose autocorrelation function is invariant under a shift of the time coordinate. This is why the Fourier transform of the autocorrelation function is associated with a well-defined spectral amplitude.82,83 Recalling Eq. (3.14) we can Fourier transform h(τ), obtain h(ν) as a function of the frequency ν and eventually evaluate the corresponding ensemble average; the result is
    h(τ)=+e2iπντh(ν)dν,h(ν)h(ν)=δ(ν+ν)Sh(ν).(3.15)
    From Eqs. (3.14) and (3.15), the autocorrelation function and the spectral amplitudes are then related as
    Γh(τ1τ2)=12πeiω(τ1τ2)Sh(ω)dω=e2iπν(τ1τ2)Sh(ν)dν.(3.16)
    According to Eqs. (3.15) and (3.16), the spectral amplitude and the autocorrelation function of the process form a Fourier transform pair; this statement is often referred to as Wiener–Khintchine theorem (see e.g. Ref. 81) and was originally developed in the framework of the generalized harmonic analysis that establishes a rigorous connection between Eqs. (3.13) and (3.14).82,83 The possibility of defining a spectral amplitude relies then on the stationary nature of the underlying random process. The spectral amplitude is actually measured in units of inverse frequencies and can also be assigned in the case of a generic spatial dependence. Both stationarity and homogeneity play an important role when analyzing the correlation between gravitational wave detectors of arbitrary geometry.p84,85,86,87

    3.2. Random backgrounds and quantum mechanics

    For a quantum description of the relic gravitons the first step is to recall the second-order action for the tensor inhomogeneities deduced in Appendix B (see, in particular, Eq. (B.15)). The canonical momentum deduced from Eq. (B.15) is in fact given by πij=a2τhij(8P2) and the resulting classical Hamiltonian is

    Hg(τ)=d3x[πijτhij+πijτhijg(x,τ)].(3.17)
    By promoting the classical fields to the status of quantum operators (i.e. hij(x,τ)ĥij(x,τ) and πij(x,τ)π̂ij(x,τ)) the quantum Hamiltonian Ĥg(τ) becomes
    Ĥg(τ)=d3x8P2a2π̂ijπ̂ij+a28P2kĥijkĥij,(3.18)
    where ĥij(x,τ)=ĥij(x,τ) and π̂ij(x,τ)=π̂ij(x,τ) are both Hermitian; the dagger denotes, as usual, the Hermitian conjugation. From Eq. (3.18), the evolution equations of the field operators in the Heisenberg description are
    τπ̂ij=i[Ĥg,π̂ij]=a28P22ĥij,τĥij=i[Ĥg,ĥij]=8P2a2π̂ij,(3.19)
    and their explicit form in the Heisenberg representation is
    ĥij(x,τ)=2P(2π)32α=,d3keij(α)(k̂)[Fk,α(τ)b̂k,αeikx+H.c.],(3.20)
    π̂ij(x,τ)=a2(τ)42P(2π)32β=,d3keij(β)(k̂)[Gk,β(τ)b̂k,βeikx+H.c.].(3.21)
    In Eqs. (3.20) and (3.21), the second term inside the square bracket denotes the Hermitian conjugate of the preceding one. As before the sum runs over the two tensor polarizations defined in Eq. (3.3); because of Eq. (3.19) the mode functions Fk(τ) and Gk(τ) obey :
    Gk+2Gk=k2Fk,Gk=Fk,(3.22)
    where, as usual, =aa. The Fourier transforms of the Hermitian field operators of Eqs. (3.20) and (3.21) are
    ĥij(q,τ)=2Pα[eij(α)(q̂)b̂q,αFq,α(τ)+eij(α)(q̂)b̂q,αFq,α(τ)],(3.23)
    π̂mn(p,τ)=a242Pβ[emn(β)(p̂)b̂p,βGp,β(τ)+emn(β)(p̂)b̂p,βGp,β(τ)].(3.24)
    The field operators of Eqs. (3.23) and (3.24) obey the canonical commutation relations
    [ĥij(q,τ),π̂mn(p,τ)]=i𝒮ijmn(q̂)δ(3)(q+p),(3.25)
    provided the mode functions obey the Wronskian normalization
    Fk(τ)Gk(τ)Fk(τ)Gk(τ)=ia2(τ).(3.26)
    The condition expressed by Eq. (3.26) is essential to obtain the correct form of the commutation relations that must be preserved throughout all the stages of the dynamical evolution. The mode functions can also be rescaled as Fk(τ)=afk(τ) and Gk(τ)=agk(τ); in this case Eq. (3.26) becomes fk(τ)gk(τ)fk(τ)gk(τ)=i.

    3.2.1. Quantum mechanics and nonstationary processes

    To analyze the stationarity of the process we need to introduce the autocorrelation functions depending on two different times τ1 and τ2:

    Γijmn(k,p,τ1,τ2)=12[ĥij(k,τ1)ĥmn(p,τ2)+ĥij(p,τ2)ĥmn(k,τ1)],(3.27)
    Γ¯ijmn(k,p,τ1,τ2)=12[τ1ĥij(k,τ1)τ2ĥmn(p,τ2)+τ2ĥij(p,τ2)τ1ĥmn(k,τ1)].(3.28)
    The explicit form of Eqs. (3.27) and (3.28) follows from the actual expressions of the field operators in Fourier space (see Eqs. (3.23) and (3.24)) and the final result becomes
    Γijmn(k,p,τ1,τ2)=𝒮ijmn(k̂)δ(3)(k+p)Δk(τ1,τ2),(3.29)
    Γ¯ijmn(k,p,τ1,τ2)=𝒮ijmn(k̂)δ(3)(k+p)Δ¯k(τ1,τ2),(3.30)
    where Δk(τ1,τ2) and Δ¯k(τ1,τ2) are now given by
    Δk(τ1,τ2)=4P2[Fk(τ1)Fk(τ2)+Fk(τ2)Fk(τ1)],(3.31)
    Δ¯k(τ1,τ2)=4P2[Gk(τ1)Gk(τ2)+Gk(τ2)Gk(τ1)].(3.32)
    If we now consider the limit τ1τ2, we have, from Eqs. (3.29), (3.30) and (3.31), (3.32), that
    ĥij(k,τ)ĥmn(p,τ)=2π2k3𝒮ijkmn(k̂)PT(k,τ)δ(3)(k+p),(3.33)
    τĥij(k,τ)τĥmn(p,τ)=2π2k3𝒮ijkmn(k̂)QT(k,τ)δ(3)(k+p).(3.34)
    Equations (3.33) and (3.34) reproduce exactly Eqs. (3.11) and (3.12) with the difference that random fields are replaced by the field operators and the ensemble averages are now quantum mechanical expectation values. Furthermore the two power spectra PT(k,τ) and QT(k,τ) depend on the specific form of the mode functions
    PT(k,τ)=4P2π2k3|Fk(τ)|2,QT(k,τ)=4P2π2k3|Gk(τ)|2.(3.35)
    Since Eqs. (3.11) and (3.12) hold also in the quantum case, the production of relic gravitons can be certainly mimicked with a homogeneous process. To analyze of the stationarity we need the explicit form of the autocorrelation functions, at late times.76 For this purpose, the phases must be correctly determined from the continuity of the mode functions and from the Wronskian normalization condition of Eq. (3.26). These requirements ultimately lead to the standing oscillationsq both in the mode functions and in the autocorrelation functions. This means that the autocorrelation functions at late times do not only depend on the time-difference |τ1τ2| (as it would happen in the case of a stationary process) but also on (τ1+τ2). The nonstationary features are simpler to illustrate in the radiation epoch since the explicit expressions are less cumbersome; during the radiation stage the mode functions can be expressed in terms of a 2×2 unitary matrix
    fk(τ)=Aff(r)(u,ur)f¯k+Afg(r)(u,ur)g¯kk,gk(τ)=Agf(r)(u,ur)kf¯k+Agg(r)(u,ur)g¯k,(3.36)
    where, as already mentioned after Eq. (3.26), the mode functions have been rescaled as Fk(τ)=fk(τ)a(τ) and Gk(τ)=gk(τ)a(τ); in Eq. (3.36) f¯k and g¯k indicate the initial conditions of the mode functions as they emerge from the inflationary stage of expansion. To describe the smooth evolution of the background and of the mode functions in Eq. (3.36) it is appropriate to introduce the variable u(τ)
    u(τ)=k[τ+(2ϵ)τr],τ>τr,ϵ=H2,(3.37)
    where τr conventionally marks the onset of the radiation-dominated stage and ϵ is the standard slow-roll parameter; by definition ur=u(τr)=k(1ϵ)τr. The inflationary initial conditions determine the amplitude of the tensor power spectrum during inflation for typical wavelengths larger than the Hubble radius and also the normalization of the autocorrelation function. In particular, we can introduce
    P¯T(r)=4P2π2k3|f¯k|2=16πHrMP2karHrnT=1283VMP4kHrarkarHrnT,(3.38)
    where we defined, for the sake of conciseness, P¯T(r)=P¯T(k,τr) and nT=2ϵ=rT8. In Eq. (3.38) V denotes the inflationary potential which is related to the expansion rate in the slow-roll approximation 3H2M¯P2V; as already mentioned prior to equation and in the related footnote Hr is, roughly speaking, the expansion rat at the end of inflation. It is relevant to point out that in the limit nT0 the last equality in Eq. (3.38) is ill defined even though it is still true that P¯T(r)=(16π)(HrMP)2. In summary, during the radiation stage the autocorrelation functions of Eqs. (3.31) and (3.32) become
    Δk(τ1,τ2)=π2P¯T(r)k3[cos(u1u2)cos(u1+u2)]u1u2,(3.39)
    Δ¯k(τ1,τ2)=π2P¯T(r)kcos(u1u2)u1u21+1u1u2+sin(u1u2)u1u21u21u1
    +cos(u1+u2)u1u211u1u2sin(u1+u2)u1u21u2+1u1,(3.40)
    where, by definition, u1=u(τ1) and u2=u(τ2); at late times u1kτ1 and u2=kτ2. The autocorrelation functions of Eqs. (3.39) and (3.40) do not only depend on the time difference (as implied in the case of stationary processes); on the contrary both Δk(τ1,τ2) and Δ¯k(τ1,τ2) include distinct functions of (τ1τ2) and of (τ1+τ2). In Eqs. (3.39) and (3.40), we can also see a number of corrections going as inverse powers of u1 and u2; some of these corrections are suppressed when the wavelengths of the gravitons are much smaller than the Hubble radius during the radiation stage. In the matter stage the discussion is technically more involved but the final result is the same.76 This means that the backgrounds of relic gravitons are homogeneous in space but they cannot be reduced to a stationary stochastic process. This conclusion has various implications that are not analyzed here (see, however, Ref. 76). It is appropriate to remark, however, that the use of the spectral amplitude should be limited to the signals that are describable in terms of homogeneous and stationary processes.r

    3.2.2. The averaged multiplicity

    In a quantum mechanical perspective the amplification of the field amplitudes corresponds to the creation of gravitons either from the vacuum or from some other initial state. Since the production of particles of various spin in cosmological backgrounds is a unitary process12,13 (see also Refs. 89, 90,91) which is closely analog to the ones arising in the context of the quantum theory of parametric amplification,92,93,94,95,96,97,98 the relation between the creation and the annihilation operators in the asymptotic states is given by

    âp,λ(τ)=αp,λ(τ)b̂pβp,λ(τ)b̂p,λ,(3.41)
    âp,λ(τ)=αp,λ(τ)b̂p,λβp,λ(τ)b̂p,λ.(3.42)
    The time-dependent (complex) functions αp,λ(τ) and βp,λ(τ) appearing in Eq. (3.42) satisfy |αp,λ(τ)|2|βp,λ(τ)|2=1; because of the unitary evolution [âp,λ,âk,λ]=δ(3)(kp)δλλ and [b̂p,λ,b̂k,λ]=δ(3)(kp)δλλ. Since the total three-momentum must be conserved, Eqs. (3.41) and (3.42) describe the production of graviton pairs with opposite momenta and the averaged multiplicity is obtained by computing the mean number of gravitons for with momentum k and k, i.e.
    N̂k=λ=,âk,λâk,λ+âk,λâk,λ=4n¯(k,τ),(3.43)
    where n¯(k,τ)=|vk(τ)|2 denotes the multiplicity of the pairs of relic gravitons and the further factor of 2 counts the polarizations. From Eq. (3.43), the spectral energy density in critical units is expressed in terms of the averaged multiplicity of the produced gravitons with opposite three-momenta as
    Ωgw(ν,τ)=1ρcritdρgwdlnν=128π33ν4H2MP2a4n¯(ν,τ).(3.44)
    The result of Eq. (3.44) does not show any specific dependence on and c just because we are working here in the natural system of units where =c=κB=1. The dependence can be however restored by recalling that the energy of a single graviton is given by ω (which we simply wrote as k in units =c=1); moreover another is present in the definition of Planck mass squared. Thus, as suggested in Ref. 99Ωgw(ν,τ0)2 and this means that the relic gravitons have a truly quantum mechanical origin since their energy density goes to zero in the limit 0.

    3.2.3. Upper bound on the maximal frequency of the spectrum

    Since we are here normalizing the scale factor as a0=1, the physical and the comoving frequencies coincide at the present time and from Eq. (3.44) the spectral energy density in critical units becomes

    Ωgw(ν,τ0)=128π33ν4H02MP2n¯(ν,τ0),(3.45)
    where τ0 denotes the current value of the conformal time coordinate. Equation (3.45) suggests that the maximal frequency of the spectrum corresponds to the production of a single pair of gravitons with opposite three-momenta. For this reason we can always refer Eq. (3.45) to a putative maximal frequency of the spectrum (be it νmax) and obtain100,101
    Ωgw(ν,τ0)=128π33νmax4H02MP2ννmax4n¯(ννmax,τ0).(3.46)
    While in Eqs. (3.45) and (3.46) the single graviton limit110 is achieved when n¯(νmax,τ0)1, in a classical perspective the maximal frequencies correspond to the bunch of wavenumbers that experience the minimal amplification. All the wavelengths reentering the Hubble radius between the end of inflation and BBN must comply with the bounds102,103,104,105,106
    h02νbbnνmaxΩgw(ν,τ0)dlnν<5.61×106h02Ωγ02.47×105ΔNν,(3.47)
    where Ωγ0 is the (present) critical fraction of CMB photons. Equation (3.47) sets an indirect constraint on the extra-relativistic species possibly present at the time of nucleosynthesis. Since Eq. (3.47) is also relevant in the context of neutrino physics the limit is often expressed in terms of ΔNν (i.e. the contribution of supplementary neutrino species). The actual bounds on ΔNν range from ΔNν0.2 to ΔNν1 so that the integrated spectral density in Eq. (3.47) must range, at most, between 106 and 105. The averaged multiplicity for ννmax corresponds to the mean number of produced pairs and it is approximately given by
    n¯(ννmax,τ0)=|β(ν,τ0)|2=(ννmax)nT4,ν<νmax,(3.48)
    where nT denotes, in practice, to the spectral slope of Ωgw(ν,τ0) in a given frequency interval. In the conventional lore where the consistency relations are enforced nT=nT(low)rT8+𝒪(rT2). There are, however, different physical situations where nT>045,46,47 or even nT>1 (see, for instance, Ref. 49). In all these situations Ωgw(ν,τ0) increase at high frequencies while the averaged multiplicity for ννmax is comparatively less suppressed than in the standard lore where nTnT(low)0. The pair production process implies that for ν>νmax the averaged multiplicity is suppressed12,13,90 :
    |n¯(ν,τ0)|21+|n¯(ν,τ0)|2=eγ(ννmax),ν>νmax.(3.49)
    The degree of suppression of Eq. (3.49) depends on γ, i.e. a numerical factor 𝒪(1) controlled by the smoothness of the transition between the inflationary and the post-inflationary phase; the value of γ can be numerically estimated if the evolution of the mode functions is carefully integrated frequency by frequency.107,108 The mean number of pairs produced from the vacuum can be written in the following suggestive form :
    n¯(ν,τ0)=γxnT3[eγx1],x=(ννmax),(3.50)
    where nT coincides, in practice, with the high-frequency spectral index nT(high). Equation (3.50) interpolates between the power-law behavior of Eq. (3.48) and the exponential suppression of Eq. (3.49) and suggests that the spectrum of relic gravitons should be represented by a distorted thermal spectrum as argued long ago.89 There are furthermore situations where nT(high)3 and this happens in some bouncing scenarios (see e.g. Ref. 49 and discussions therein). It is therefore possible that a thermal spectrum of relic gravitons is produced purely from geometric effects, as originally suggested in Ref. 89. We should also stress, incidentally, that the existence of the exponential suppression for ν>νmax guarantees the convergence of the integral (3.47) also in the case when the integration is performed up to ν. If, for some reason, the diffuse background of relic gravitons has been formed after, BBN Ωgw(ν,τ0) must always be smaller than the current fraction of relativistic species to avoid an observable impact on the CMB and matter power spectra.105,109 Inserting therefore Eq. (3.50) into Eq. (3.46) we can directly use Eq. (3.47) (or its analog at even later times) to obtain a general bound on νmax :
    νmax0.165ΩR014H0MP<THz,(3.51)
    where the inequality follows in the limit n¯(νmax,τ0)𝒪(1), i.e. in the case where a single pair of gravitons is produced.101,100 The argument leading to the bound of Eq. (3.51) follows directly from the quantum mechanical result of Eq. (3.44) that vanishes in the limit 0; in short we can therefore say that, according to a purely quantum perspective, νmax coincides with the frequency where only a graviton pair is produced. Since h02Ωgw(ν,τ0) scales as ν4 when n¯(ν,τ0) is (approximately) frequency-independent single gravitons (or bunches of coherent gravitons) could be preferentially detected in the high-frequency range: this observation has been eventually pointed out in Ref. 110 and a similar argument is in fact due to Dyson111 who suggested that only at high frequencies it might be eventually possible to detect single gravitons. The existence of νmax rules out the possibility of considering gravitons of arbitrary large frequencies as sometimes assumed by those who prefer to ignore the physical implications of high-frequency gravitons. On the contrary, for frequencies ν=𝒪(νmax), as we shall see in the second part of this section, h02Ωgw(ν,τ0) may exceed the signal of the concordance scenario and may even exceed the contribution of the single-graviton line at lower frequencies.110 As already suggested in the past45,46,47 high-frequency detectors might resolve single-gravitons.110,111 In the perspective of Ref. 111 this could happen by conversion to photons in a strong magnetic field112 with experimental techniques very similar to the ones employed for the scrutiny of axion-like particles113 (see also Refs. 114, 115, 116, 117, 118 for some other papers with similar inspiration). In the case of Eq. (3.51) the relic gravitons cannot exceed the THz domain where coupled microwave cavities with superconducting walls,119,120,121,122,123,124 waveguides125,126,127,128,129 or even small interferometers130,131,132 could be used for direct detection even if the current sensitivities should not be overestimated as often done in recent times.110 The observation of Ref. 110 raised a debate on the possibility of assessing the quantumness of the relic gravitons by looking at the analysis of the Bose–Einstein correlations.100,101 In this second perspective the quantumness of the relic gravitons does not rest on the possibility of literally detecting a single gravitons (as sometimes misunderstood) but rather on the correlation properties of the underlying macroscopic quantum state.t101

    3.3. The expansion history and the spectral energy density

    3.3.1. The maximal frequencies

    While the bound on νmax deduced in Eq. (3.51) follows from quantum mechanical considerations, in a classical perspective the maximal frequency is computed from the smallest wavelength that crosses the Hubble radius of 4 and immediately reenters; this is why Eq. (3.52) depends upon H1H and also upon the timeline of the post-inflationary expansion rate discussed in Sec. 2. Let us therefore start from the simplest situation where the post-inflationary evolution is dominated by radiation. In terms of the cartoons of Figs. 4 and 6 this means that all the δi1. Since in this case we already denoted the number of e-folds with an overline (e.g. N¯max, N¯k and do on) we are now going to indicate the maximal frequency deduced in this case by ν¯max:

    ν¯max=MP2π(2ΩR0)14H0MPH1MP𝒞(gs,gρ,τr,τeq)(3.52)
    =195.38𝒞(gs,gρ,τr,τeq)𝒜2.41×10914ϵk0.00114
    ×h02ΩR04.15×10514MHz.(3.53)
    If the transition to radiation dominance is almost sudden, τr coincides approximately with τ1; for notational convenience we also use the convention HH1 where H indicates the inflationary expansion rate estimated from the power spectrum of the curvature inhomogeneities. Equation (3.53) does not assume a specific relation between ϵk and rT however, if the consistency relations are enforced, we can always trade ϵk for rT and the value of ν¯max becomes
    ν¯max=271.93𝒞(gs,gρ,τr,τeq)𝒜2.41×10914rT0.0614h02ΩR04.15×10514MHz.(3.54)
    The impact of 𝒞(gs,gρ,τr,τeq) on ν¯max is minor; for typical values of the late-time parameters (i.e. gρ,r=gs,r=106.75 and gρ,eq=gs,eq=3.94) 𝒞(gs,gρ,τr,τeq)=0.7596 and the determination of ν¯max of Eq. (3.54) moves from ν¯max=271.93 to 206.53MHz. When the timeline of the post-inflationary evolution is not dominated by radiation but by a generic sequence of stages expanding either faster or slower than radiation (see Figs. 4 and 6 and discussions therein) the maximal frequency can be related to ν¯max and is given by
    νmax=i=1n1ξiδi12(δi+1)ν¯max.(3.55)
    When all the δi1 the value of νmax coincides with the ν¯max of Eq. (3.52). In case all the δi are equal (i.e. δi=δ) the post-inflationary evolution consists of a single stage. The product of all the ξi then coincides with ξr=HrH, as explained in Eqs. (2.55) and (2.56). Provided δ<1 (i.e. when the expansion rate is slower than radiation) νmax>ν¯max; conversely, when δ>1 (and the expansion rate is faster than radiation) νmax<ν¯max. According to Eq. (3.54), the value of ν¯max is 𝒪(300)MHz. This means that if the post-inflationary evolution is dominated by an expanding stage with δ12 with Hr=𝒪(1030)MP the value of νmax is going to be 𝒪(10)GHz. Similarly if δ2 (and with the same choice of Hr) νmax=𝒪(100)kHz. In summary we can say that

    in a model-dependent perspective the maximal frequency of the relic gravitons obeying the bound (3.51) is sensitive to the timeline of the post-inflationary expansion rate;

    in the case of a radiation-dominated evolution extending throughout the post-inflationary stage the maximal frequency is of the order of 300MHz;

    if the post-inflationary expansion rate is smaller than radiation for some time νmax>𝒪(300)MHz;

    if the expansion rate is instead faster than radiation νmax<𝒪(300)MHz;

    in general terms, recalling the considerations of Sec. 2, we have that 𝒪(100)kHz<νmax<THz.

    Although the maximal frequency alone cannot be used to determine observationally the timeline of the expansion rate, Eqs. (3.53)–(3.55) suggest nonetheless that νmax of the spectrum is sensitive to all the aspects of the post-inflationary evolution.u

    3.3.2. The intermediate frequencies

    From Figs. 4 and 6, we have that the bunch of frequencies ν=𝒪(νmax) corresponds to the wavelengths that left the horizon at the end of inflation and reentered immediately after. Depending on the timeline of the post-inflationary evolution there are other typical frequencies that can be explicitly computed. Moreover, since ν¯max depends on rT, also all the other frequencies are sensitive to the specific value of the tensor-to-scalar-ratio. Rather than starting from the general considerations it is better to consider a specific example. Let us then suppose that, before the onset of radiation dominance, the post-inflationary epoch consists of thee separate phases. This means, according to Figs. 4 and 6, that the final spectrum is going to be characterized by the three typical frequencies ν1=νmax, ν2 and ν3=νr. As already stressed after Eq. (2.55) we actually recall that we can always assume that an=ar and νr=νn so that the nth stage of expansion corresponds (by construction) to the radiation phase. In the case n=3 the expression of νmax follows from Eq. (3.55) and it is

    νmax=ν1=i=12ξiδi12(δi+1)ν¯max=ξ1δ112(δ1+1)ξ2δ212(δ2+1)ν¯max,(3.56)
    where ξ1=H2H1 and ξ2=HrH2. The intermediate frequencies ν2 and νr are related to ν¯max and they are
    ν2=ξ1ξ2(δ21)[2(δ2+1)]ν¯max,νr=ν3=ξ1ξ2ν¯max=ξrν¯max,(3.57)
    where, by definition, ξr=ξ1ξ2=HrH1. Equation (3.57) can be easily generalized so that when n intermediate phases are present prior to ar the generic intermediate frequencies νm and νr are
    νm=ξ1ξm1m=1n1ξiδi12(δi+1)ν¯max,(3.58)
    νr=νn=ξ1ξ2ξn2ξn1ν¯max.(3.59)
    Recalling the remarks presented before, since the different phases must not last below Hr, the product of all the ξi equals HrH1, i.e. by definition ξ1ξ2ξn1ξn=ξr=HrH1. Therefore, in case the consistency relations are enforced, Eqs. (3.56), (3.57) and (3.58), (3.59) show that both the maximal and the intermediate frequencies of the spectrum depend on rT through ξr. Since m=1,,n2, if there are n different stages there are (n2) intermediate frequencies between ν1 and νr. If n=3, as exemplified above, the only intermediate frequency is ν2 and it is given in Eq. (3.57).

    3.3.3. The slopes of the spectra

    In the previous subsection, we derived the typical frequencies of the spectrum in the case of a generic sequence of post-inflationary stages with expansion rates that can be either faster or slower than radiation. Within the same framework we could now discuss the slopes of Ωgw(k,τ) within the various frequency domains. The calculation of the spectral energy density can be sometimes carried on in analytic terms but more often with appropriate numerical techniques. Here, we shall not review all these aspects but just remark that, for a sound estimate of the spectral slopes, it is sufficient to employ an approximate description that is based on the Wentzel–Kramers–Brillouin (WKB) solution of the mode functions (see, for instance, Ref. 37 and discussion therein). If the power spectra PT(k,τ) and QT(k,τ) of Eq. (3.35) are inserted into Eq. (3.9) Ωgw(k,τ) can be directly expressed in terms of the mode functions

    Ωgw(k,τ)=k56π2H2a2M¯P2|Fk(τ)|2+|Gk(τ)|2k2.(3.60)
    We note that Fk(τ) and Gk(τ) can also be rescaled, i.e. a(τ)Fk(τ)=fk(τ) and a(τ)Gk(τ)=gk(τ); in this way Eq. (3.60) becomes
    Ωgw(k,τ)=k56π2H2a4M¯P2|fk(τ)|2+|gk(τ)|2k2.(3.61)
    Before a given wavelength exits the Hubble radius (see Fig. 6) the mode functions are simple plane waves normalized as in Eq. (3.26) to preserve the canonical commutation relations between field operators. After the wavelengths reenter the Hubble radius fk(τ) and gk(τ) are
    fk(τ)=eikτex2k[Ak(τex,τre)coskΔτ+Bk(τex,τre)sinkΔτ],(3.62)
    gk(τ)=eikτexk2[Ak(τex,τre)sinkΔτ+Bk(τex,τre)coskΔτ],(3.63)
    where Δτ=(ττre). In Eqs. (3.62) and (3.63) τex and τre denote, respectively, the moments where a given scale exits and reenters the Hubble radius; the two coefficients Ak(τex,τre) and Bk(τex,τre) are given by
    Ak(τex,τre)=areaex𝒥k(t)(τex,τre),(3.64)
    Bk(τex,τre)=rekareaex𝒥k(t)(τex,τ re)aexareex+ikk,(3.65)
    𝒥k(t)(τex,τre)=1(ex+ik)τexτreaex2a2(τ)dτ.(3.66)
    In Eqs. (3.64)–(3.66), with obvious notations, ex=(τex), and re=(τre). It can be immediately checked that Eqs. (3.64)–(3.66) together with Eqs. (3.62) and (3.63) imply the Wronskian normalization condition fk(τ)gk(τ)fk(τ)gk(τ)=i. If the background expands between aex and are we have that all the terms containing the ratio (areaex)1 superficially dominate against those proportional to (aexare)1. If we use this logic in a simplified manner we would keep the dominant terms and completely neglect the subdominant ones; by following this logic the approximate expression of the mode functions becomes
    fk(τ)eikτex2k𝒥k(t)(τex,τre)areaexreksinkΔτ+coskΔτ,(3.67)
    gk(τ)eikτexk2𝒥k(t)(τex,τre)areaexrekcoskΔτsinkΔτ.(3.68)
    We stress that Eqs. (3.67) and (3.68) are quantitatively correct but they do not faithfully account for the unitary evolution of the field operators since the all the subleading terms have been neglected. These terms are essential if the unitarity is to be restored order by order in the perturbative expansion (see in this respect that discussion at the end of this section). Inserting finally Eqs. (3.67) and (3.68) in Eq. (3.61) we can deduce the explicit expression of the spectral energy density in critical units :
    Ωgw(k,τ)=k412π2a4H2M¯P2|𝒥k(τex,τre)|2areaex21+re2k21+𝒪k.(3.69)
    Equations (3.67) and (3.68) are valid for kaH (when all the corresponding wavelengths are shorter than the Hubble radius) but they do not satisfy the Wronskian normalization condition owing to their approximate form. Equation (3.69) holds within the same approximations which are adequate for the estimates we are presenting here and in the following sections.

    3.3.4. Spectral energy density, exit and reentry

    According to Eq. (3.69) the slopes of Ωgw(k,τ) in a given range of wavenumbers chiefly depend on the dynamics of the expansion rate at τex and τre. For illustrative purposes we can consider that all the wavelengths of spectrum exited the Hubble radius during a conventional inflationary stage; this is the viewpoint of Figs. 4 and 6. The exit may also occur as in Fig. 5 but this possibility is going to be separately examined in Sec. 5. Since the exit of all wavelengths of the spectrum occurs during inflation,

    aexHex=1(1ϵ)τex,kτex𝒪(1).(3.70)
    the scale factor in this regime can be deduced from Eq. (3.70) and it is approximately given by a(τ)=(ττ1)μ. We shall assume that the reentry takes place during a decelerated stage of expansion not necessarily coinciding with a radiation epoch. If the reentry takes place in a generic δ phase for ττ1 we have that
    are=a(τre)=μδτreτ1+1+1δ,kτre𝒪(1),(3.71)
    where the continuity of the scale factor and of the Hubble rate has been enforced. The condition kτre=𝒪(1) holds provided δ1. This can be understood by appreciating that the condition of the crossing of a given wavelength is not simply given by kaH but, more precisely, by
    k2=a2H2[2ϵ(a)],ϵ(a)=H2.(3.72)
    This condition ultimately follows from the observation that the evolution of the mode functions can be decoupled in terms of fk(τ) as fk+[k2aa]fk=0; it is easy to show that the crossing condition obtained from these considerations is k2|aa| which can also be rewritten as k2a2H2(2ϵ). When ϵ2 both turning points are regular and this implies that the two solutions of Eq. (3.72) are given, respectively, by kτex=𝒪(1) and by kτre=𝒪(1). For instance when a given wavelength crosses the Hubble radius during inflation we have that ϵ1 and kaexHex that also means, by definition, kτex1. Similarly if the given wavelength reenters in a decelerated stage of expansion different from radiation kareHre. However, if the reentry occurs in the radiation stage (or close to it) we have that ϵre2 (i.e. δ=δre1) and the condition (3.72) implies that kτre1. Equation (3.69) can be further simplified in the following form :
    Ωgw(k,τ)=k46H2M¯P2π2a4areaex21+𝒪1k2τ2,(3.73)
    which is valid for kτ>1, τ>τre. Recalling then Eqs. (3.70) and (3.71) the WKB estimate of the spectral energy density becomesv
    Ωgw(k,τ)=43πH1MP2a12H1a2H2ka1H1n¯T,(3.74)
    where the spectral index n¯T determines the slope of h02Ωgw(k,τ). If the consistency relations are enforced the slow-roll parameter can be traded for the tensor-to-scalar ratio rT so that the slope is ultimately given byw
    n¯T(δ,rT)=324rT16rT2δ.(3.75)
    Equation (3.75) implies that the high-frequency spectral slope is, respectively, increasing or decreasing depending if the expansion rate is either slower or faster than radiation :
    n¯T(δ,rT)>0forδ<1rT16+𝒪(rT2),n¯T(δ,rT)<0forδ>1rT16+𝒪(rT2).(3.76)
    The analysis leading to Eq. (3.74) determines the conventional low-frequency slope which is applicable for the frequencies ν<νrarHr and which is given by Eq. (3.75) evaluated in the limit δ1 :
    nT(low)=limδ1n¯T(δ,rT)=2rT16rT=rT8+𝒪(rT2).(3.77)
    Equation (3.77) corresponds to the slope of the spectral energy density obtained for the transition between a conventional inflationary stage of expansion and a radiation phase. Thanks to the consistency relations, rT16ϵ so that the result of Eq. (3.77) also implies that n¯T=2ϵ. We can similarly have that the high-frequency slope is given, in practice, by n¯T(δ,rT) in the limit rT0 :
    nT(high)=limrT0n¯T(δ,rT)=22δ.(3.78)
    The spectral index n¯T(δ,rT) can be expressed also in different ways; for instance if we consider that the post-inflationary stage is governed by a perfect barotropic fluid we can also write the spectral index as a function of w (the barotropic index) and ϵ (the slow-roll parameter) :
    n¯T=12w(1ϵ)2(3w+1)(3w+1)(1ϵ),(3.79)
    where the slow-roll parameter denoted by ϵ coincides with ϵex=ϵ(τex) and it should be a slowly varying function of the conformal time coordinate; in the limit ϵ0 and w1 the spectral index in the high-frequency region is blue, i.e. n¯T1. Different values of w slightly reduce the slope (e.g. for w23 we have n¯T23) so that 0<n¯T1 as long as 13<w1; as expected, the results expressed by Eqs. (3.74)–(3.79) cannot be applied for ϵ1 since, in this limit, the slow-roll approximation breaks down.x

    3.3.5. Approximate forms of the averaged multiplicities and unitarity

    In the past there have been various attempts to justify the loss of quantum coherence of the relic gravitons by claiming that when particles are copiously produced the averaged multiplicities are very large (see e.g. Ref. 133 and references therein). The averaged multiplicity n¯(k,τ) accounting for the pairs of gravitons with opposite three-momenta for each tensor polarization follows then from Eqs. (3.41) and (3.42)

    N̂k=âkâk+âkâk=2n¯(k,τ),n¯(k,τ)=|βk(τ)|2.(3.80)
    The largeness of the averaged multiplicity is (incorrectly) used to argue that the final state of the evolution of the relic gravitons is classical and the argument is, in short, the following. Since |βk(τ)|21 we also have that |αk(τ)|21 and this means that the field operators approximately commutey :
    |αk(τ)|2|βk(τ)|2,fk(τ)gk(τ)gk(τ)fk(τ),[μ̂ij(k,τ),π̂mn(p,τ)]0.(3.81)
    The heuristic argument of Eq. (3.81) is self-contradictory since it suggests that unitarity is approximately lost every time a large number of pairs is produced. This is markedly false. On the contrary when the approximation scheme is accurate the violations of unitarity are neither explicit nor implicit even if the averaged multiplicity of the produced pairs is very large. To clarify this point we first note that, in the WKB approach of Eqs. (3.64)–(3.66) the values of αk(τ) and βk(τ) are given by
    αk(τ)=12[Ak(τex,τre)+iBk(τex,τre)]eik(Δτ+τex),(3.82)
    βk(τ)=12[Ak(τex,τre)iBk(τex,τre)]eik(Δτ+τex).(3.83)
    Following the logic of the argument (3.81) we could now naively argue that all the terms containing the ratio (areaex)1 superficially dominate against those proportional to (aexare)1, always in the approximation that the background expands between aex and are. If we would use this logic we would simply keep the dominant terms and discard the subdominant ones. This approach violates unitarity and a the correct strategy is instead to expand systematically in a Laurent series αk(τ) and βk(τ) with the constraint that |αk(τ)|2|βk(τ)|2=1. The result of this strategy is
    αk(τ)=eikτ2[i+qex(1i)(τex,τre)](qrei)areaex+(1iqex)aexare+𝒪aexare5,βk(τ)=ekτ2[1+(qexi)(τex,τre)](qrei)areaex+(1+iqex)aexare+𝒪aexare5,(3.84)
    where qex=aexHexk and qre=areHrek. We can immediately verify that, to the given order in the perturbative expansion (i.e. (areaex)5), Eq. (3.84) implies that |αk(τ)|2|βk(τ)|2=1 so that unitarity is not lost while keeping the leading terms of the expansion. The result of Eq. (3.84) can be further simplified by neglecting various factors so that, ultimately, αk(τex,τre) and βk(τex,τre) appearing in Eqs. (3.41) and (3.42) can be evaluated as
    αk(τex,τre)12areaex+aexare,βk(τex,τre)12aexareareaex,(3.85)
    where, again, |αk(τex,τre)|2|αk(τex,τre)|2=1. Equation (3.85) should be still used with some attention since, in the derivation, we artificially neglected some phases just for the benefit of a simple expression. However the approximation of Eq. (3.85), unlike other approaches, is at least consistent with unitarity. If the limit areaex is then taken at the very end of the calculation, the previous results for the spectral energy density are explicitly obtained without any violation of the unitary evolution.

    4. The Expansion History and the Low-Frequency Gravitons

    4.1. General considerations

    4.1.1. Enhancements and suppressions of the inflationary observables

    The low-frequency range of the relic gravitons falls in the aHz domain and it corresponds to the CMB wavelengths that left the Hubble radius Nke-folds before the end of inflation. As already mentioned in section 2, these wavelengths are 𝒪(λp) where λp=2πkp and kp=0.002Mpc1 is the pivot scale at which the spectra of the scalar and tensor modes of the geometry are normalized within the present conventions; note in fact that νp=kp(2π)=𝒪(3) aHz. The timeline of the post-inflationary evolution directly affects the values of the tensor to scalar ratio and of the other inflationary observablesz through their dependence upon Nk which can be substantially different from 𝒪(60). For instance a stage expanding faster than radiation has been suggested in the past with the purpose of enhancing the values of rT (see, for instance, Refs. 134, 135, 136). Indeed, if the expansion rate is faster than radiation Nk gets eventually smaller than the value it would have when the post-inflationary evolution is dominated by radiation (see Eq. (2.57) and discussion therein). But since the inflationary observables and the tensor to scalar ratio are all suppressed by different powers of Nk, they might all experience a certain level of enhancement as long as the post-inflationary expansion rate is faster than radiationaa and this is why this possibility has been employed to account for the BICEP2 excess.137 Different mechanisms have been suggested for the same purpose like the violation of the consistency relations caused, for instance, by the quantum initial conditions in the case of a short inflationary stage.138,139 A post-inflationary stage expanding faster than radiation efficiently enhances the value of rT especially in the case of single-field scenarios with monomial potentials. We now know that the BICEP2 measurements were seriously affected by foreground contaminations so that, at the moment, the current bounds suggests rT0.0642,43,44; this also means that the observational evidence would suggest that rT(Nk) is comparatively more suppressed than in the case Nk=N¯k=𝒪(60). In this respect an even earlier suggestion45,46,47 (discussed well before the controversial BICEP2 observations137) implies that the values of the inflationary observables can be further reduced (rather than enhanced) thanks to a stage expanding more slowly than radiation107,108 (see also Refs. 64, 65); this is ultimately the punchline of the considerations of Sec. 2 (see in particular Eq. (2.57) and discussions therein). As pointed out in Ref. 70 a reduction of rT (such as the one suggested by current determinations42,43,44) implies that the spectral energy density of relic gravitons is enhanced for frequencies larger than the kHz. This conclusion is particularly interesting since two widely separated frequency domains (i.e. the aHz and the MHz regions) may eventually cooperate in the actual determination of the post-inflationary expansion history, as originally pointed out in Refs. 107 and 108.

    4.1.2. The number of e-folds and the potential

    When the pivot scales cross the comoving Hubble radius the values of the inflationary observables can be directly expressed as a function of Nk for k=𝒪(kp). For this purpose the values of the slow-roll parameters (and their dependence on Nk) must be evaluated not simply for the conventional post-inflationary evolution dominated by radiation but in the case of different expansion rates. The total number of e-folds elapsed since the crossing of the CMB wavelengths follows from Eq. (2.14) and it is given by

    Nk=ti(k)tfHdt=ti(k)tfHφ̇dφ=1M¯P2tfti(k)VV,φdφ,(4.1)
    where ti(k) coincides with the crossing of the CMB wavelengths and tf marks the end of the inflationary stage. In the case of plateau-like potentials it makes sense to normalize V(φ) in terms of its scale of variation conventionally denoted hereunder by M :
    V(φ)=M4v(Φ),Φ=φM¯P.(4.2)
    Once Eq. (4.2) is inserted into Eq. (4.1) the number of e-folds elapsed since the crossing of the CMB wavelengths becomes
    Nk=ΦfΦkvΦvdΦ,Φk=Φ(1k),(4.3)
    where Φk is now the value of the field when the scale k crosses the comoving Hubble radius while Φf coincides with the end of inflation. Even if different approaches can be envisaged we are here suggesting that the end of inflation effectively occurs when
    ϵ(Φf)=ϵf1H2ϵf=φ̇f2=2ϵf3ϵfVf.(4.4)
    From Eq. (4.4) it also follows that
    φ̇f2=2ϵf3ϵfVf,ρφ(f)=1+ϵf3ϵfVf,(4.5)
    where, by definition, ρφ=V+φ̇22. If ϵf1 we have that φ̇f2=Vf and ρφ(f)=3Vf2. Equations (4.3) and (4.4) imply a direct connection between Φk and Nk even if the scaling of the various inflationary observables and of the slow-roll parameters may be different. For instance the slow-roll parameter ϵ(τ) evaluated at τ1k (i.e. ϵ(τ)=ϵ(1k)=ϵk) scales differently as a function of Nk: we could have ϵk1Nk (as it happens in the case of monomial potentials134,135,136) or ϵk1Nk2 (a typical scaling of plateau-like potentials) or even other more complicated scalings like the ones of hill-top potentials140,141,142,143 (see also Refs. 144, 145, 146). As suggested in Eq. (2.57) the value of Nk ultimately depends on the post-inflationary evolution and it cannot be reliably fixed without a specific knowledge of the early expansion rate right after the end of inflation. In particular, if the evolution of the background prior to nucleosynthesis is faster than radiation, some of the δi in Eq. (2.57) will be larger than 1 and Nk gets comparatively smaller than N¯k. The opposite is true if the expansion rate is slower than radiation: in this case some of the δi in Eq. (2.57) will be smaller than 1 so that ϵk will be more suppressed than in the case of radiation dominance where NkN¯k. This perspective is further scrutinized and more concretely illustrated hereunder.

    4.1.3. Illustrative examples and physical considerations

    In the case of plateau-like potentials v(Φ) may be written as the ratio of two functions approximately scaling with the same power for Φ1; for instance we can have

    v(Φ)=βpΦ2q[1+β2Φ4qp]p2,4q>p,β>0.(4.6)
    In Eq. (4.6), β, p and q are the parameters of the potential and, for technical reasons related with the limit Φ1, it is practical to require 4q>p. Under the conditions of spelled out in Eq. (4.6), an oscillating stage may arise in the limit Φ1 where v(Φ)=βpΦ2q. With the same strategy different concrete examples can be explicitly constructed :
    v(Φ)=(eγΦ1)2q(e4γqpΦ+1)p2,4q>p,γ>0.(4.7)
    The potentials of Eqs. (4.6) and (4.7) depend upon three parameters (i.e. p, q and β). The examples of Eqs. (4.6) and (4.7) could be further simplified by choosing, for instance,
    v(Φ)=(1eβΦ)2q,β>0,q>0.(4.8)
    With similar logic we may also consider
    v(Φ)=tanh2q(βΦ),β>0,q>0.(4.9)
    The examples of plateau-like potentials can be (obviously) multiplied but instead of focusing on the peculiar features of various potentials it is more interesting to consider the effects of different post-inflationary evolutions on the interplay between the large-scale and small-scale constraints, as originally pointed out in Refs. 45, 46,47; along a more technical perspective the same suggestion has been reinstated also in Refs. 107 and 108. The form of the potential is then useful for illustration but from the physical viewpoint the production of the relic gravitons is determined by the evolution of the space–time curvature: while the scalar inhomogeneities (see Appendix A) may depend on the features of the potential, the production of the relic gravitons is directly sensitive to the expansion rate. It is nonetheless useful to consider which potential might lead to an invisible rT in the aHz range together with a very large signal in the MHz and GHz regions.70 The potentials suggested above go along this perspective even though one can find other classes of potentials that may suppress rT for the CMB wavelengths without leading to a large signal at higher frequencies (see, for instance, Refs. 142, 143 and 147).

    4.2. The tensor to scalar ratio

    The amplitudes of the tensor and scalar power spectrum are related via rT which is, in general terms, both scale-dependent and time-dependent :

    rT(k,τ)=PT(k,τ)P(k,τ),P(k,τ)=k32π2|Fk(s)(τ)|2,(4.10)
    where Fk(t)(τ) and Fk(s)(τ) denote, respectively, the tensor and the scalar mode functions, i.e.
    Fk(t)+2Fk(t)+k2Fk(t)=0,Fk(t)=Gk(t),=aa,(4.11)
    Fk(s)+2Fk(s)+k2Fk(s)=0,Fk(s)=Gk(t),=zz,(4.12)
    where, notational convenience, in the following discussion we posit zφ(τ)=z(τ). The definition of PT(k,τ) has been already introduced in Eq. (3.35) whereas the scalar power spectrum is also discussed in Appendix A. To avoid confusions the tensor mode functions (denoted by Fk(τ) in Eq. (3.35)) are distinguished from their scalar counterpart by a superscript (i.e. Fk(t)(τ)). With these notations, the tensor to scalar ratio (4.10) becomes
    rT(k,τ)=8P2|Fk(t)(τ)|2|Fk(s)(τ)|2.(4.13)
    We are now going to evaluate rT(k,τ) before and after reentry. In Appendix A, the tensor to scalar ratio is discussed by using the exact solutions for the evolution of the mode functions during the inflationary stage; by construction the analysis of Appendix A applies for wavelengths larger than the Hubble radius during inflation.

    4.2.1. The tensor to scalar ratio before reentry

    The initial conditions of the temperature and polarization anisotropies of the CMB are set prior to matter–radiation equality (i.e. τ<τeq) when the relevant wavelengths are larger than the Hubble radius. This means that Eq. (4.13) should be evaluated for τexτ<τre and kaH; as before τex(k) and τre(k) denote, respectively, the moments at which a given wavelength either exits or reenters the Hubble radius (see Fig. 6 and discussions therein). In this approximation Eqs. (4.11) and (4.12) can be independently solved :

    Fk(s)(τ)=eikτexzex2k𝒥k(s)(τex,τ),Fk(t)(τ)=eikτexaex2k𝒥k(t)(τex,τ),(4.14)
    where the shorthand notations zex=zφ(τex) and aex=a(τex) have been used; note that zφ(τ) already appears right after Eq. (A.1) and its definition will not be repeated. In the cartoon of Fig. 6 the solutions of Eq. (4.14) hold for τex<τ<τre, i.e. for frequencies that are larger than the Hubble radius; both solutions of Eq. (4.14) have been correctly normalized to their respective quantum mechanical initial data. The functions 𝒥k(s)(τex,τ) and 𝒥k(t)(τex,τ) are defined as
    𝒥k(s)(τex,τ)=1(ik+ex)zex2τexτdτ1zφ2(τ1),𝒥k(t)(τex,τ)=1(ik+ex)aex2τexτdτ1a2(τ1),(4.15)
    where, we remind, =zφzφ=zz and =aa; the integral 𝒥k(t)(τex,τ) already appears in Eq. (3.66). When Eqs. (4.14) and (4.15) are inserted into Eq. (4.10), the explicit form of rT(k,τ) is obtained
    rT(k,τ)=8P2zexaex2|𝒥k(t)(τex,τ)|2|𝒥k(s)(τex,τ)|28P2zexaex2,(4.16)
    and it is valid in the regime k<aH and τexτ<τre. In the case of single-field inflationary models and for the timeline of the comoving horizon illustrated in Fig. 6 we deduce
    rT(k,τ)=8P2φ̇2H2ex16ϵk,ϵk=H2ex,(4.17)
    since 𝒥k(t)(τex,τ)𝒥k(s)(τex,τ)1; in Eq. (4.17) the second equality follows from 2=P2φ̇2 (see Eqs. (2.18), (2.19) and discussion thereafter).

    4.2.2. The tensor to scalar ratio after reentry

    The expression of the scalar and tensor mode functions after reentry can be directly obtained from the previous results of Eqs. (3.62), (3.63) and from the subsequent discussion. In particular, within the same approximation leading to Eqs. (3.67), (3.68), the evolution of the tensor mode functions is approximately given by

    Fk(t)(τ)=eikτexa2k𝒥k(t)(τex,τre)areaexreksin(kΔτ)+cos(kΔτ),(4.18)
    where, as in Eqs. (3.62) and (3.63) Δτ=(ττre); 𝒥k(t)(τex,τre) has been already defined in Eq. (4.15) and it is now evaluated for ττre. Equation (4.18) holds when all the comoving frequencies are larger than the expansion rate (i.e. for kaH) and in the same approximation Gk(t)(τ) becomes
    Gk(t)(τ)=eikτexak2𝒥k(t)(τex,τre)areaexrekcos(kΔτ)sin(kΔτ).(4.19)
    Equations (4.18) and (4.19) assume an expanding background (i.e. areaex) but they are otherwise general since the rates at τex(k) and τre(k) have not been specified. Always in the limit of short wavelengths, the mode function for the curvature inhomogeneities becomes
    Fk(s)(τ)=eikτexzφ(τ)2k𝒥k(s)(τex,τre)zrezexreksin(kΔτ)+cos(kΔτ).(4.20)
    Equations (4.18) and (4.20) can be finally inserted into the definition of Eq. (4.13) to obtain the wanted form of rT(k,τ) valid for ττre in the short-wavelength limit (i.e. for kτ>1) :
    rT(k,τ)=8P2z(τ)a(τ)2areaex2zexzre2𝒢2(kΔτ),𝒢(kΔτ)=resin(kΔτ)+kcos(kΔτ)resin(kΔτ)+kcos(kΔτ).(4.21)
    Recalling the discussion of Eq. (3.72), in the limit ϵre2 we also have rekrek1 and, in this case, 𝒢(kΔτ)1. Conversely, when ϵre2 we have instead that rekrek=𝒪(1); also in this situation 𝒢(kΔτ)=𝒪(1). From Eq. (4.21), we can therefore obtain
    rT(k,τ)=16ϵkϵ(τ)ϵre,ττre,kτ>1.(4.22)
    After inflation ϵ(τ) is in practice piecewise constant and it is of the order of ϵre so that, ultimately, rT(k,τ)16ϵk even for short wavelengths.

    4.2.3. Oscillating potentials

    If the background expands as simple power law ϵ(τ) is constant; similarly, if the reentry of the given wavelength takes place when the inflaton potential is still dominant (and oscillating) ϵ(τ) remains approximately constant. To analyze this situation we can first write ϵ(τ) in terms of the inflaton potential V(φ), i.e.

    ϵ(τ)=H2=3φ̇2(φ̇2+2V).(4.23)
    As suggested long ago the coherent oscillations of the inflaton imply the approximate constancy of the corresponding energy density.66,67,68,69 Indeed we have that the evolution of the inflaton energy density ρφ can be rephrased as
    ρ̇φ+3Hφ̇2=0,ρφ=φ̇22+V.(4.24)
    During a stage driven by the inflaton oscillations we have that 3Hφ̇2ρ̇φ so that, approximately, the energy density is conserved, i.e. ρ̇φ0, i.e.
    ρ̇φ0φ̇2=2(VmaxV),(4.25)
    Vmax=V(φmax). Equation (4.25) can be integrated further since the inflaton potential around its minimum can be parametrized as
    V(φ)=V0(φM¯P)2q,φ̇=±2Vmax1x2q,(4.26)
    where x=φφmax. We can now go back to Eq. (4.23); when the numerator and the denominator are averaged over one period of oscillations (say between φ=0 and φ=φmax) ϵ(τ) becomes
    ϵ(τ)=3011x2qdx01dx1x2q3qq+1.(4.27)
    Thus, from Eqs. (4.22)–(4.26) and Eq. (4.27), ϵ(τ)ϵre1 also when the reentry occurs in a stage driven by the coherent inflaton oscillations. With the same approach the average expansion rate can be computed; in particular we can obtain
    2=(12q)(q+1)δ=(q+1)(2q1),(4.28)
    where δ denotes the expansion rate in the conformal time coordinate (i.e. a(τ)=(ττ1)δ). The evolution of the comoving horizon in Fig. 6 assumes a sequence of different expanding stages characterized by the constancy of the expansion rate. A fully equivalent strategy is to consider the continuous variation of δ implying
    1δ(τ)=112lnρtlna=1+ϵ(τ),(4.29)
    where ρt(a) denotes the total energy density governing the post-inflationary evolution prior to radiation. In the case of inflaton-dominated oscillations ρt(a)=ρφ and
    δ(a)=1[ϵ(a)1]=(q+1)(2q1).(4.30)
    By going back to Fig. 6 we therefore have that when the given wavelength crosses the Hubble radius prior to radiation dominance the value of δ is scale-dependent δk=δ(τre)=δ(1k). This conclusion follows by recalling that, during the post-inflationary stage illustrated in the cartoon of Fig. 6, δ(a)1 which also implies ϵ(a)2.

    4.3. Consistency relations and inflationary observables

    In this final subsection, we are going to analyze the dependence of the observables upon the post-inflationary timeline encoded in the value of Nk. We first introduce the standard form of the slow-roll parameters

    ϵ(τ)=H2=M¯P22V,φV2,η(τ)=φ̈Hφ̇=ϵ(τ)η¯(τ),η¯(τ)=M¯P2V,φφV,(4.31)
    and recall that in terms of the dimensionless variables of Eq. (4.2) ϵ(τ) and η¯(τ) become
    ϵ(τ)=12v,Φv2,η¯(τ)=v,ΦΦv.(4.32)
    During inflation all the slow-roll parameters are much smaller than 1 and the corresponding observables at the crossing time become
    ns(k)=16ϵk+2η¯k,rT(k)=16ϵk,nT(low)(k)=2ϵk,(4.33)
    where ϵk=ϵ(1k) and η¯k=η¯(1k) denote the slow-roll parameters evaluated when the bunch of wavelengths corresponding to the CMB scales exited the comoving horizon approximately Nk e-folds prior to the end of inflation. According to the current limits, the tensor-to-scalar ratio and the scalar spectral index are determined asbb
    rT(k,τex)<r¯T,ns(k,τex)=n¯s,(4.34)
    where r¯T ranges between 𝒪(0.06) and 𝒪(0.03) while 0.96448<n¯s<0.96532 with a central value corresponding to 0.9649.42,43,44 For the monomial potentials ϵk and η¯k are of the same order and these scenarios are practically excluded by current data. Let us then consider, as an example, the potential given in Eq. (4.8). In this case from the expression of the number of e-folds we obtain
    Nk=eβΦk2qβ2,ϵk=12β2Nk2,η¯k=1Nk,(4.35)
    which also implies that
    rT(k)=8β2Nk2,ns(k)=13β2Nk22Nk.(4.36)

    4.3.1. Scaling of the spectral indices with the number of e-folds

    When the consistency relations are enforced the tensor to scalar ratio cannot be equally small for all the classes of inflationary potentials and while the monomials are clearly excluded, the plateau-like and the hill-top potentials may lead to rT that are comparatively smaller. In the case of Eq. (4.6) the explicit expressions of the slow-roll parameters follow from ϵ(Φ) and η¯(Φ) are given by

    ϵ(Φ)=2q2Φ2(1+β2Φ4qp)2,η¯(Φ)=2q[2pqpβ2(p+4q)Φ4qp]pΦ2(1+β2Φ4qp)2.(4.37)
    In this case, according to Eq. (4.37), the tensor-to-scalar ratio and the scalar spectral index are given by
    rT(Φ)=32q2Φ2(1+β2Φ4qp)2,ns(Φ)=14pq(1+q)+4q(q+4p)β2Φ4qppΦ2(1+β2Φ4qp)2.(4.38)
    The number of e-folds is ultimately given, in this case, by
    Nk=Φk214q+pβ2(Φk2+4qp1)4q(p+2q),(4.39)
    where we simply assumed Φf1. Since the field value at Φk is defined at the time of the crossing during inflation we can take the limit Φk1 in Eq. (4.39) and eventually determine the connection between Φk and Nk :
    Nk=pβ24q(p+2q)Φk2+4qpΦk=4q(p+2q)Nkpβ2p2(p+2q).(4.40)
    Thanks to Eq. (4.40), Eqs. (4.37) and (4.38) can be directly expressed in terms of Φk>1
    ϵk=2q2β4Φk8qp+2,η¯k=2q(p+4q)pβ2Φk8qp+2.(4.41)
    Finally using Eq. (4.40) into Eq. (4.41) we have
    ϵk=2q2β2pp+2q[4q(p+2q)Nkp]p+4qp+2q,η¯k=p+4q2(p+2q)Nk.(4.42)
    In what follows the scaling of the inflationary observables with the number of e-folds and with the other parameters will be swiftly discussed in the case of the example of Eqs. (4.43)–(4.45).

    4.3.2. An illustrative example

    While the examples along these lines can be multiplied, for the present purposes, different functional forms of the potential do not radically modify the scaling of rT(k) and of η¯k. From Eq. (4.42), ns(k) and rT(k) becomes

    ns(k)=ns(Nk)=112q2β2(1+2qp)[4q(p+2q)Nkp](p+4q)(p+2q)p+4q(p+2q)Nk,(4.43)
    rT(k)=rT(Nk)=32q2β2(1+2qp)[4q(p+2q)Nkp](p+4q)(p+2q),(4.44)
    nT(low)(k)=nT(low)(Nk)=4q2β2(1+2qp)[4q(p+2q)Nkp](p+4q)(p+2q),(4.45)
    where n(low)(k)=2ϵk denotes the low-frequency spectral index deduced from the enforcement of the consistency relations. Unlike nT(low)(k), the high-frequency spectral index may not be unique and it can also increase, as already discussed in Sec. 3. In Fig. 7, we discuss the case of Eqs. (4.43)–(4.45) for p=1. In each plot there are two shaded regions: the first one corresponds to the bounds on the scalar spectral index (i.e. 0.96448<n¯s<0.96532) and it resembles to a vertical stripe that gets wider as q increases; the second shaded area illustrates the bound on rT. When the two shaded regions overlap the constraints on rT and on ns are concurrently satisfied. In Fig. 7, we artificially lowered the bounds on rT (typically rT<0.03) and also considered Nk as a free parameter. A reduction of rT always entails large values of q; in this case the high-frequency slope of the spectral energy density is increasing, as already discussed in Sec. 3. In Fig. 8, we always illustrate Eqs. (4.43)–(4.45) but for p=4. According to Figs. 7 and 8, the region where the constraints are simultaneously satisfied moves toward large q-values where the inflaton oscillations effectively lead to a phase expanding at a rate that is slower than radiation. In this case the high-frequency bound are therefore essential70 (see also Refs. 107 and 108).

    Fig. 7.

    Fig. 7. We illustrate Eqs. (4.43)–(4.45) in the case p=1. In the plot at the left we consider the (β,q) plane while in the right plot we discuss the plane (q,Nk). In both plots there are two overlapping regions: the wider area corresponds to the condition rT(k,τex)<r¯T while the narrower region illustrates the bounds on ns(k) (see Eq. (4.34) and discussion thereafter). In the two plots we illustrated different values of r¯T.

    Fig. 8.

    Fig. 8. As in Fig. 7, we consider the example of Eqs. (4.43)–(4.45) but in the case p=4. The same qualitative features already discussed in the case of Fig. 7 can be observed.

    In summary we have that the low-frequency region is sensitive to the post-inflationary expansion rate through the number of e-folds which can be either larger or smaller than 𝒪(60). If the timeline of the expansion rate is faster than radiation Nk gets smaller and therefore all the inflationary observables are comparatively less suppressed than in the radiation-dominated case. Thanks to the current measurements42,43,44 we are however in the opposite situation and Nk must comparatively larger than 𝒪(60). In this case the inflationary observables are more suppressed than in the standard radiation-dominated case. Probably the most economical way of achieving this goal is to consider inflationary scenarios where the post-inflationary expansion rate is slower than radiation. In this case, following the considerations of Sec. 4, a high-frequency background of relic gravitons must be expected between the MHz and the THz.

    5. The Expansion History and the Intermediate Frequencies

    In the intermediate region of the spectrum (extending, approximately, between few pHz and the Hz) two important scales are related, respectively, to the BBN epoch (i.e. νbbn) and to the electroweak time (i.e. νew). While νbbn is three orders of magnitude smaller than the observational region of the pulsar timing arrays (PTA in what follows), νew is comparable with the window where space-borne interferometers might eventually operate a score year from now. During the last four years the PTA reported a series of evidences of gravitational radiation in the nHz range; it is then interesting to understand if these claimed signals are truly primordial or are just coming from diffuse backgrounds of gravitational radiation formed after matter–radiation equality. In any case the PTA set already an indirect constraint on the expansion history of the Universe. Within a similar perspective, the lack of detection between few μHz and the Hz (i.e. ννew) sets an essential limit on the post-inflationary expansion rate.

    5.1. The theoretical frequencies

    5.1.1. Neutrino free-streaming

    Given the expansion rate at the BBN time (when the temperature of the plasma was approximately 𝒪(1)MeV), the general expression of νbbn is

    νbbn=Hbbn2πabbna0=gρ,bbnΩR090π14H0MPTbbn,(5.1)
    where gρ,bbn denotes the effective number of relativistic species at the nucleosynthesis epoch. Since H0=1.742×h01061MP, Eq. (5.1) becomes
    νbbn=8.17×1033gρ,bbn14Tbbnh02ΩR04.15×10514=𝒪(2)×102gρ,bbn10.7514TbbnMeVh02ΩR04.15×10514nHz.(5.2)
    Between the nHz domain and the audio band (with Hz<νaudio<10kHz) the spectral energy density of inflationary origin is, at most, 𝒪(1017) in critical units and the deviations from scale-invariance in the direction of blue spectral indices are excluded at least in the conventional situation where the corrections to h02Ωgw(ν,τ0) always lead to decreasing spectral slope.cc In the case of the concordance paradigm the spectral energy density is further reduced by various sources of damping and, most notably, by the free-streaming of neutrinos160,161,162,163,164 exactly for frequencies below the nHz. The same phenomenon also affects the spectral energy density when the corresponding slopes are increasing107,108; in both situations, however, the suppression due to the neutrinos operates for ν<νbbn and when the expansion rate is dominated by radiation.

    5.1.2. Big bang nucleosynthesis bound

    The frequency range associated with νbbn is related to a set of direct limits on the expansion rate of the plasma at the BBN epoch when the expansion rate was Hbbn=𝒪(1044)MP. Any excess in the energy density of the massless species at the BBN time increases the value of Hbbn. The additional massless species may be either bosonic or fermionic; however they are theoretical traditionally parametrized in terms of the effective number of neutrino species as Nν=3+ΔNν. The standard BBN results are in agreement with the observed abundances for ΔNν1.165,166,167,168 The most constraining bound for the intermediate and high-frequency branches of the relic graviton spectrum is represented by BBN as argued long ago by Schwartzman.102 The increase in the expansion rate affects, in particular, the synthesis of 4He and to avoid its overproduction the expansion and rate the number of relativistic species must be bounded from above. All in all, if the additional species are relic gravitons102,103,104,105,106 the integral of the spectral energy density over the whole spectrum must satisfy the following bound :

    h02νbbnνmaxΩgw(ν,τ0)dlnν=5.61×106ΔNνh02Ωγ02.47×105,(5.3)
    where νbbn is given by Eq. (5.2) and νmax corresponds instead to the maximal frequency of the spectrum. For the relic gravitons produced within the concordance scenario νmax is given by Eq. (5.2). As discussed in Sec. 3 the maximal frequency is model dependent but it is possible to deduce an absolute bound on νmax and, according to this bound, νmax<THz. Depending on the combined data sets (i.e. various light elements abundances and different combinations of CMB observations), the standard BBN scenario implies that the bounds on ΔNν range from ΔNν0.2 to ΔNν1. All the relativistic species present inside the Hubble radius at the BBN contribute to the potential increase in the expansion rate and this explains why the integral in Eq. (5.3) must be performed from νbbn to νmax. The constraint of Eq. (5.3) can be relaxed in some nonstandard nucleosynthesis scenarios, but, in what follows, the validity of Eq. (5.3) will be enforced by adopting ΔNν1. The considerations discussed so far can be complemented by other bounds which are, however, less stringent. In particular the same logic employed for the derivation of Eq. (5.3) can be applied at the decoupling of matter and radiation109,105 when the typical lower extremum of integration becomes νdec=𝒪(100)aHz :
    h02νdecνmaxΩgw(ν,τ0)dlnν8.7×106.(5.4)
    The BBN limits examined so far can be relaxed in nonstandard BBN scenarios103 (see also Ref. 49). In particular this may happen in the presence of matter–anti-matter domains; instead of being 𝒪(105) the integral of Eq. (5.3) may get 𝒪(104).

    5.1.3. The electroweak frequency

    The Standard Model of particle interactions (based on the SUL(2)UY(1)SUc(3) gauge group) appears to be successful at least up to energy scales 𝒪(TeV) and its basic correctness ultimately suggests that the electroweak phase transition cannot produce a detectable background of gravitational radiation for typical frequencies smaller than the Hz. To explain this viewpoint we start by remarking that the dynamics of the electroweak phase transition has been studied since the early 1970s and while it is plausible that spontaneously broken symmetries are restored at high-temperatures, the order of the electroweak phase transition determines the physical features of the purported gravitational signal. The symmetry breaking phase transitions may cause departures from local thermal equilibrium (and from homogeneity) but, according to the current experimental evidence, the electroweak phase transition does not lead to large anisotropic stresses that could eventually produce a diffuse background of gravitational radiation. A large anisotropic stress can only be produced if the electroweak phase transition is of first order and proceeds through the formation of bubbles of the new phase. It was clear already from the first (perturbative) estimates that the electroweak phase transition cannot be strongly first order169,170,171; however a definite conclusion on this issue was delayed because of the hope that, by using nonperturbative techniques,172 the essence of the perturbative result could be somehow disproved. The phase diagram of the electroweak theory at high-temperature has been first analyzed by reducing the theory from four to three dimensions and by subsequently simulating on the lattice the lower-dimensional theory with compactified time coordinate.173,174,175 These analyses have been later corroborated by genuine four-dimensional lattice simulations discussing the SU(2)-Higgs system.176,177 The main results relevant for the present discussion can be summarized, in short, as follows. For approximate values of the Higgs mass mH smaller than the W-boson mass the phase diagram of the electroweak theory contains a line of first-order phase transitions but for mH𝒪(75) GeV the phase transition if of higher order and when mHmW (as it is the case from an experimental viewpoint) the phase transition disappears since we can pass from the symmetric to the broken phase in continuous manner. In this cross-over regime there large deviations from homogeneity do not arise and diffuse backgrounds of gravitational radiation are absent.

    Although the electroweak phase transition is of higher order, strongly first-order phase transitions may anyway lead to bursts of gravitational radiation and, for this reason, the production of gravitational waves has been investigated in a number of hypothetical first-order phase transitions. Provided the phase transition proceeds thanks to the collision of bubbles of the new phase, the lower frequency scale of the burst is (at most) comparable with the Hubble radius at the corresponding epoch. Denoting by νb the frequency of the purported burst, we should always require that νb𝒪(νew) where νew is the typical frequency corresponding to the electroweak horizon. This condition follows directly from the observation that gravitational waves should be formed inside the Hubble radius when the expansion rate of the Universe was approximately 𝒪(Hew). Assuming the electroweak plasma is dominated by radiation between Hew and Hbbn the electroweak frequency is given by

    νew=Hew2πaewaeqaeqa0=Hew2πH eqHewaeqa0,(5.5)
    where the second equality follows from the approximate expansion history and, as usual, H0 denotes the current value of the Hubble rate. Since during the radiation stage a2H is just constant, Eq. (5.5) implies
    νew=MP2πHewMPH0MPaeq2Heqa02H0.(5.6)
    The result of Eq. (5.6) can be further simplified by recalling that
    Heqaeq2H0a02=2ΩR0,HewMP=4π345gρTewMP2.(5.7)
    If Eq. (5.7) is now inserted into Eq. (5.6) we get the following estimate :
    νew=7.98gρ,ew106.7514Tew200GeVμHz,(5.8)
    where the value of Tew has been chosen to be slightly above the value of the top quark mass just to make sure that all the species of the Standard Model are in local thermal equilibrium. Strictly speaking the adiabatic evolution only implies the constancy of a3T3gs(T) so that result of Eq. (5.8) should be slightly corrected :
    Hew2aew4Heq2aeq4=𝒞(gs,gρ,τew,τeq),(5.9)
    where 𝒞(gs,gρ,τr,τeq) has been already introduced in Eq. (2.43). Equation (5.9) also implies that
    aewaeq=HeqHew𝒞(gs,gρ,τew,τeq)=0.76H eqHew,(5.10)
    where the explicit estimate follows by recalling that, for Tew>mt, gs,ew=gρ,ew=106.75. Moreover, since for T=Teq the values of gs,eq and gρ,eq are slightly different (i.e. 3.94 and 3.36, respectively) the typical value of νew given in Eq. (5.8) passes from 7.98 to 6.06μHz.

    5.2. Pulsar timing arrays and the expansion history

    In the last few years a set of direct observations potentially related with the diffuse backgrounds of gravitational radiation have been reported for a typical benchmark frequency 𝒪(30)nHz. This range of frequencies is between 3 and 4 orders of magnitude larger than νbbn and it is currently probed by the Pulsar Timing Arrays (PTAs in what follows). As recently pointed out178 the signals possibly observed by the PTA may be the result of the pristine variation of the space–time curvature. The specific features of the current observations seem to suggest, however, that h02Ωgw(ν,τ0) in the nHz domain may only depend on the evolution of the comoving horizon at late, intermediate and early times. This is also, in a nutshell, the systematic perspective swiftly outlined hereunder.

    5.2.1. Basic terminology and current evidences

    A PTA is just a series of millisecond pulsars that are monitored with a specific cadence that ultimately depends on the choices of the given experiment. We refer here, in particular, (i) to the NANOgrav collaboration,38,39 (ii) to the Parkes PTA (PPTA)40,41 and (iii) to the European PTA (EPTA).179,180 The PTA data have been also combined in the consortium named International PTA (IPTA).181 The data of the PTA collaborations have been released39,41,180 together with the first determinations of the Chinese PTA (CPTA).182 As suggested long ago the millisecond pulsars can be employed as effective detectors of random gravitational waves for a typical domain that corresponds to the inverse of the observation time during which the pulsar timing has been monitored.183,184,185 The signal coming from diffuse backgrounds of gravitational radiation, unlike other noises, should be correlated across the baselines. The effect depends on the angle between a pair of Earth-pulsars baselines and it is often dubbed by saying that the correlation signature of an isotropic and random gravitational wave background follows the so-called Hellings–Downs curve.185 If the gravitational waves are not characterized by stochastically distributed Fourier amplitudes the corresponding signal does not necessarily follow the Hellings–Downs correlation. In the past various upper limits on the spectral energy density of the relic gravitons in the nHz range have been obtained186,187,188,189 and during the last five years the PTA reported an evidence that could be attributed to isotropic backgrounds of gravitational radiation. The observational collaborations customarily assign the chirp amplitude at a reference frequency νref=31.68nHz that corresponds to yr1 :

    hc(ν,τ0)=Q(ννref)β,νref=1yr=31.68nHz.(5.11)
    To avoid confusions we stress that the β appearing in Eq. (5.11) has nothing to do with the quantity characterizing the inflaton potential (see Eq. (4.6) and discussion thereafter). Recalling now the relation between the spectral energy density and the chirp amplitude, we have
    Ωgw(ν,τ0)=2π2ν23H02hc2(ν,τ0)=2π23Q2νrefH02ννref2+2β,(5.12)
    where the second equality follows from Eq. (5.11). If we now multiply Eq. (5.12) by h02 (where h0 denotes the indetermination in the present value of the Hubble rate) and take into account the explicit value of νref, the expression for the spectral energy density becomes37
    h02Ωgw(ν,τ0)=6.287×1010q02(ννref)2+2β.(5.13)
    In Eq. (5.13), Q is parametrized as Q=q0×1015 (where q0 is a number of order 1) since this is basically the observational evidence. Clearly, for ννref
    h02Ωgw(νref,τ0)=6.287×1010q02,(5.14)
    implying h02Ωgw(νref,τ0)=𝒪(2.57)×108 in the case of Ref. 39 (for q0=6.4) and h02Ωgw(νref,τ0)=𝒪(6.04)×109 for Ref. 41 (for q0=3.1). With the same logic we can also deduce the explicit relation between the spectral and the chirp amplitudes :
    Sh(ν,τ0)=3.15×1023q02(ννref)2β1Hz1.(5.15)
    It is also customary to employ Sh(ν,τ0)=5.61×1012q0(ννref)β12Hz12 for a direct comparison it with the spectral amplitude of the signal. Recalling however the considerations of Sec. 3 the use of a spectral amplitude implicitly assumes that the signal can be mimicked by a stationary and homogeneous stochastic process; this is not the case for the relic gravitons.76 Bearing in mind the results and the notations of Eqs. (5.12)–(5.15) the main statements of the observers can be summarized, in short, as follows:

    The pivotal class of models analyzed in Refs. 38, 39, 40, 41, 179182 always assume β=23 (i.e. γ¯=133); recall, in this respect, that the relation between γ¯ and β is simply given by β=(3γ¯)2.

    In the former data releases the q0 ranged between 1.92 and 5.13 depending on the values of β.38,40,179,181

    The latest data releases of the Parkes and the NANOgrav collaborations41,39,180 seem to suggest different origins of the diffuse background of gravitational radiation.

    In particular, after considering 30 ms pulsars spanning 18 years of observations, the PPTA collaboration estimates q0=3.10.91.3 with a spectral index β=0.45±0.2041; for a spectral the pivotal model β=23 the collaboration suggests instead q0=2.040.220.25 which is compatible with the determinations of the previous data releases40; the PPTA collaboration does not clearly claim the detection of the Hellings–Downs correlation41 and carefully considers possible issues related to time-dependence of the common noise.

    The conclusions of the PPTA seem significantly more conservative than the one of the NANOgrav collaboration examining 67ms pulsars in the last 15 years.

    The NANOgrav experiment claims the detection of the Hellings–Downs correlation39 but the inferred values of the spectral parameters are slightly different from the ones of PPTA since q0=6.42.7+4.2 and β=0.10±0.30.39

    5.2.2. The comoving horizon after inflation

    The measurements of the PTA set a number of relevant constraints on the spectrum of the relic gravitons and on the expansion rate of the Universe. If the observed excess in the nHz range is just a consequence of the primeval variation of the space–time curvature the spectral energy density of the relic gravitons in the nHz domain only depends on the evolution of the comoving horizon at late, intermediate and early times.178 Two complementary aspects of the problem will now be addressed. In the first part of the discussion, we are going to see if a post-inflationary modification of the expansion rate can account for the nHz excess. In the second part of the analysis, we consider instead the possibility of explaining the observed PTA excess through the evolution of the effective horizon at early times.

    A first general observation is that, in the concordance paradigm, the PTA results do not set any further constraint besides the ones of the aHz region already discussed in Sec. 4. This happens because the spectral energy density of Eqs. (5.15) and (5.14) always exceeds the the one of the concordance paradigm in the nHz region. Indeed, if the expansion rate is dominated by radiation after inflation, h02Ωgw(ν,τ0)<𝒪(1017) for typical frequencies larger than νbbn. Furthermore, in the concordance paradigm, h02Ωgw(ν,τ0) is a monotonically decreasing function of the comoving frequency between the aHz and the MHz domain. This means that in the nHz range the signal of the relic gravitons produced within the conventional lore is always 10 orders of magnitude smaller than the one suggested by Eqs. (5.15) and (5.14). If the expansion history is modified in comparison with the concordance paradigm the relevant time-scale of the problem must coincide with τk, i.e. the moment at which the wavelength associated with νPTAνref=𝒪(30)nHz crossed the comoving Hubble radius after the end of inflation (see Fig. 6). The actual value of τk represents in fact a fraction of the time-scale associated with BBN :

    τkτbbn=(4πΩR0)14gρ,bbngρ,eq14gρ,eqgρ,bbn13HbbnH0a0H0νref=𝒪(3)×102νref31.68nHz1TbbnMeVh02ΩR04.15×10514.(5.16)
    In Eq. (5.16), we are actually assuming, for simplicity, that νPTA=𝒪(νref) and if νPTA>νref the corresponding wavelength crossed the comoving horizon even earlier. Besides Eq. (5.16), the second relevant scale of the problem follows from the ratio between νPTA and the expansion rate at the end of inflation :
    νPTAa1H1=𝒪(2)×1017νPTA31.68nHzh02ΩR04.15×10514rT0.0314×𝒜2.41×10914,(5.17)
    where 𝒜 denotes, as usual, the amplitude of the curvature inhomogeneities at the pivot scale kp (see Eq. (2.24) and discussion thereafter). Already from Eqs. (5.16) and (5.17) it follows that any modification of the post-inflationary evolution is unlikely to produce a hump for frequencies 𝒪(νPTA): the value of νPTA in units of the expansion rate is too small. It is on the contrary more likely that a hump will be produced over larger frequencies ν>μHz, as we are going to see later on in this section.

    To substantiate the previous statement we now consider a generic post-inflationary expanding stage (i.e. a single δ-phase in the language of Sec. 2). When the wavelengths λ=𝒪(λPTA) cross the comoving Hubble radius during the δ-phase we have

    νPTAa1H1=2.05×1017(HrH1)(1δ)[2(δ+1)],(5.18)
    where, once more, Hr and H1 denote, respectively, the Hubble rates at the onset of the radiation stage and at the end of inflation. As Hr<H1 the comoving horizon at its minimum is comparatively larger for δ>1 than for δ1; for the same reason the opposite is true when δ<1. Since the post-inflationary evolution is modified the spectral energy density of the relic gravitons gets larger, as it follows from Eq. (3.75). When the PTA wavelength crosses the Hubble radius during the δ-phase h02Ωgw(ν,τ0) exhibits a twofold slope:

    in the low-frequency regime the slope is simply given by nT(low)=rT8; this is true when the consistency relations are enforced as we are assuming throughout;

    if the wavelength corresponding to νPTA reenters the Hubble radius when δ1 the high-frequency slope follows from Eqs. (3.75)–(3.77) and it is nT(high)=2(1δ)+𝒪(rT).

    To compare nT(high) with the potential excesses suggested by the PTA we may recall Eq. (5.13) and then consider the theoretical estimate of the spectral energy density in critical units65

    h02Ωgw(ν,τ0)=𝒩(rT,ν)ννrnT(high),ν>νr,(5.19)
    where 𝒩(rT,ν) includes the effects of the low-frequency suppressions associated with the transfer function, with the neutrino free-streaming161,162,163 and with the other late-time sources of damping (like the one related with the dark-energy dominance37). In connection with 𝒩(rT,ν) see also Eqs. (6.3) and (6.4) and the discussion therein. For rT=0.03 we can numerically estimate that 𝒩(rT,ν)=1016.8 and since above νbbn the value of 𝒩(rT,ν) has a mild frequency dependence controlled by the value of the low-frequency slope (i.e. nT(low)rT8) and by the low-frequency transfer function, for the present ends we can assume 𝒩(rT,ν)𝒩=𝒪(1017) which is the value already quoted before. According to Eq. (5.19), the theoretical amplitude at νPTAνref ultimately depends upon νr=ν¯maxξ where ν¯max=𝒪(300)MHz has been already computed in Eq. (3.54). In spite of the specific values of ν¯max we have that νr cannot be smaller than νbbn. In the general casedd (i.e. when the special value β=23 is not preliminarily selected) the PPTA collaboration41 suggests that β=0.45±0.20. This determination is marginally compatible with the value of Eq. (5.20) in the limit δ12 and the discrepancy between the observational determination of β and the values predicted by Eq. (5.20) becomes even more significant if we look at that NANOgrav data suggesting39 β=0.10±0.30. All in all, when δ12, the relation between δ, β and rT is
    δ=βrTrT+1>12,β<0,(5.20)
    so that, from Eq. (5.20), δ=β+𝒪(rT). Both in the previous38,40 and in the most recent39,41 data releases the value of 2(1+β) is always positive definite (i.e. 1+β>0). In the special case β23, Eq. (5.20) implies δ=23+𝒪(rT). If we would now assume that the post-inflationary evolution is driven by a relativistic and irrotational fluid we would have δ=2(3w+1) implying that β23 for w23. Another possibility would be that the effective expansion rate is dictated by an oscillating scalar field (like the inflaton) with potential V(φ)=V0(φM¯P)2q; in this case the expansion rate during the oscillating phase would be given by δ=(q+1)(2q1) suggesting that q=𝒪(5) for β=𝒪(23). Although, for specific values of δ, the theoretical and the observed slopes can be compatible the corresponding amplitudes involve orders of magnitude that are grossly different; to analyze this aspect we then impose that Eqs. (5.13) and (5.19) should coincide at νref
    𝒩(rT,νref)(νrefνr)nT(high)=6.287×1010q02.(5.21)
    If the two sides of Eq. (5.21) would be mutually consistent the post-inflationary modification of the comoving horizon might indeed explain the observed PTA excess. But unfortunately the left-hand side of Eq. (5.21) is systematically smaller than the right-hand side; the two contributions are of the same order only when νrνref while, at the same time, nT(high)=2+2β is sufficiently large and positive. A large (and positive) value of n(high) guarantees a sharp increase of the spectral energy density while the condition νrνref widens the frequency range for a potential growth of h02Ωgw(ν,τ0). Since the minimal value of νr is provided by νbbn we can select the most favorable situation and posit νr=𝒪(νbbn). For different values of 𝒩(rT,νref) (see Eq. (5.19) and discussion thereafter) Eq. (5.21) leads therefore to a specific relation between β and logq0 :
    β=1+2logq0log𝒩(rT,νref)9.2012log(νrefνbbn).(5.22)

    The result of Eq. (5.22) must then be compared in the plane (logq0,β) with the ranges of β and q0 determined by the PTA collaborations. The two filled rectangles in Fig. 9 correspond to the observational ranges of q0 and β; in the same plot the relation between β and logq0 has been illustrated as it follows from Eq. (5.22) for two neighboring values of 𝒩(rT). The three diagonal lines of Fig. 9 imply that the values of β required to obtain h02Ωgw(νref,τ0) of the order of 108 or 109 should be much larger than the ones determined observationally and represented by the two shaded regions. Since the full and dashed lines of Fig. 9 do not overlap with the two rectangles in the lower part of the cartoon, we can conclude that the excess observed by the PTA collaborations cannot be explained by the modified post-inflationary evolution suggested of Fig. 9. For the specific case β=23 Eq. (5.21) becomes

    𝒩(rT,νref)(νrefνr)23=6.287×1010q02.(5.23)
    Again to maximize the potential growth of the spectral energy density we set νr=𝒪(νbbn) and obtain that the left-hand side of Eq. (5.23) is 2.015×1015 whereas the right-hand side is always larger than 𝒪(109). As in the previous case, larger values of νr only reduce the left-hand side of Eq. (5.23) and ultimately increase the mismatch between Eqs. (5.13) and (5.19). The argument based on a single δ-phase can be generalized to include different stages expanding either faster or slower than radiation. In this case there is the possibility of developing a hump in the spectrum which is however always much smaller than the excess observed by the PTA.178

    Fig. 9.

    Fig. 9. The three straight lines illustrate Eq. (5.22) for 𝒩(rT,νref)=1017 (full line), for 𝒩(rT,νref)=1016 (dotted line) and for 𝒩(rT,νref)=1015 (dashed line). The two filled rectangles define the regions probed by the PPTA and by NANOgrav in the plane (logq0,β). The two diagonal lines do not overlap with the shaded areas appearing in the lower portion of the plot and this means that the amplitudes and the slopes of the theoretical signal cannot be simultaneously matched with the corresponding observational determinations. Common logarithms are employed on the horizontal axis.

    5.2.3. The comoving horizon during inflation

    The previous analysis demonstrated that the PTA excess cannot be explained by a post-inflationary modification of the expansion rate. However, if the effective comoving horizon is modified during inflation (as suggested in 5) it is possible to explain the PTA excess in terms of a relic signal.178 To implement an effective modification of the comoving horizon without obliterating the inflationary expansion we actually consider an effect suggested almost 10 years ago: a dynamical refractive index associated with the propagation of the tensor modes of the geometry in curved backgrounds naturally leads to an increasing spectral energy density at intermediate frequencies.190 The tensor modes of the geometry may indeed acquire an effective index of refraction when they travel in curved space–times191,192 and the blue spectral slopes (compatible with the PTA excesses) arise from the variation of the refractive index even if the background geometry evolves according to a conventional stage of expansion possibly supplemented by a standard decelerated epoch190 (see also Refs. 193, 194, 195). When the refractive index of the relic gravitons is dynamical (n(a) in what follows) the conditions associated with the crossing of a given wavelength are different; the action of the tensor modes of the geometry in the case of a dynamical refractive index194,195 is given by

    S=M¯P28d3xdτa2(τ)τhijτhij1n2(τ)khijkhij,(5.24)
    see also Eq. (B.26) and discussion therein. The analysis of Eq. (5.24) simplifies if the conformal time coordinate is redefined from τ to η where the relation between the new and the old time parametrizations follows from n(η)dη=dτ. Equation (5.24) becomes then canonical in terms of a redefined scale factor conventionally denoted hereunder by b(η) :
    S=M¯P28d3xdηb2(η)[ηhijηhijkhijkhij],b(η)=a(η)n(η).(5.25)
    The result of Eq. (5.25) explains how and why the evolution of the tensor modes is modified even during a conventional stage of inflationary expansion. The evolution of the tensor amplitude can be directly deduced from Eq. (5.25) and it is
    μ̈ij2μijb̈bμij=0,μij(x,η)=b(η)hij(x,η),(5.26)
    where the overdot now denotes a derivation with respect to the η-time. Equation (5.26) also implies that the standard crossing condition k2=aa is now replaced by k2=b̈b. Between these two conditions the former seems superficially equivalent to the latter but this is not the case.190 The evolution dictated by Eq. (5.26) ultimately leads to a spectral energy density that increases over intermediate frequencies provided the effective phase velocityee of the relic gravitons remains sub-luminal. Although the phase velocity of the relic gravitons is not required to be sub-luminal we impose, for consistency, that n(a)1; in particular we consider an appreciable change of the refractive index during inflation with the concurrent requirement that n(a) reaches 1 in the standard decelerated stage of expansion :
    n(a)=n(aa)αes¯(aa1)(aa)α+1+1,n=ni(aai)α=nieαN,(5.27)
    where ai and a1 denote, respectively, the beginning and the end of the inflationary epoch; a indicates the boundary of the refractive stage. Equation (5.27) also implies the refractive index is not dynamical in the post-inflationary stage. Some other possibilities have been considered in Refs. 190, 193 and 194 but they will not be examined here. In what follows the parametrization of Eq. (5.27) is regarded as the minimal example that successfully produces a nHz excess. Equation (5.27) can be analyzed in three relevant physical limits: (i) for aa1 we have that n(a)1 and the sharpness of the transition depends on the parameter s¯1; (ii) in the range a<a<a1n(a) is constant but still larger than 1 (i.e. n(a)n>1) and, finally, when (iii) a<a the refractive index is truly dynamical since n(a)n(aa)α. When a<a we can directly compute b(η) in case the dynamics of the geometry is given by a conventional inflationary stage where aH=1[(1ϵ)τ]. By direct integration from n(η)dη=dτ we obtain the relation between η and τ and then compute b(η)=a(η)n(η); the result is
    b(η)=b(ηη)ζ,b=an,ζ=2α2(1ϵ+α).(5.28)
    In the η-time coordinate the evolution of the tensor modes can be quantized in the standard manner as
    ĥij(x,η)=2P(2π)32b2(η)λd3keij(λ)(k̂)[âk,λfk,λ(η)eikx+H. c.],(5.29)
    where, as usual, the sum over λ runs over the two tensor polarizations. From Eq. (5.26), the mode functions obey f̈k,λ+(k2b̈b)fkλ=0 and recalling the expression of Eq. (5.28), for each tensor polarization the solution of the mode function reads
    fk(η)=𝒩2kkηHν(1)(kη),ν=ζ+12,(5.30)
    where |𝒩|=π2 and Hν(1)(kη) is the Hankel function of first kind.78,79 Once more, the solution of Eq. (5.30) is relatively simple in terms of the η-time but gets more cumbersome in the conformal time coordinate. While in the case of the concordance paradigm the low-frequency spectral index is red (i.e. nT(low)<0) when the refractive index is dynamical nT(low)>0. Indeed if we compute the tensor power spectrum in the long wavelength limit (i.e. |kη|<1) from Eq. (5.30) we obtain
    PT(k,η)=4P2k3π2b2(η)|fk(η)|2=P2¯2𝒞(ν)kknT(low),𝒞(ν)=22ν+1π3Γ2(ν),(5.31)
    where ¯2=1η2 and nT(low)=32ν=2(1ζ) is, by definition, the low-frequency spectral index which is generically blue as long as α>0 in Eq. (5.27) :
    nT=22ζ=3α2ϵk(1+αϵk)=3α1+α+ϵk(α2)(1+α)2+𝒪(ϵk2).(5.32)
    The spectral energy density for typical wavenumbers k<aH can also be computed once the expression of b(η) is known; within the WKB approach already outlined in Sec. 3 is given by
    Ωgw(k,τ)=k412π2H2M¯P2a4|𝒬k(ηex,ηre)|2brebex21+1k2τre2.(5.33)
    Equation (5.33) has been computed by assuming that the reentry of the relevant wavelengths occurs when the refractive index is not dynamical and this implies that when the relevant wavelength reenters the η-time and the conformal time coordinates coincide, i.e. ηre=τre. Furthermore in the simplest situation τre falls within the radiation phase (i.e. a0) so that kτre1 in Eq. (5.33). Since any wavelength exiting for η<η does its first crossing during the inflationary phase, the corresponding refractive index is n=n(aa)α; the explicit expression of 𝒬k(ηex,ηre) is
    𝒬k(ηex,ηre)=1(¯ex+ik)ηexηrebex2b2(τ)dη,¯=b,(5.34)
    which is the analog of the expression already obtained in Sec. 3 when the refractive index is not dynamical. Finally, using Eq. (5.28) an even more explicit expression of the spectral energy density can be deduced:
    h02Ωgw(ν,τ0)=H1MP2𝒟(α,nT(low))ννnT(low),νeq<ν<ν,(5.35)
    𝒟(α,nT)=4n3h02ΩR03π1+α1ϵk2gρ,rgρ,eqgs,eqgs,r43ΩM0ΩΛ2.(5.36)
    As usual ΩM0 and ΩΛ denote the present critical fractions of matter and dark energy; it is actually well known that the dominance of dark energy suppresses the spectrum by a factor (ΩM0ΩΛ)2=𝒪(0.1) (see, for instance, Ref. 37). In Eq. (5.35), ν denotes the frequency of the spectrum associated with η and since k=1η the corresponding comoving frequency is
    ν<ν=1+α1ϵkeαNΔNν¯max,ΔN=NtN.(5.37)
    In Eq. (5.37), N=ln(aai) is the number of e-folds during the refractive stage while Nt=ln(a1ai) denotes the total number of e-folds; finally, as before, ν¯max indicates the maximal frequency of the spectrum and it coincides with Eq. (3.54) since, so far, the radiation dominance starts right after the end of inflation. The tensor spectral index of Eq. (5.32) applies in the low and intermediate frequency ranges when the corresponding wavelengths exit during inflation and reenter in the radiation phase; in Eq. (5.32) α is always much larger than ϵkrT160.03161 so that the exact result can be accurately evaluated in the limit ϵk1. While Eqs. (5.32) and (5.35) hold for ν<ν, the spectral energy density can also be evaluated in the range ν<ν<ν¯max (i.e. aH<k<a1H1) corresponding to wavelengths that exited the comoving horizon when the refractive index was already constant (i.e. nn and ηex=τn); in this case the spectral energy density becomes
    h02Ωgw(ν,τ0)=H1MP2𝒟max(α,nT(high))νν¯maxnT(high),ν<ν<ν¯max,(5.38)
    where the spectral index is given by nT(high)=2ϵk=rT8 and
    𝒟max(α,nT(high))=4h02ΩR03πe(3nT(high))αNenT(high)ΔN1+α1ϵk2nT(high)×gρ,rgρ,eqgs,eqgs,r43ΩM0ΩΛ2.(5.39)

    Equation (5.38) evaluated for ν=ν reproduces Eq. (5.35) computed at the same reference frequency and the equivalence of the two expressions ultimately follows from Eq. (5.37). Furthermore, in Eqs. (5.35) and (5.32) (H1MP)2 can be traded for πϵk𝒜 where 𝒜 is the amplitude of curvature inhomogeneities at the pivot scale kp. It is finally worth recalling that, for a standard thermal history, gs,eq=3.94 while gρ,r=gs,r=106.75 in Eqs. (5.36)–(5.39). In Eqs. (5.37) and (5.39), N measures the range of variation of the refractive index during inflation and, for this reason, N<Nt. As we shall see in a moment, the relatively short inflationary stages (where Nt𝒪(61)) seem to be preferred for a potential explanations of the PTA excesses. Equations (5.33), (5.35) and (5.38) are now compared with the parametrizations of the PTA signal given in Eqs. (5.13) and (5.14). Since, by definition, the intermediate spectral index is given as 2+2β=nT(low) Eq. (5.32) implies a relation that determines α as a function of ϵk (or rT) and β :

    α=2[β(ϵk1)1]2β1.(5.40)
    Moreover, given that q0 depends on all the other parameters determining the amplitude of Ωgw(ν,τ0) (see Eqs. (5.35) and (5.38)), we can demand that β and q0 fall within the phenomenologically allowed ranges and check if the results of Eqs. (5.35)–(5.38) are compatible with the empirical determinations of the PTA. According to the PPTA the values of β and q0 fall, respectively, in the following intervals :
    0.65β0.25,2.2<q0<4.4.(5.41)
    Equation (5.41) constrains the spectral energy density and the corresponding region of the theoretical parameters is illustrated in the left plot of figure where we report q0(β,N) for different values of Nt; the shape of each shaded region directly follows by requiring 2.2<q0(β,N)<4.4 for the various Nt mentioned in the plot. On a technical side we note that Eq. (5.40) has been used with the purpose of trading directly α for β at a fixed value of ϵk. The same analysis illustrated in the case of the PPTA can be repeated for the NANOgrav determinations with slightly different results; the analog of Eq. (5.41) is now given by39
    0.40β0.20,3.7<q0<10.6.(5.42)
    While the range of β given in Eq. (5.42) is narrower than in Eq. (5.41), in the case of q0 we observe the opposite: the allowed values of q0 of Eq. (5.42) are comparatively larger than the ones of Eq. (5.41). A second class of constraints determining the shaded allowed regions is related to the direct bounds from the operating wide-band detectors; in particular we remind that the LIGO, Virgo and Kagra (LVK) collaborations reported a constraint implying33,34,35,36,37 :
    Ωgw(ν,τ0)<5.8×109,20Hz<νLVK<76.6Hz,(5.43)
    in the case of a flat spectral energy density; in the present notations νL indicates the LVK frequency. The limit of Eq. (5.43) improves on a series of bounds previously deduced by the wide-band interferometers (see Ref. 37 for a review of the older results). In the present notations the parametrization of Ωgw(ν,τ0) adopted by Ref. 36 reads
    Ωgw(ν,τ0)=Ω¯(σ)ννLV Kσ,νLVK=25Hz,(5.44)

    Table 1. Selected limits on the relic gravitons obtained by wide-band interferometers. These limits will be generically referred to as the LVK bounds.

    σFrequency range if νref [Hz]Bound
    02081.9Ω¯0<6×108 (Ref. 35)
    232095.2Ω¯23<4.8×108 (Ref. 35)
    320301Ω¯3<7.9×109 (Ref. 35)
    02076.6Ω¯0<5.8×109 (Ref. 36)
    232090.6Ω¯23<3.4×109 (Ref. 36)
    320291.6Ω¯3<3.9×1010 (Ref. 36)

    and the three specific cases constrained in Refs. 35 and 36 are reminded in Table 1. As the value of σ increases the bound becomes more restrictive for a fixed reference frequency and the three previous results are summarized by the following interpolating formula :

    logΩ¯(σ)<8.2360.335σ0.018σ2.(5.45)
    Since in the present case the bound (5.45) should be applied at high frequencies we will have σ=2ϵk(1ϵk) with ϵ0.1; to leading order in ϵk, Eq. (5.45) implies that logΩ¯(ϵk)<8.2360.335ϵk0.393ϵk2. As an example in the two plots of Fig. 10 we considered two different values of β (i.e. β=0.65 and β=0.55). If N and Nt are of the same order the refractive index stops evolving when inflation approximately ends and, in this case, it is impossible to get a large signal in the nHz range without jeopardizing the BBN constraint. Conversely, when N<Nt the refractive index stops evolving well before the onset of the post-inflationary stage, i.e. when the background is still inflating deep inside the quasi-de Sitter stage of expansion. In both plots of Fig. 10, to ease the comparison, we selected Nt=61 while different values of N are illustrated. In both plots, for the same choice of the parameters, we also illustrated (with an arrow) the PTA excess and the LVK bound. The PTA signal occurs for typical frequencies 𝒪(νref) while the LVK bound applies approximately between 25 and 100Hz.

    Fig. 10.

    Fig. 10. We illustrate the common logarithm of the spectral energy density in critical units as a function of the common logarithm of the comoving frequency. In both plots Nt=61 but the values of β and rT do not coincide and they are indicated above each of the two cartoons. The arrows indicate the PTA signal for the spectral indices corresponding to the ones selected in each of the plots. The high-frequency region labeled by LVK refers to the LIGO–Virgo–Kagra bound that applies in the audio band. The increasing branch and the flat plateau corresponds, respectively, to the analytic estimate of Eqs. (5.33) and (5.35).

    Fig. 11.

    Fig. 11. As in Fig. 10, we illustrate the common logarithm of the spectral energy density as a function of the common logarithm of the comoving frequency. In the two plots the value of rT is the same but the values of Nt are slightly dissimilar. In the plot at the left N=14 while the three spectra correspond slightly different values of β. In the plot at the right β=0.63 and the three curves illustrate the variation of N. Since the effect of neutrino free-streaming has been included, in both plots Rν denotes the neutrino fraction.

    The previous discussion does not exclude the possibility of two concurrent modifications of the comoving horizon operating before and after the end of inflation. This viewpoint is explored in Fig. 11 where we consider the possibility that the refractive index stops its evolution well before the end of inflation (i.e. NNt); The spectral energy density in critical units will therefore have three different slopes for ν>νeq. In both plots of Fig. 11, at intermediate frequencies h02Ωgw(ν,τ0) has the same intermediate slopes appearing in Fig. 10 (see also Eqs. (5.32) and (5.40)). However, after the quasi-flat plateau, the spectral energy density exhibits a further increasing branch before the maximal frequency. The corresponding wavelengths left the comoving Hubble radius during inflation and reentered in the post-inflationary stage before radiation dominance. In Fig. 11 the high-frequency spectral slope is 𝒪(1) since during the post-inflationary stage the evolution is described by a stiff fluid with δ12 implying that (aH)1a2. The main difference between the plots of Figs. 10 and 11 comes from the high-frequency shape where the bounds coming from BBN must be taken into account (see Eq. (5.3) and discussion therein). The theoretical perspective explored in this discussion strongly suggests that the problem is not yet to fit (more or less reliably) the existing data in terms of a series of preferred scenarios but to understand preliminarily whether or not the observed excesses in the nHz range are compatible with a modified evolution of the comoving horizon since this is the only way the spectrum of relic gravitons at intermediate frequencies can be affected. The most conventional option stipulates that the timeline of the comoving horizon is not modified during inflation so that the nHz excess is caused by the drastic change of the post-inflationary expansion rate prior to BBN. This possibility can be safely ruled out. A second alternative implies a modified evolution of the tensor modes during a conventional inflationary stage as it happens, for instance, when the gravitons inherit an effective refractive index from the interactions with the geometry. This explanation seems viable in the light of the current observations. We may finally consider the possibility of an epoch of increasing curvature prior to the conventional decelerated stage of expansion and argue that this option is only reconcilable with the observed excesses provided the wavelengths crossing the comoving horizon at early times do not reenter in an epoch dominated by radiation. This option may also be viable with some caveats and has been explored in Ref. 178.

    5.3. Space-borne interferometers and the expansion history

    The direct measurements in the range νewν<Hz may primarily clarify the nature of the post-inflationary expansion rate. Indeed, after inflation, the expanding stage could include a sequence of stages expanding either faster or slower than radiation; in this situation a hump in h02Ωgw(ν,τ0) is generically expected below the a fraction of the Hz where the relic gravitons may exceed (even by eight orders of magnitude) the signals obtained under the hypothesis of radiation dominance throughout the whole expansion history prior to the formation of light nuclei.

    5.3.1. The conventional wisdom

    An old and conventional viewpoint stipulates that between a fraction of the mHz and few Hz the spectral energy density of the inflationary gravitons can be disregarded even assuming the most optimistic sensitivities of the space-borne detectors. On the contrary, always within the standard lore, in the region between the μHz and few Hz the signals coming from the electroweak physics (or from some other phase transition) should represent the dominant contribution of cosmological origin. This perspective is not completely consistent for (at least) two independent reasons.

    The first one (already mentioned earlier on in this section) is that the electroweak phase transition does not proceed through the formation of bubbles of the new phase and does not imply large deviations from homogeneity as required for the formation of a diffuse secondary background of gravitational radiation. This statement hods given the measured values of the Higgs and W masses.

    The usual counterargument is that we might expect strongly first-order phase transitions from new physics which did not show up so far from collider searches. This assumption is however ad hoc since there are no tangible signals of a new electroweak physics from colliders; it is therefore not clear why the purported new physics should always lead to a burst of gravitational radiation in a range compatible with νew.

    We are now going to discuss how a modified expansion history may lead to a hump in the frequency domain compatible with νew. This is why any limit on the spectral energy density of the relic gravitons between few μHz and the Hz indirectly constrains the timeline of the post-inflationary expansion rate.

    5.3.2. Chirp amplitudes and frequency dependence

    The direct bounds on the relic gravitons from the audio band ultimately depend upon the spectrum of the signal. For a nearly scale-invariant spectrum, h02Ωgw(ν,τ0)<𝒪(109) between 10Hz and 80Hz33,34,35,36 (see also Ref. 37 for a recent review including earlier bounds). To compare the ground-based detectors and the space-borne interferometers it is useful to express the spectral energy density in terms of the chirp amplitude hc(ν,τ0)37 when the typical frequencies fall in the audio band :

    h02Ωgw(ν,τ0)=6.26×109ν0.1kHz2hc(ν,τ0)10242.(5.46)
    From left to right Eq. (5.46) implies that to probe h02Ωgw(ν,τ0)=𝒪(109) we should have a sensitivity in the chirp amplitude 𝒪(1024) for a typical frequency ν=𝒪(100)Hz. From right to left the same relation suggests instead that, for comparable sensitivities in hc(ν,τ0), the minimal detectable h02Ωgw(ν,τ0) gets comparatively smaller with the frequency; besides the absence of seismic noise this is probably one of strongest arguments in favor of space-borne detectors for typical frequencies ranging between a fraction of the mHz and the Hz. This is why the minimal detectable spectral energy density could be h02Ωgw(ν,τ0)=𝒪(1011) or even h02Ωgw(ν,τ0)=𝒪(1015) under the hypothesis that the same sensitivity reached in the audio band for the chirp amplitude can also be achieved in the mHz range. With this great hope, various space-borne detectors have been proposed so far: the Laser Interferometric Space Antenna (LISA),196,197 the Deci-Hertz Interferometer Gravitational Wave Observatory (DECIGO),198,199 the Ultimate-DECIGO200 (conventionally referred to as U-DECIGO), the Big Bang Observer (BBO).201 This list has been recently enriched by the Taiji202,203 and by the TianQin204,205 experiments. Since these instruments are not yet operational (but might come into operation within the next 20 years) their actual sensitivities are difficult to assess, at the moment. However, without dwelling on the specific nature of the noise power spectra, Eq. (5.46) shows that, as long as hc=𝒪(1023) the space-borne detectors might probe h02Ωgw(ν,τ0)=𝒪(1014) for νS=𝒪(0.01)Hz and this is, roughly speaking, the daring expectation of DECIGO198,199 and of U-DECIGO.200

    The fiducial frequency interval of space-borne interferometers ranges from a fraction of the mHz to the Hz and, within this interval, the minimal detectable spectral energy density (denoted hereunder by h02Ωgw(min)(ν,τ0)) defines the potential sensitivity of the hypothetical instrument. The LISA interferometers might hopefully probe the following region of the parameter space :

    h02Ωgw(min)(ν,τ0)=𝒪(1011.2),104Hz<ν0.1Hz.(5.47)
    In the case of the DECIGO the minimal detectable spectral energy density could be smaller
    1017.5h02Ωgw(min)(ν,τ0)𝒪(1013.1),103Hz<ν0.1Hz.(5.48)
    The values of Eq. (5.48) are still quite hypothetical so that it is prudent to choose h02Ωgw(min)(ν,τ0) between the standard values of the hoped sensitivity of the DECIGO project (suggesting h02Ωgw(min)(ν,τ0)=𝒪(1013.1)) and the optimistic figure reachable by the Ultimate-DECIGO200 (conventionally referred to as U-DECIGO) where h02Ωgw(min)(ν,τ0)=𝒪(1017.5). For the record, the BBO201 might reach sensitivities
    h02Ωgw(min)(ν,τ0)=𝒪(1014.2),103Hz<ν0.1Hz.(5.49)
    There finally exist also recent proposals such as Taiji202,203 and TianQin204,205 leading to figures that are roughly comparable with the LISA values. In summary for the typical frequency of the space-borne detectors we consider the broad range 0.1mHz<νS<0.1Hz and suppose that in this range h02Ωgw(min)(ν,τ0) may take the following two extreme values :
    h02Ωgw(min)(νS,τ0)=𝒪(1011),h02Ωgw(min)(νS,τ0)=𝒪(1014).(5.50)
    While the two values of Eq. (5.50) are both quite optimistic, they are customarily assumed by the observational proposals and, for this reason, they are used here only for illustration.

    5.3.3. Humps in the spectra from the modified expansion rate

    The expansion rates can be bounded by requiring that for frequencies of the order of νS the corresponding spectral energy density exceeds h02Ωgw(min)(νS,τ0); all the other constraints on the diffuse backgrounds of gravitational radiation must also be satisfied. With this strategy it is possible to constrain the unconventional post-inflationary expansion histories by simultaneously obtaining a large signal for frequencies 𝒪(νS). The spectral energy density of the relic gravitons might exhibit various successive local maxima but the simplest case consists in a single hump for frequencies comparable with νS. The h02Ωgw(ν,τ0) can be expressed in this case as

    h02Ωgw(ν,τ0)=𝒩ρrT(νp)ννpnT(low)(rT)𝒯low2(ννeq)𝒯high2(ν,ν2,νr,nT(1),nT(2)),(5.51)
    where, as usual, nT(low) is the spectral index associated with the wavelengths leaving the Hubble radius during the inflationary phase and reentering during the radiation stage. In Eq. (5.51), νp and νeq define the lowest frequency range of the spectral energy density :
    νp=3.092kp0.002Mpc1aHz,νeq=15.97h02ΩM00.1411h02ΩR04.15×10512aHz.(5.52)
    The transfer function of Eq. (5.51) also includes the dependence on the spectral slopes nT(1) and nT(2); up to corrections 𝒪(rT) the depend directly on the expansion rate expressed in the conformal time parametrization :
    nT(1)=2(1δ1)+𝒪(rT),nT(2)=2(1δ2)+𝒪(rT),(5.53)
    where nT(1)<0 and nT(2)>0 since we consider the situation where during the first stage the Universe expands faster than radiation (i.e. δ1>1) while in the second stage it is slower than radiation (i.e. δ2<1). In the simplest case where the consistency relations are enforced we have
    nT(low)(rT)=rT8+𝒪(rT2),𝒩ρ=4.165×1015h02ΩR04.15×105.(5.54)
    In Eq. (5.52), 𝒯low(ννeq) is the low-frequency transfer function of the spectral energy density37 :
    𝒯low(ν,νeq)=1+c1ν eqν+c2νeqν2,c1=0.5238,c2=0.3537.(5.55)
    The high-frequency transfer function 𝒯high(ν,ν2,νr,δ1,δ2) appearing in Eq. (5.51) is specifically discussed in Ref. 206. In Fig. 12, the spectral energy density has been explicitly illustrated for a selection of the parameters. In the left plot of Fig. 12, we selected ξ=1036 and ξ2=1010 for different values of δ1>1 and δ2<1. We recall that, by definition,
    ξ=ξ1ξ2=HrH1,ξ1=H2H1,ξ2=HrH2.(5.56)

    Fig. 12.

    Fig. 12. The common logarithm of h02Ωgw(ν,τ0) is illustrated as a function of the common logarithm of the frequency expressed in Hz. In the left plot the dashed and the dot-dashed curves illustrate two models that are only marginally compatible with the BBN constraint and with the LVK limit; the parameters of the curve at the bottom (full line) are instead drawn from the allowed region of the parameter space. While in all the examples of the left plot δ1>1 (and h02Ωgw(ν,τ0) decreases for ν>ν2), in the right plot δ11 and the limits from the audio band are the most relevant ones.

    As expected the value of νr is always larger than 1010. The parameters of the dot-dashed and of the dashed curves of the left plot in Fig. 12 have been selected in order to get an artificially large signal that is in fact excluded both by the BBN constraint and by the limit of ground-based detectors. The results of the right plot in Fig. 12 correspond instead to a slightly different choice of the parameters, namely, ξ=1034 and ξ2=108. For illustration we have chosen δ11 implying that between νmax and ν2 the spectral energy density is quasi-flat. This is the most constraining case from the viewpoint of the limits coming from wide-band detectors.33,34,35,36,37

    5.3.4. Complementary considerations

    So far we saw that different frameworks motivate the presence of post-inflationary stages expanding at rate either faster or slower than radiation and this is why the model independent perspective of Ref. 45 (see also Refs. 107 and 108) is, in our opinion, the most useful. We remind here that stiff post-inflationary phase is dynamically realized in different situations and the first speculations along this direction probably date back to the ideas Zeldovich,149 Sakharov71 and Grishchuk.15 After the formulation of conventional inflationary models Ford150 noted that gravitational particle production at the end of inflation could account for the entropy of the present Universe and observed that the backreaction effects of the created quanta constrain the length of a stiff post-inflationary phase by making the expansion dominated by radiation. These effects typically lead, in our notations, to a pivotal frequency νr of the order of the mHz. It has been later argued by Spokoiny151 that various classes of scalar field potentials exhibit a transition from inflation to a stiff phase dominated by the kinetic energy of the inflaton. In more recent times it became increasingly plausible to have a single scalar field acting as inflaton in the early Universe and as quintessence field in the late Universe.152,153 A generic signature of a post-inflationary phase stiffer than radiation is the production of relic gravitons with increasing spectral energy density.45 In quintessential inflationary models the inflaton and the quintessence field are identified in a single scalar degree of freedom48 and various concrete forms of the inflaton-quintessence potential V(φ) have been proposed and scrutinized through the years. The transition between an inflationary phase and a kinetic phase can be realized both with power-law potentials and with exponential potentials. See also Refs. 154, 155, 156 for further applications. We pointed out so far that the expected signal coming from the phase transitions is probably rather small; however, as suggested in the past, a strong hypermagnetic background may be present in the symmetric phase of the electroweak theory157,158,159 because of the symmetries of the plasma at finite density and finite conductivity. The overall magnitude of the spectra of gravitational radiation induced by a hypermagnetic background have been estimated, for the first time, in Refs. 157, 158 and turn out to be generally different from the ones associated with a modified post-inflationary evolution.159

    6. The Expansion History and the High-Frequency Gravitons

    The high-frequency region of the spectrum ranges between few Hz and the THz since, as already discussed in section 3, their maximal frequency cannot exceed the THz domain. Only for practical reasons, in this broad region we distinguish the ultra-high frequency domain (between the MHz and the THz) and the high-frequency band ranging from the Hz to the MHz. To analyze the bounds on the post-inflationary expansion rate it is simpler to address first the THz domain and then focus on the MHz region that also includes the operating window of ground-based interferometers.

    6.1. Spikes in the GHz domain

    If the post-inflationary evolution consists of a single stage, the results of Eqs. (3.51) and (3.77), (3.78) suggest that the maximal signal should always be concentrated between the GHz and the THz. This happens when the expansion rate is slower than radiation (i.e. δ<1, see Sec. 2 and notations therein). If the expansion rate is instead faster than radiation (i.e. δ>1) the high-frequency slope is negative (i.e. nT(high)<0) so that the spectral energy density is ultimately decreasing and potentially even smaller than the signal of the concordance paradigm (i.e. h02Ωgw(ν,τ0)𝒪(1017)) in the same range of frequencies.

    6.1.1. General considerations

    The high-frequency branch of the spectrum bears the mark of the post-inflationary expansion rate and from the frequency profile of the spectral energy density we can directly infer the post-inflationary expansion rate, the maximal frequency and the other pivotal frequencies of the spectrum (including the approximate curvature scale of radiation dominance). In the left plot of Fig. 13, we report the spectral energy density in critical units as a function of the frequency for a selection of examples (common logarithms are employed on both axes); note that, for the reported spectra, the post-inflationary expansion rate is slower than radiation. In the right plot of the same figure the parameter space is illustrated in the plane (logξ,δ) where ξ=HrH1 estimates the overall duration of the post-inflationary stage of expansion. The shaded region in the right plot of Fig. 13 denotes instead the allowed portion of the parameter space; in particular, the darker sector above the dashed curve accounts for the bounds coming from BBN which are ultimately the most constraining. The region with lighter shading below the dashed curve corresponds to the current limits coming from wide-band interferometers. Finally the dashed curve itself is deduced through a semianalytic approximation discussed hereunder. The specific features of Ωgw(ν,τ0) illustrated Fig. 13 allow for a quantitative reconstruction of the expansion rate if and when the sensitivities of the dedicated detectors (both in the audio band and in the GHz region) will be able to resolve the class of signals suggested here. Along this perspective the main features of Fig. 13 motivate, in short, the following observations.

    Fig. 13.

    Fig. 13. In the left plot the common logarithm of h02Ωgw(ν,τ0) is illustrated as a function of the common logarithm of the frequency in the case nT(high)>0 (i.e. δ<1). In the plot at the right the general bounds on the expansion rate are derived in the plane (δ,logξ). The late-time parameters on top of the plots correspond to the last Planck release supplemented by the more constraining bounds on rT obtained later on.42,43,44

    In the aHz region the spectral energy density decreases as ν2 while we can appreciate the suppression due to the neutrino free streaming close to νbbn.160,161,162,163,164 Other sources of suppression taken into account in Fig. 13 and in the remaining plots include the late-time dominance of dark energy and the evolution of relativistic species. The spectra of Fig. 13 have been deduced by using for the fiducial parameters the last Planck data release in the case of three massless neutrinos where Rν=ρν(ργ+ρν)=0.405, as indicated on top of each plots; this is the choice of the minimal ΛCDM scenario. If the radiation would dominate the whole post-inflationary evolution the quasi-flat plateau (decreasing because of the slow-roll corrections) would last up to frequencies 𝒪(300)MHz.

    When the expansion rate is faster than radiation (i.e. δ>1 in the notations of Fig. 13) the spectral energy density further decreases between νr and νmax: this timeline implies that h02Ωgw(ν,τ0)𝒪(1017) (in particular in the audio band). No further constraints (besides the low-frequency limits that translate into the upper bound on rT42,43,44) appear when δ>1.

    When the post-inflationary expansion rate is slower than radiation (i.e. δ<1 in Fig. 13) the spectral energy density grows for ν>νr and eventually reaches a maximum that roughly corresponds to the onset of the exponential suppression taking place for ν>νmax.

    To trace the origin of the high-frequency spike we remark that h02Ωgw(ν,τ0) can be written, with compact notations, as

    h02Ωgw(ν,τ0)=𝒩ρrTννpnT(low)𝒯low2(ννeq)𝒯high2(ννr,δ),(6.1)
    where νp and νeq are, respectively, the pivot and the equality frequencies already introduced in Eq. (5.52). As usual rT=rT(νp) is the tensor to scalar ratio evaluated at the pivot scale whereas 𝒯low2(ννeq) and 𝒯high2(ννr,δ) denote the transfer functions directly computed for the spectral energy density107,108; the value of 𝒩ρ=𝒪(4)×1015 can be accurately fixed both analytically and numerically.ff Since for ν>νr the high-energy transfer function has the slope nT(high) (i.e. 𝒯high2(ννr)nT(high)) for the analytic estimates of the limits imposed on the spectral energy density we can express h02Ωgw(ν,τ0) in the following approximate form :
    h02Ωgw(ν,τ0)=𝒩ρrTννpnT(low)𝒯low2(νrνeq)ννrnT(high),νrννmax.(6.2)
    Equation (6.2) rests on the observation that 𝒯low(νrνeq)1 for ννr while, in the same limit, it is also true that n¯T1. Since the overall normalization mildly depends on ν and rT we can express the spectral energy density as
    h02Ωgw(ν,τ0)=𝒩ρ(rT,ν)ννrnT(high),ν>νr,(6.3)
    where 𝒩ρ(rT,ν) is
    𝒩ρ(rT,ν)=𝒩ρrTννpnT(low)𝒯low2(νrνeq),dln𝒩ρdlnν=rT81.(6.4)

    Although 𝒩ρ(rT,ν) exhibits a mild frequency dependence (mainly coming from neutrino free-streaming), for simplified analytic estimates this dependence can be approximately ignored. Along this perspective we may estimate 𝒩ρ=𝒪(1016.5) for rT𝒪(0.06). In case a spectral energy density compatible with the one of Fig. 13 we may deduce various pieces of information on the early expansion rate and on the various transitions that occurred throughout the evolution of the plasma.

    6.1.2. Invisible gravitons in the aHz region

    The results of Fig. 13 do not rely on the specific value of rT and when rT𝒪(0.06) the high-frequency spike gets modified but does not disappear while the large-scale limits applicable to Ωgw(ν,τ0) in the aHz region also affect the small-scale constraint as suggested for the first time in Refs. 107 and 108 (see also the discussion of Sec. 4). In Fig. 14, we illustrate a sharp reduction of rT and a consequent suppression in the aHz region. When rT is reduced also the high-frequency signal gets suppressed although this effect is easily counterbalanced by a smaller value of Hr. To clarify this point we first observe that the values of ξ=HrH1 (illustrated both in Figs. 13 and 14) ultimately depend upon the assumed values of rT: this happens since H1 is sensitive to the inflationary expansion rate so that eventually ξ scales as ξrT12 and it increases when rT gets progressively reduced. But νmax=ξ(δ1)[2(δ+1)]ν¯max depends on ξ also because ν¯max itself scales as rT14 (see Eqs. (3.54) and (3.55) and discussion therein). These different effects can be combined with the purpose of deducing the scaling of h02Ωgw(νmax,τ0) with rT; up to a numerical factor that depends on δ the result is

    h02Ωgw(νmax,τ0)=(δ)h02ΩR0(rT𝒜)2δ+1HrMP2δ1δ+1,(6.5)
    where (δ)=𝒞4(gρ,gs,τr,τeq)(16π)(δ1)(δ+1)3 is just a numerical factor that is not strictly essential in the forthcoming considerations. According to Eq. (6.5), for the same Hr a reduction of rT entails an overall suppression of h02Ωgw(νmax,τ0). Conversely, when rT is kept fixed, a reduction of Hr increases h02Ωgw(νmax,τ0) when δ<1; when δ>1 a reduction of Hr (for fixed rT) further suppresses the spectral energy density. This means, as anticipated, that a reduction of rT may be compensated by an appropriate reduction of Hr in the case when the post-inflationary expansion rate is slower than radiation. In the left plot of Fig. 14 the high-frequency spectral indices have been chosen exactly with the purpose of demonstrating that lower values of rT do not necessarily suppress the high-frequency signal that remains exceedingly large in comparison with 𝒪(1017). In the right plot of Fig. 14, we illustrate the parameter space in the plane defined by Hr and δ. As in Fig. 13 the shaded area corresponds to the region allowed by the constraints stemming from BBN while the darker region comes from the bounds of the wide-band detectors operating in the audio band. In the right plot Fig. 14 rT=3×102 while in the two plots of Fig. 15 we selected instead rT=3×104 and rT=3×106, respectively. The shaded regions in Fig. 14 illustrate the intersection between the BBN bounds and the limits following from wide-band interferometers. Indeed, a general requirement determining the lowest value of rT is obtained from the current limits (summarized in Table 1) on the presence of relic graviton backgrounds in the audio band.33,34,35,36,37 By following here this approach we adopted the condition
    1013h02Ωgw(νLVK,τ0)<1010,νLVK𝒪(100)Hz,(6.6)

    Fig. 14.

    Fig. 14. In the left plot h02Ωgw(ν,τ0) is illustrated as a function of the comoving frequency for three choices of rT; common logarithms are employed on both axes. In the plot at the right the shaded area denotes the region compatible with the BBN limit while darker shading follows by requiring that the resulting signal is ultimately detectable in the audio band; this is achieved by requiring, for instance, 1013h02Ωgw(νLVK,τ0)<1010 where νLVK=𝒪(100) is the frequency at which the sensitivity of wide-band detectors to diffuse backgrounds of gravitational radiation is maximal. In the complementary area of the shaded region the BBN is satisfied while h02Ωgw(ν,τ0)<1013. The dashed curve in the left plot is barely compatible with the BBN bound although, overall, a reduction in rT does not necessarily entail a corresponding reduction of the maximum in the GHz region.

    Fig. 15.

    Fig. 15. In the plane (logHrMP, δ) we illustrate the allowed region of the parameter space where the BBN limit is enforced and the resulting signal is, in principle, detectable in the future by the wide-band detectors (see Eq. (73) and discussion therein). The two plots correspond to different values of rT and are the ideal prosecution of Fig. 14 (see, in particular, the right plot).

    where νLVK denotes the Ligo–Virgo–Kagra frequency which can be estimated in terms of νref. The most sensitive region for the detection of relic gravitons in the audio band is, grossly speaking, below 0.1 kHz since, in this band, the overlap reduction function has its first zero.37 Equation (73) requires, in practice, that the bounds coming from wide-band interferometers are satisfied while, in the same frequency range, h02Ωgw(ν,τ0) is larger than 𝒪(1013). We cannot foresee when the corresponding sensitivity will be reached by wide-band detectors but the requirement of Eq. (73) follows from some of the optimistic claims suggested by the observational collaborations.gg36

    6.1.3. Bounds on the expansion rate

    In terms of Eqs. (6.3) and (6.4) the BBN constraint assumes a particularly simple analytical form and since the largest contribution to the integral comes from the bunch of frequencies 𝒪(νmax), Eqs. (6.3) and (6.4) can be used to set a limit on the integral of Eq. (3.47); if we require, for instance, h02Ωgw(νmax,τ0)<106 we obtain the following constraint in the (ξ,δ) plane :

    logξ>(1+δ)(16rT)2[16(1δ)rT(2δ)][6+log𝒩ρ(rT)],(6.7)
    where we used the scaling of (νmaxνr) with ξ, i.e. (νmaxνr)ξ1(δ+1). As in Eq. (6.7) it is always true that rTδ, Eq. (6.7) translates into logξ>5.25(1+δ)(1δ) (where we took rT=0.06 and consequently estimated log𝒩ρ=16.5). Equation (6.7) implies then a lower bound on ξ. Indeed it can be argued that δ cannot get smaller than 12 (see below Eq. (6.19) and discussion thereafter) and, in this case, we would have logξ>15.75. If δ would decrease below 12 the lower bound on ξ would get larger: when δ=13 the lower bound is given by ξ>1010.5, and so on. We finally remind, as already pointed out in Sec. 5, that a further lower bound on ξ is obtained by requiring that νr>νbbn; but then the bound is much less restrictive and it only demands ξ>1038.

    The limits obtained from Eqs. (6.3), (6.4) and (6.7) can be checked by direct numerical evaluation of the integral appearing in Eq. (3.47). In the right plot of Fig. 13 the shaded region illustrates the BBN constraint directly computed from Eq. (3.47) and, in the same plot, the dashed curve describes the analytic bound coming from Eq. (6.7) for rT0.03. The two determinations compare quite well and corroborate the approximation schemes of Eqs. (6.3) and (6.4). We point out that in the right plot of Fig. 13 the darker region corresponds to the BBN whereas the area defined by the lighter shading accounts for the LVK bounds of Table 1. The limits illustrated in Figs. 13, 14 and 15 are two-dimensional slices of a three-dimensional parameter space where the values of rT are consistently reduced. The allowed region in three dimensions is represented by volume in the space (δ, rT, Hr). To deduce the three-dimensional bounds we first observe, once more, that in spite of the complicated expansion timeline, the frequency νr is always related to ν¯max as νr=ξν¯max. If we now require

    νrνbbn=H0Hbbn2π(2ΩR0)14𝒞(gρ,gs,τbbn,τeq),𝒞(gρ,gs,τbbn,τeq)=(gρ,bbngρ,eq)14(gs,eqgs,bbn)13,(6.8)
    we obtain, in practice, that HrHbbn. Recalling the considerations of Eqs. (3.45) and (3.46) the simplest way of obtaining a bound on the expansion rate is to appreciate
    h02Ωgw(νmax,τ0)=128π33H02MP2νmax4n¯(νmax,τ0)128π33H02MP2νmax4,(6.9)
    since, by definition, n¯(νmax,τ0)=𝒪(1). From Eq. (6.9), we can write
    h02ΩR0rT𝒜𝒞(gρ,gs,τr,τeq)ξ2(δ1)(δ+1).(6.10)
    Because we are always requiring that νrνbbn the integral of Eq. (3.47) can be approximated as follows :
    h02νrνmaxΩgw(ν,τ0)dνν=𝒩ρrTnT(high)νmaxνrnT(high)νbbnνrnT(high),(6.11)
    so that the BBN bound is now compactly expressed as
    rT𝒩ρνmaxνrnT(high)5.61×106nT(high)ΔNν.(6.12)
    A single post-inflationary stage expanding at a rate slower than radiation has fewer parameters in comparison with multiple stages of expansion (see e.g. Figs. 4 and 6). In the simplest situation of a single post-inflationary stage, the previous discussion clarifies that the three relevant parameters are: the tensor to scalar ratio rT, the expansion rate during the post-inflationary evolution (related to δ) and the Hubble rate at the onset of the radiation stage (i.e. HrMP). We can eventually trade (HrMP) for the reheating temperature; the relation between the two quantities is obtained by assuming complete thermal equilibrium at Tr and it is
    HrMP=4π3gρ,r45TrMP2.(6.13)
    The full three-dimensional parameter space is illustrated in Fig. 16: if the parameters fall within the shaded volume of Fig. 16 all the relevant constraints are satisfied. The illustrative examples reported in Figs. 15 and 17 can be viewed as two-dimensional projections of the three-dimensional parameter space of Fig. 16. From the shape of the spectral energy density it is then possible to infer the post-inflationary expansion rate and for a single post-inflationary phase the maximum of h02Ωgw(ν,τ0) falls in the GHz region. If the expansion rate is more complicated the maximum can be present from the GHz region to the audio band and this is the possibility examined in the following subsection.

    Fig. 16.

    Fig. 16. We illustrate the three-dimensional parameter space both in terms of Hr and in terms of Tr. The limits illustrated in some of the previous plots are in fact two-dimensional slices of the three-dimensional parameter space illustrated in this figure.

    6.2. Spikes in the kHz domain

    When a single post-inflationary stage precedes the radiation epoch, h02Ωgw(ν,τ0) consists of three separate branches. If the timeline of the expansion rate contains different stages of expansion the spectral energy density may include multiple frequency domains and a maximum also develops below the MHz. In the simplest situation there are two intermediate stages preceding the radiation-dominated phase. Besides the standard aHz region and part of the intermediate branch (for νeq<ν<νr), the slopes in the two supplementary ranges (i.e. νr<ν<ν2 and ν2<ν<νmax) depend on the values of the expansion rates (i.e. δ1 and δ2) well before the electroweak epoch.

    6.2.1. Maxima in the audio band

    In Fig. 17, we illustrated few examples and the selected parameters also account for possible reductions of rT. With a unified notation the spectral slopes (denoted in Fig. 17 by n1(high) and n2(high)) are

    ni(high)=324rT16rT2δi,rT1,i=1,2.(6.14)

    Fig. 17.

    Fig. 17. We illustrate the peaks of the spectral energy density in the audio band. The values of rT are similar to the ones of the previous plots although the spike of h02Ωgw(ν,τ0) now falls in the audio band. The various parameters have been chosen by requiring that ν2 (i.e. the frequency of the spike) is such that ν2=𝒪(νaudio). This is one of the most constraining cases since the direct bounds of wide-band detectors fall into the audio band. Note that the maximum corresponds to frequencies ν=𝒪(ν2) and not to νmax. Typical frequencies ν=𝒪(νmax) are barely visible in rightmost region of the plot (see, in particular, the final part of the dot-dashed curve).

    The profiles of h02Ωgw(ν,τ0) given in Fig. 17 follow from the shape of the comoving horizon where, prior to radiation dominance, the post-inflationary evolution consists of two successive stages where the background first expands faster than radiation (i.e. δ1>1) and then slows down (i.e. δ2<1). We have from Eq. (6.14) that the spectral energy density decreases for ν>ν2 (i.e. n1(high)<0) while it increases at lower frequencies (i.e. n2(high)>0 for ν<ν2). If rT0.0342,43,44 Eq. (6.14) reduces to

    ni(high)=2(1δi)+𝒪(rT),i=1,2,(6.15)
    and n1(high)=2(1δ1)<0 for the wavelengths reentering before a2 while for the wavelengths reentering between a2 and ar we would have n2(high)=2(1δ2)>0. In case the timeline is reversed (and δ1<1 while δ2>2) instead of a spike h02Ωgw(ν,τ0) exhibits a trough but this timeline would be comparatively less constrained than the one of Fig. 17. All in all, recalling the parametrization of Eqs. (6.3) and (6.4), the two high-frequency branches of the spectral energy density can be parametrized as
    h02Ω(ν,τ0)=𝒩ρ(rT,ν)ννrn2(high),νr<ν<ν2,(6.16)
    h02Ω(ν,τ0)=𝒩ρ(rT,ν)ν2νrn2(high)νν2|n1(high)|,ν2<ν<νmax,(6.17)
    where we are implicitly assuming that n1(high)<0 and n2(high)>0. The spectral energy density given of Eqs. (6.16) and (6.17) exhibits a maximum for ν=𝒪(ν2) but when δ11 the maximum is replaced by a plateau since h02Ωgw(ν,τ0) flattens out (i.e. n1(high)0 for ν>ν2).65 We then illustrated the situations that are phenomenologically more constraining; on this basis it is now possible to derive further limits on rT under the hypothesis of an expansion history including at least two different post-inflationary stages different from radiation (i.e. δi1).

    6.2.2. Again on the maximal frequency

    The maximal frequency of the relic gravitons depends on H1 but a modified post-inflationary evolution may artificially increase the value of νmax by few orders of magnitude and potentially contradict the quantum bound of Eq. (3.51). The expansion histories leading to νmaxTHz must then be rejected since the violations of the quantum bound also entail a violation of the limits set by BBN in the vicinity of νmax. To be more specific we now assume that between the end of inflation and the dominance of radiation there are n different stages of expansion that are arbitrarily different from radiation; this is, again, the general case illustrated in Figs. 4 and 6. We know from Eq. (3.52) that the value of the maximal frequency becomes, in this case :

    νmax=ν¯maxi=1n1ξiβi,ξi=Hi+1Hi<1,(6.18)
    where ξi and βi=(δi1)[2(δi+1)] measure, respectively, the duration of each of the post-inflationary stages and the corresponding expansion rate. When all the βi0 (i.e. δi1), the evolution is dominated by radiation from H1 down to Heq and νmaxν¯max=𝒪(300)MHz. Conversely the value of νmax given in Eq. (6.18) may exceed 300MHz provided at least one of the various δi gets smaller than 1. In the case of n intermediate stages preceding the dominance of radiation at ar, between νmax and νr there will be n2 intermediate frequencies corresponding to specific breaks in the spectral energy density. The post-inflationary contribution to νmax is then maximized when the δi and ξi take their minimal values :
    δ1=δ2==δn1=δ¯=12,ξ1ξ2ξn1=ξr=HbbnH1.(6.19)
    The common value of the various δi corresponds to the slowest expansion rate of the primeval plasma. For instance in a perfect fluid the maximal value of the barotropic index (be it wmax) corresponds to the expansion rate, i.e. δmin=2(3wmax+1) and since, at most, wmax1 we obtain, as suggested in Eq. (6.19) δmin12. The expansion rate can also be slower than radiation when the energy–momentum tensor is dominated by the oscillations of the inflaton and if assume that the minimum of the potential is located in φ=0V(φ), can be parametrized as V(φ)V1Φ2q (where, as usual, Φ=φMP). The averaged evolution of the comoving horizon can then mimic the timeline of a stiff epoch and the graviton spectra. Recalling Eqs. (4.24) and (4.25), during the coherent oscillations of φ the energy density of the scalar field is roughly constant66,67,68,69 and, in average, the expansion rate is δ=(q+1)(2q1). Thus, δmin is still 𝒪(12) and this happens when q1. When all the δi are equal the product of all the ξi (denoted by ξr in Eq. (6.19)) is ultimately raised to the same common power implying that the contribution of the whole decelerated stage of expansion of Eq. (6.18) is maximized by a single expanding stage characterized by δ¯=δmin<1. Thanks to Eqs. (6.19) we therefore obtain the following bound on νmax :
    νmax<106HmaxMP23h02ΩR04.15×10514THz,(6.20)
    where it has been assumed that HrHbbn=1042MP. If we now consider together Eqs. (6.20) and (3.51) we must conclude that the quantum bound of Eq. (3.51) is always more constraining.100

    6.3. Interplay between low-frequency and high-frequency constraints

    The previous considerations suggest an interplay between the low-frequency constraints and the high-frequency bound. We are going to examine first the bounds on the inflationary potential coming from the high-frequency region and their connection with the low-frequency limits of Sec. 4. In the second part of this discussion, we swiftly describe some notable quantum mechanical aspects of the relic gravitons at high frequencies.

    6.3.1. General bounds on the inflationary potential

    Let us suppose, as suggested in Sec. 4, that the inflationary potential interpolates between two complementary regimes: it is inflationary for Φ=φM¯P1 while it oscillates as V(Φ)=V0Φ2q in the limit Φ1. Few examples of this class of potentials have been illustrated in section 4 (see, in particular, Eqs. (4.6), (4.7), (4.8) and (4.9)). In this situation there is no absolute bound on the value of q but the parameter space of the model is effectively three-dimensional: rT controls the low-frequency normalization, HrMP determines the reheating scale and q fixes the high-frequency spectral index of h02Ωgw(k,τ0) according to

    nT(high)=324rT16rT2(q+1)2q1.(6.21)
    From the specific form of the spectral energy density at high frequencies we may require that the BBN constraint is satisfied while, in the audio band we may require
    1015h02Ωgw(νLVK,τ0)1010,νLVK𝒪(100)Hz.(6.22)
    This condition roughly guarantees the enforcement of the constraints of Table 1 together with a potentially detectable signal (in the far future); Eq. (6.22) has the same content of Eq. (73) with the difference that we consider here a slightly larger interval in the spectral energy density. For different values of rT the bounds are modified and this aspect illustrates once more the interplay between the constraints coming from different frequency regimes, as originally suggested in Refs. 107 and 108. The bounds on rT appear in the aHz region whereas the bounds related to nT(high) come from the high-frequency range. In Fig. 18, we consider two different values of rT and draw the allowed region in the plane (q,HrMP). The value of Hr must always be larger than 1044MP roughly corresponding to the BBN scale. In Fig. 18, we considered rT as a free parameter even though its potential suppression occurs via the total number of e-folds which is always larger than 60 as long as q>1. This result should compared also with the low-frequency limits on q, rT(k) and ns(k) discussed in Sec. 4; see also, in this respect, the analysis of Ref. 70.

    Fig. 18.

    Fig. 18. We illustrate the bounds on q by using the results of Eqs. (6.21) and (6.22) together with the BBN bound. We are here assuming an inflationary potential characterized by a flat plateau for Φ=φM¯P1 and by an oscillating stage for Φ<1 where V(Φ)=V0Φ2q.

    6.3.2. Quantum sensing and the relic gravitons

    We already established that the quantum bound is more constraining than the classical limit of Eq. (6.20) and this is true in general terms since Eq. (3.51) does not depend on the specific timeline of the post-inflationary evolution but just on the observation that at the maximal frequency only one graviton pair is produced. It makes then sense to normalize the chirp amplitude directly in the THz domainhh; with this logic the bound on νmax of Eq. (3.51) can be converted into a limit on hc. If the spectral energy is normalized in the THz domain with a putative high-frequency slope νnT(high), the minimal chirp amplitude required for the direct detection of cosmic gravitons must comply with the following limit :

    hc(min)(ν,τ0)<8.13×1032ν0.1THz1+nT(high)2.(6.23)
    This means that a sensitivity 𝒪(1020) or even 𝒪(1024) in the chirp amplitude for frequencies in the MHz or GHz regions is irrelevant for a direct or indirect detection of high-frequency gravitons. It has been suggested long ago that microwave cavities119,120,121,122,123,124 operating in the MHz and GHz regions could be employed for the detection of relic gravitons.45,46,47 The same class of instruments has been also invoked in Refs. 114, 115, 116, 117 with the difference that, unlike previous studies (more aware of the potential sources and of the instrumental noises), the required chirp amplitudes are now optimistically set in the range hc(min)=𝒪(1020) for arbitrarily high frequencies.ii Equation (6.23) also clarifies why hc(min) must be at least 𝒪(1032) (or smaller) for a potential detection of cosmic gravitons in the THz domain. In a more optimistic perspective, for nT(high)>2 the largest signal occurs at the largest frequency, for nT(high)2 the frequencies smaller than the THz are observationally convenient. If we consider, for instance, the case nT(high)1 (which is, incidentally, typical of a post-inflationary stiff phase when we neglect here all the possible logarithmic enhancements) we would have that the chirp amplitude at in the MHz range could be 𝒪(1028) (as also proposed in Refs. 123 and 124 on the basis of more experimental considerations). Furthermore, when nT(high)2 (typical of the ekpyrotic scenario) we would have instead that hc(ν,τ0) is the same at higher and smaller frequencies.212,213 Finally for nT(high)3 (as it happens in the case of the pre-big bang scenario214,215) the chirp amplitude at lower frequencies gets even smaller. We have therefore a trade-off between the optimal frequency, the features of the signal and the noises (especially the thermal one) indicating that the highest possible frequency (close to νmax) is not always the most convenient. Also this aspect should be taken into account if the goal is really an accurate assessment of the required sensitivities of high-frequency instruments.

    The limits following from Eq. (3.51) are also relevant for the analysis of the statistical properties of the relic gravitons and, in particular, of their degrees of first- and second-order coherence. These observables follow by generalizing the appropriate Glauber correlators216,217 to the expectation values of tensor fields (see Ref. 218 and discussions therein); besides the physical aspects (discussed over a decade ago219) the main technical difference between the gravitons and the photons involves the polarization structure of the correlation functions. Mutatis mutandis the physical idea is however similar: if cosmic gravitons are detected by independent interferometers the correlated outputs are employed to estimate the degrees of second-order coherence. The analysis of the interplay between the Hanbury Brown–Twiss (HBT) interferometry and the high-frequency gravitons has been recently discussed in literature (see also Refs. 218 and 219); for the present purposes we avoid the polarization dependence and introduce the single-particle (inclusive) density220,221

    ρ1(k)=Â(k)Â(k),Â(k)=d3pâp𝒲(kp),(6.24)
    where Â(k,τ) (and its Hermitian conjugate) are just a set of creation and annihilation operators that are nonzero inside the volume of the particle source associated with the three-dimensional integral (in real space) of an appropriate window function 𝒲(x). By definition, [Â(k),Â(k)]=d3x|𝒲(x)|2. In the theory of Bose–Einstein interference220,221
    ρ2(k1,k2)=Â(k1)Â(k2)Â(k2)Â(k1),(6.25)
    is the two-particle inclusive density and according to Eqs. (6.24) and (6.25) the normalized second-order correlation function
    C2(k1,k2)=ρ2(k1,k2)ρ1(k1)ρ1(k2)3+𝒪1n¯(k1)n¯(k2),(6.26)
    estimates the degree of second-order coherence.218,219 The value of C2(k1,k2) is always enhanced in comparison with so-called Poissonian limit so that the statistics of the relic gravitons is always super-Poissonian and generally super-chaotic. Indeed in the limit of a large number of graviton pairs C2(k1,k2)3 whereas C2(k1,k2)2 in the case of a chaotic mixture. This result is slightly refined by taking into account the polarization structure of the correlators, as already discussed in the past218,219; in this case C2(k1,k2)3 but the statistics always remains super-Poissonian. While the statistical properties of the relic gravitons determine the degrees of first- and second-order coherence, their potential detection depends from the achievable hc(min) which is not the same in different ranges of comoving frequency. It is therefore not surprising that the analyses of the Bose–Einstein correlations overlooking the physical properties of the cosmic gravitons are inconclusive and often superficial. All in all we demonstrated, both at the classical and quantum level, that the largest frequency of the relic gravitons never exceeds the THz band while the minimal detectable chirp amplitude should be at least 𝒪(1032) (or smaller) if the (hypothetical) detectors in the THz domain could claim (even in principle) the detection of a relic signal. However, if the pivotal frequencies of the instruments are reduced from the THz to the GHz (or even MHz) band the minimal required chirp amplitude may increase.

    6.3.3. The quantumness of relic gravitons

    The relic gravitons are characterized by autocorrelation functions that are not invariant under a shift of the time coordinate (see Sec. 3 and discussion therein); this is why Eqs. (3.27)–(3.28) do not only depend upon τ1τ2 but also upon τ1+τ2. This property is rooted into the quantum mechanical origin or the corresponding particles: the initial travelling waves associated with the quantum fluctuations turn eventually into a collection of standing waves because of the evolution of the underlying background geometry. The formation of standing waves (also called Sakharov oscillations) simply means that relic gravitons are produced in entangled states of opposite (comoving) three-momenta according to the unitary process summarized by Eqs. (3.41) and (3.42). Although the field is initially in a pure state its entropy may increase if some information is lost and, for this reason, quantum measurements are somehow intrinsically associated with a loss of information. When observations are performed (for instance by means of HBT interferometry218,219) the sign of the three-momentum cannot be determined; in other words only one of the members of pair is observed while the other one is in practice unobservable. The operators associated with the opposite momenta of a graviton pair effectively act on separated subspaces of the total Hilbert space of the problem. We can then focus on a single pair of gravitons so that the associated operators will be b̂+ and b̂ (i.e. the signal and the idler mode in a quantum optical context92,93). In this two-mode approximation the final state of the particle production process schematically corresponds to

    |z=Σ(z)|0+0,Σ(z)=ezb̂+b̂zb̂+b̂,(6.27)
    where [b̂I,b̂J]=δI,J; here I,J=+, and the ± are related to the sign of a (single) comoving three-momentum. The operator Σ(z) can be factorized as the product of the exponentials of L0 and L±
    Σ(z)=expz|z|tanh|z|L+×exp[2lncosh|z|L0]×expz|z|tanh|z|L,(6.28)
    where L0 and L± are the generators of the SU(1,1) Lie algebra :
    L+=b̂+b̂,L=b̂+b̂,L0=12(b̂+b̂++b̂b̂),(6.29)
    obeying the corresponding commutation relations [L+,L]=2L0 and [L0,L±]=±L±. The operator b̂+ creates a graviton of momentum +k while b̂ creates a graviton with momentum k; the Fock states are an appropriate basis for the irreducible representationsjj of the SU(1,1)
    |n+n=(b̂+)n+n+!(b̂)nn+!|0+0.(6.30)
    When the relic gravitons are produced in pairs of opposite three-momenta we have that n+=n; furthermore the action of the group generators on the two-mode vacuum is given by L|0+0=0 while for L0 we have instead L0|0+0=|0+02. The density matrix associated with the state given in Eq. (6.28) is ρ̂=|zz| and since the states are correctly normalized we can conclude that Trρ̂2=Trρ̂=1. In the Fock basis of Eq. (6.30) the explicit form of |z is
    |z=1coshrn±=0(eiθtanhr)(n++n)2δn+n|nn+.(6.31)
    Equation (6.31) seems unnecessarily complicated: on the one hand, we summed over n+ and n while, on the other hand, we included the δn+n that effectively cancels one of the two sums and enforces the conservation of the three-momentum. The redundant form of Eq. (6.31) is however convenient in what follows since the action of the operators acting over the different subspaces of the total Hilbert space is immediately clear. Indeed, the signal and the idler modes (i.e. b̂+ and b̂, respectively) act on two different Hilbert subspaces; they may actually arise as ingredients of a quantum measurement but they correspond here to gravitons with opposite three-momenta. We can always construct a set of Hermitian observables acting on one of the two Hilbert subspaces; for instance N̂+=b̂+b̂+ is the averaged multiplicity of the signal whereas Î+=b̂+b̂+b̂+b̂+ measures the intensity of the signal. Similar operators can be introduced for the idler mode by replacing +. If we eventually average these operators and take their ratio we obtain, always in the case of the signal, g+(2)=Î+N̂+2; g+(2) which is the degree of second-order coherence appearing in the analysis of the HBT correlations92,93 (see also Refs. 222 and 223). Let us now pretend to measure z|N̂+|z; we have, from Eq. (6.31), that
    z|N̂+|z=n±=0m±=0n+δn+nδm+mδn+m+δnm(tanhr)m++n+cosh2r.(6.32)
    The result of Eq. (6.32) can also be expressed in a more transparent form way by introducing the averaged multiplicity n¯=sinh2r
    z|N̂+|z=n=0npn=n¯,pn=n¯n(n¯+1)n+1,(6.33)
    where pn now denotes the Bose–Einstein (geometric) distribution. The same discussion of Eq. (6.32) can be generalized to Î+ implying that the analog of Eq. (6.32) becomes
    z|Î+|z=n=0pnn|Î+|n,pn=tanh2nrcosh2r=n¯n(n¯+1)n+1.(6.34)

    6.3.4. The entanglement entropy

    Equations (6.32) and (6.34) ultimately suggest that from the total density matrix ρ̂ a reduced density matrix can be obtained by tracing over the idler mode. To simplify the phases we can introduce

    q=(n+m+)2+(nm)2,q+=(m++m)2+(n++n)2,(6.35)
    so that the total density matrix in the Fock basis reads
    ρ̂=n±=0m±=0eiqθ(tanhr)q+cosh2rδm+mδn+n|mm+n+n|.(6.36)
    Equation (6.36) still describes a pure quantum state but if we now trace over the idler oscillator we obtain a reduced density operator that only depends on the signal :
    ρ̂red=Tr[ρ̂]=k=0n±=0m±=0eiqθ(tanhr)q+cosh2rδm+mδn+nk|mm+n+n|k,(6.37)
    where by definition Tr[] denotes the trace over the idler mode. The final result for the reduced density operator becomes therefore
    ρ̂red=n=0pn|nn|,Trρ̂red2=12n¯+1<Trρ̂red.(6.38)
    All the Krönecker deltas appearing in Eq. (6.37) can be used by recalling that k|mm+=δkm|m+ and that, similarly, n+n|k=δnkn+|. Note also that in Eqs. (6.37) and (6.38) the summation index (i.e. n+n) has been renamed. As in Eq. (6.32) the statistical weights of Eq. (6.38) are pn=n¯n(n¯+1)n+1 and they correspond to the Bose–Einstein probability distribution even if the averaged multiplicity n¯=sinh2r is nonthermal. The reduced density matrix can be used to compute all the correlation functions relevant for the description of the signal but it carries no information of the idler mode. The loss of information associated with the trace over the idler mode is measured by the von Neumann entropy computed from Eq. (6.31) :
    s=Tr[ρ̂redlnρ̂red]=n=0pnlnpn=ln(n¯+1)n¯lnn¯n¯+1.(6.39)
    When a portion of the system is unobservable (or when observations are confined to a subset of the degrees of freedom) information is lost and the total density matrix can then be reduced. Equation (6.39) quantitatively describes the loss of information associated with the trace over the idler mode. Furthermore, from the result of Eq. (6.39) we see that in the limit n¯1 the entropy gets proportional to lnn¯, in other words
    limn¯1s(n¯)=lnn¯.(6.40)
    We may now recall that in the process of particle production described by Eqs. (3.41) and (3.42) the averaged multiplicity for each k mode is proportional to |βk(τ)|2 which we can estimate from Eq. (3.85); this means that the result of Eq. (6.40) can also be expressed as
    lnn¯=2r=2lnareaex.(6.41)
    The result of Eqs. (6.40) and (6.41) hold, strictly speaking, for two oscillators with opposite three-momenta; the previous results are however valid for each pair of k-modes of the field so that the density matrix of Eq. (6.31) can also be written as
    ρ̂k=1cosh2rknk=0mk=0eiαk(nkmk)(tanhrk)nk+mk|nknkmkmk|,(6.42)
    where, for completeness, we have also considered the contribution of a further phase αk that is different for each k-mode. The density matrix can be written, in the Fock basis, as
    ρ̂={n}P{n}|{n}{n}|,{n}P{n}=1.(6.43)
    The multimode probability distribution appearing in Eq. (6.43) is given by
    P{nk}=kPnk,Pnk(n¯k)=n¯knk(1+n¯k)nk+1,(6.44)
    where n¯k is the average multiplicity of each Fourier mode. Furthermore, following the standard notation, |{n}=|nk1|nk2|nk3 where the ellipses stand for all the occupied modes of the field. We also note that the density matrix can be reduced by considering the phases of the final multiparticle state to be unobservable. In this case the right-hand side of Eq. (6.42) can be averaged averaging over αk. The reduced density matrix would be given, in this case, by
    ρ̂kred=12π02πdαkρ̂k=1cosh2rknk=0(tanhrk)2nk|nknknknk|.(6.45)
    This observation represents a further reduction scheme of the density matrix that ultimately leads to the same entropy of Eq. (6.39) in the limit of the large averaged multiplicities. To obtain the total entropy we must integrate over the whole spectrum for a fiducial Hubble volume at the present time; in this case the total entanglement entropy of the gravitons becomes
    Sg0=83πH03kminkmaxd3k(2π)3lnn¯k.(6.46)
    The integral appearing in Eq. (6.46) can be estimated by using either the general form of the averaged multiplicity deduced in in Eq. (3.50) or the result of Eq. (3.85). For The power-law parametrization of Eq. (3.50) is actually compatible with Eqs. (3.85) where the averaged multiplicity for kkmax depends on (areaex)1. If assume that between aex and are the background expands in this case the averaged multiplicity is given bykk
    n¯k=14areaex2kkmax2βre2βex,(6.47)
    where the subleading contributions have been neglected since they do not affect the final value of the integral. Thanks to the explicit form of Eq. (6.31) the integration variable appearing in Eq. (6.46) can be rescaled and the total entropy of the gravitons is
    Sg0=323π2νmaxH03𝒦(mT),(6.48)
    where 𝒦(mT)(4mT)νminνmax1x2lnxdx=𝒪(1) is a numerical factor that depends on the spectral slope mT=nT(high). Since in the integral 𝒦(mT) the value of mT is not essential and the lower limit of integration goes to zero (at least in practice since νpνmin=31018Hz) we have, from Eq. (6.48), that Sg0=𝒪(10)(νmaxH0)3. The result for Sg0 can now be compared with the well-known result of the thermal entropy of the CMB computed within the same fiducial Hubble volume
    Sγ0=43πH03sγ,sγ=445π2Tγ03.(6.49)
    Since Tγ0=Tγ0=(2.72548±0.00057)K we also have that
    Tγ0=356.802Tγ02.72548KGHz.(6.50)
    If we now require that Sg0Sγ0=𝒪(1090) we have from Eqs. (6.48), (6.49) and (6.50) that
    Sg0Sγ0νmaxTHz.(6.51)
    The maximal frequency of the spectrum deduced in Eq. (3.51) implies that the entanglement entropy of the gravitons cannot exceed the total entropy of the CMB. The quantum theory of parametric amplification however provides a natural cosmological arrow associated with an entanglement entropy.225,226,227,228,229,133 In our context the growth of the averaged multiplicity of the produced gravitons is naturally associated with the increase of the entanglement entropy of the gravitational field. In an idealized experiment based, for instance, on the analysis of the gravitational analog of the HBT correlations only one of the two gravitons of the pair is typically detected. In this situation the resulting entanglement entropy is proportional to the logarithm of the averaged multiplicity. Since the final multiplicity is always large, the entropy is effectively proportional to the squeezing parameter r.133,229 The reduction of the density matrix can be performed in different bases133,227,228,229; the results depend on the basis but the asymptotic limit when the averaged multiplicity is large is generally proportional to 2r and hence to the logarithm of n¯. The coarse grained entropy employed here is quite close to the notion of information theoretic entropy introduced many years ago230,231 with the purpose of reformulating the indetermination relations. This idea actually inspired the reduction scheme discussed in Refs. 227 and 228. We finally stress that the value of the entropy of the gravitons for each single mode is equal to 2r and this result follows by considering the entropy as a measure of uncertainty in the result of a measurement or preparation of a given quantum mechanical observable. Let us consider the following canonical transformation of a two-mode harmonic oscillator :
    xxr=erx,x̃x̃r=erx̃,(6.52)
    with r>0. Since the transformation is canonical the conjugate momenta will transform ppr=erp and as p̃p̃r=erp̃. It is clear from Eq. (6.52) that operators x and x̃ fluctuate above the quantum noise since for a quantum state |ψ the corresponding normalized wave function reads
    xx̃|ψ=ψ(x,x̃)=σπeσ(x2+x̃2)2,σ=e2r.(6.53)
    From Eq. (6.53) it is simple to compute (Δx)2=x2x2 (and similarly for (Δx)̃2); thanks to Eq. (6.53) Δx=(Δx)2=er2 and Δx̃=(Δx̃)2=er2. Both operators x and x̃ fluctuate above the quantum noise and a natural measure of uncertainty in the result of a measurement of the superfluctuant operators is given by
    ssuper=dxdx̃|xx̃|ψ|2ln|xx̃|ψ|2.(6.54)
    Inserting Eq. (6.53) into Eq. (6.54) we obtain ssuper=2r+ln(eπ) which coincides with 2r in the limit of large produced particles. The coarse grained entropy analyzed here is then quite close to the notion of information theoretic entropy introduced many years ago230,231 with the purpose of reformulating the indetermination relations. This idea actually inspired the reduction scheme discussed in Refs. 227 and 228.

    7. Concluding Remarks

    Since the Universe became transparent to the propagation of electromagnetic disturbances only after matter–radiation equality, the photons coming from the primeval stages of the evolution of the plasma cannot be detected so that earlier tests on the expansion history are actually related to the remarkable successes of BBN taking place when the expansion rate was of the order of 1044MP. This figure should be compared with the approximate value of the inflationary expansion rate (i.e. 𝒪(106)MP) inferred from the amplitudes of the curvature inhomogeneities that affect the CMB temperature and polarization anisotropies. Between these two scales the expansion rate spanned 38 orders of magnitude where the evolution of the plasma could have been rather different from radiation.

    During the last 50 years the interplay between high-energy physics and cosmology has been guided by the assumption that radiation should be the dominant component of the plasma well before the onset of BBN and immediately after the end of inflation. This conventional wisdom is consistent both with an early stage of inflationary expansion and with the concordance scenario at late times but it is not unique. The physical foundations of this paradigm are not corroborated by direct observations and they could be either partially or totally refuted in the years to come. Since during inflation the particle horizon diverges (while the event horizon is finite) all the wavelengths that are currently shorter than the Hubble radius were in causal contact during inflation provided the overall duration of inflation was sufficiently long. The length of the inflationary stage is customarily assessed in terms of the number of e-folds which should be 𝒪(60) if the post-inflationary expansion rate is dominated by radiation. This estimate can be either reduced (down to 𝒪(45)) or increased (up to 𝒪(75)) depending on the post-inflationary expansion rate that may become either faster or slower than radiation, respectively.

    Any presumption about the timeline of the expansion rate should necessarily acknowledge that every variation of the space–time curvature produces shots of gravitons with specific averaged multiplicities. After the actual detection of gravitational radiation there are no direct physical limitations forbidding the empirical scrutiny of the spectra of the relic gravitons (either in the audio band or in higher frequency domains) within the following score year. Since different timelines ultimately correspond to specific profiles of h02Ωgw(ν,τ0) (for frequencies ranging between the aHz and the THz), the expansion rate can be systematically inferred from the slopes of the observed spectra and from their pivotal frequencies. The results outlined here specifically address the interplay between the expansion history of the plasma and the spectral energy density of the relic gravitons in the concrete situations inspired by the current phenomenological lore at low, intermediate and high frequencies.

    The inflationary observables in the aHz region depend on the timeline of the post-inflationary evolution. In single-filed inflationary scenarios this means, in particular, that the tensor to scalar ratio and the scalar spectral index are more or less suppressed if the timeline of the expansion rate is either slower or faster than radiation respectively. At higher frequencies the PTAs (operating in the nHz range) are now setting interesting bounds on the post-inflationary expansion rate. The apparent excesses appearing in the last data releases of two PTAs could actually come from an increasing spectrum of relic gravitons at intermediate frequencies.

    Between the μHz and the Hz various space-borne detectors might be operational in the far future although the signals expected in the mHz region are dominated by astrophysical sources (e.g. galactic white dwarves, solar-mass black holes, supermassive black holes coming from galaxy mergers). The only cosmological sources customarily considered in this framework are associated with the phase transitions at the TeV scale although perturbative and nonperturbative estimates consistently suggest that the standard electroweak theory leads to a cross-over regime where drastic deviations from homogeneity (and the consequent bursts of gravitational radiation) should not be expected. The inflationary signal (often regarded as irrelevant between few μHz and the Hz) could be in fact much larger that the purported signal coming from a realistic dynamics at the electroweak scale. Moreover, since the slopes of h02Ωgw(ν,τ0) obtained in the case of a putative strongly first-order phase transition are much steeper than the ones associated with a modified expansion history, the most severe phenomenological bounds on the relic gravitons between the μHz and the Hz arise (by continuity in frequency) from the audio band and from the operating ground-based detectors.

    The window of wide-band detectors notoriously ranges between few Hz and 10kHz. The current limits imply that the sensitivity of correlated interferometers for the detection of a flat spectral energy density of relic gravitons is approximately hc(min)=𝒪(1024) for typical frequencies in the audio band. Sharp deviations from scale-invariance lead to similar orders of magnitude and while these figures may improve in the years to come, the frequency domain of ground-based interferometers will remain the same. For this reason it is important to promote new instruments operating in higher frequency domains where the potential signals coming from the past history of the plasma are dominant. More than twenty years ago it was suggested that microwave cavities (operating between the MHz and the GHz regions) could be used for the detection of relic gravitons associated with post-inflationary phases stiffer than radiation. While forty years ago the typical sensitivities of these instruments were hc(min)=𝒪(1017) they improved later on and reached hc(min)=𝒪(1020) in the early 2000s. Similar prototypes aimed at the detection of dark matter could be used as high-frequency detectors of gravitational waves. The target sensitivities of these instruments are often set by requiring in the MHz (or even GHz regions) the same sensitivities reached (today) by the interferometers in the audio band. This means that the features of the instruments are not guided by the signals of the available sources in the corresponding frequency domain. To detect directly relic gravitons with high-frequency instruments operating between the MHz and the GHz the minimal detectable chirp amplitude should be hc(min)=𝒪(1032) (or smaller). However, if the pivotal frequencies of the instruments are reduced from the THz to the GHz (or even MHz) band the minimal required chirp amplitude may increase. With these specifications, the detectors in the MHz and GHz domains may be able to probe directly the relic gravitons and their quantumness.

    Both at the classical and quantum level, the largest frequency of the relic gravitons never exceeds the THz band and above the maximal frequency the averaged multiplicity is exponentially suppressed so that νmax ultimately corresponds to the production of a single graviton pair. Since the relic gravitons are inherently quantum mechanical, their quantumness can be measured in terms of an entanglement entropy that is caused by the loss of the complete information on the underlying quantum field. The reduction of the density matrix in different bases leads to the same von Neumann entropy whose integral over all the modes of the spectrum is dominated again by the maximal frequency. Whenever the THz bound is applied, it turns out that the total integrated entropy of the relic gravitons is comparable with the entropy of the CMB but not larger. A potential detection of relic gravitons both at low and high frequencies may therefore represent a direct evidence of macroscopic quantum states associated with the gravitational field. For this reason the detectors operating in the MHz and GHz regions are quantum sensitive to the second-order interference effects. As in the case of optical photons, the interferometric techniques pioneered by Hanbury Brown and Twiss in the 1950s could be applied to high-frequency gravitons with the purpose of distinguishing the statistical properties of thermal and nonthermal gravitons.

    Acknowledgments

    I wish to acknowledge relevant discussions with the late Ph. Bernard, G. Cocconi and E. Picasso on high-frequency gravitons and microwave cavities. It is a pleasure to thank A. Gentil-Beccot, P. Birtwistle, A. Kohls, L. Pieper, S. Rohr and J. Vigen of the CERN Scientific Information Service for their kind help along the different stages of this investigation. Some of the discussions presented here have been developed on the occasion of few seminars and of a set of lectures; I thank the questions and the remarks of students and colleagues.

    Notes

    a Indeed, if we reach the Planck time, the blueshifted value of the Hubble radius is of the order of 4μm=4×104cm. But since at the Planck time the particle horizon is dp(tP)tP1033cm, the ratio between 4×104cm and 1033cm is approximately 𝒪(1029) and the number of disconnected volumes is 𝒪(1087).

    b Although this point is often ignored we like to point out that the limit tmin is not well defined; strictly speaking an ever expanding inflationary evolution is not past geodesically complete.49 The limit tmin can be better defined by introducing a geodesically complete extension of the de Sitter space–time. This problem has been discussed in the past but will not be specifically addressed here.

    c Throughout this paper, ln denotes the natural (Naperian) logarithm, log indicates instead the common logarithm.

    d The inhomogeneity of the total pressure δpt can be decomposed as δpt=cst2δρt+δpnad where cst is the sound speed of the plasma.

    e We privilege the approximate expressions for the evolution of the mode functions but the final results coincide with more accurate (and conventional) strategies such as the ones based on the exact evolution of the mode functions during the inflationary stage (see, in this respect, the discussion of Appendix A).

    f In general we have rT(k,τ) but when k=𝒪(kp) and τ1k we obtain the standard value of rT which is customarily quoted in the literature.42,43,44

    g Throughout this paper, the scale factor is normalized as a0=1. This remark is quite relevant since by choosing a0=1 we will have that comoving and physical frequencies of the relic gravitons coincide at the present time.

    h The difference due to gs and gρ in the final results is actually negligible for the present purposes and it involves a factor 1.3 (instead of 1) at the level of Eq. (2.42). However, from the conceptual viewpoint this difference is certainly relevant and this is why it will be taken into account.

    i The result of Eq. (2.49) is in fact obtained from Eq. (2.48) by recalling that HkMP=πϵk𝒜. From the consistency relations we also have that rT16ϵk so that, for rT=0.06 Eq. (2.49) demands that the value of N¯k is given by N¯k=59.7384 (while all the other parameters are kept fixed at their typical values).

    j To avoid confusions wmin and wmax indicate, respectively, the minimal and the maximal values of w.

    k We stress, in this respect, that the indetermination on Nmax is not related to the considerations discussed in Eq. (2.44): in that context N denoted the total number ofe-folds which may be, for different reasons, larger than Nmax.

    l For the moment it is sufficient to note that, for monomial inflationary potentials, the tensor to scalar ratio scales as Nk1 whereas for plateau-like potential the same quantity scales as Nk2. Both values may get eventually larger or smaller than in the radiation phase depending on the post-inflationary expansion rate. Moreover, as we shall see, the value of Nk ultimately affects the value of the maximal frequency of the relic graviton spectrum.

    m It can also happen that the background evolution at early times is genuinely different from a stage of inflationary expansion. Both possibilities will be swiftly mentioned later on in Sec. 5.

    n Since the tensor amplitude hij(x,τ) is real the corresponding Fourier amplitude must obey hij(k,τ)=hij(k,τ). Moreover hij(x,τ) is also solenoidal and traceless; thus hij(k,τ) must obey k̂ihij(k,τ)=k̂jhij(k,τ)=0 and hii=0. See also the considerations developed in Appendix B.

    o Sometimes in the literature Eq. (3.10) is taken as definition of Ωgw(k,τ). This is also incorrect since Eq. (3.10) is only an approximation that holds for wavelengths that are sufficiently small in comparison with the effective horizon (or, in equivalent terms, wavenumbers much larger than the expansion rate).

    p In particular the intrinsic noises of the instruments are customarily assumed to be stationary, Gaussian, uncorrelated, much larger in amplitude than the gravitational strain, and statistically independent on the strain itself. The stationarity and the homogeneity are also conjectured for the signals associated with the diffuse background of gravitational radiation.88 So far we demonstrated that the diffuse backgrounds of relic gravitons are homogeneous in space but to address the stationarity it is instead essential to take into account the quantum mechanical aspects of the problem.

    q These standing oscillations are in fact related to the tensor analog of the Sakharov oscillations71,72,73 (see also Ref. 49). Both during the radiation phase and in the matter epoch the standing oscillations appearing in the power spectrum lead to nonstationary features in the autocorrelation function.76

    r While it is debatable if the nonstationary features associated with the diffuse backgrounds of relic gravitons are (or will be) directly detectable, the spectral amplitude following from the Wiener–Khintchine theorem is generally inappropriate for a consistent description of the relic signal.

    s The rationale for the bound of Eq. (3.47) is discussed in Sec. 5.

    t The analyses of the Bose–Einstein correlations, however, cannot be pursued in spite of the properties of the sources; this is why to overlook the physical properties of the cosmic gravitons leads to conclusions that are ambiguous and ultimately superficial. It makes actually little sense to consider potentials signals coming from diffuse backgrounds for arbitrarily large frequencies (possibly much larger than the THz) without bothering about the underlying physical constraints. This approach is probably motivated by the need of claiming large sensitivities for potential instruments but has no physical basis unless the class of bounds related to Eq. (3.51) is understood and acknowledged. We shall get back to the quantumness of the relic gravitons at the end of Sec. 6.

    u This also means that the maximal frequency, the intermediate frequencies and the shape of Ωgw(ν,τ0) can all be employed, in different combinations, to infer timeline of the expansion rate as we are going to see in the following sections.

    v In Eq. (3.74), we restored MP by recalling its relation with M¯P, i.e. M¯P=MP8π.

    w The result of Eq. (3.75) holds, strictly speaking, in the case δ12. When δ<12 the contribution of 𝒥(t)(τex,τre) must be carefully evaluated and contributes to the slope which becomes n¯T=2δ+𝒪(rT).

    x The analysis leading to the results discussed above can be generalized to the situation where there are many post-inflationary stages characterized by different rates δi. It is also possible to use different approximation schemes that will not be specifically discussed here (see however Ref. 49).

    y This conclusion would follow by appreciating that αk,α(τ)=[kfk,α(τ)+igk,α(τ)]2k and also that βk,α(τ)=[kfk,α(τ)igk,α(τ)]2k.

    z For a generic quantity that is both scale-dependent and time-dependent (be it for instance W(k,τ)) we the have that its value is given by Wk=W(k,τ)=W(k,1k) when the CMB wavelengths cross the Hubble radius during inflation.

    aa For instance the BICEP2 observations137 suggested rT=𝒪(0.2) that looked rather large for single-field inflationary models with monomial potentials. If Nk60 the value of rT(Nk) is comparatively larger than in the case Nk=N¯k=𝒪(60).

    bb We stress once more that rT(k,τex)=rT(k,1k)=rT(k) and similarly ns(k,τex)=ns(k,1k)=ns(k).

    cc This happens, for instance, in the single-field case where, thanks to the consistency relations, the tensor spectral index nT(low) is related to the tensor to scalar ratio rT as nT(low)rT8. Since rT is currently assessed from the analysis of the temperature and polarization anisotropies of the CMB42,43,44 nT(low) cannot be positive.

    dd Unless the relic gravitons would lead exactly to the same slope of the astrophysical foregrounds associated with black-hole binary systems, the value β=23 is not particularly compelling in a cosmological setting.

    ee After Ref. 190 appeared in the form of a preprint, some authors made exactly the same speculation and talked about the sound speed (or sound velocity) of the relic gravitons. While this terminology makes little sense in the context of the propagation of massless particles, the idea is exactly the same (see Refs. 193, 194 and references therein). In the present context we prefer to discuss this class of phenomena in terms of an effective refractive index, as originally suggested in Refs. 190192.

    ff The low-frequency transfer function 𝒯low(ννeq) has a definite form107,108 the high-frequency transfer function 𝒯high(ννr,δ) depends on the value of δ so that it does not have a general expression.65 It should be stressed that we refer here to the transfer function of the spectral energy density65,107,108 which is numerically more accurate (when estimating Ωgw(k,τ0)) than the transfer function for the amplitude.207,208,209,210,211

    gg Alternatively we may suppose that the relic gravitons backgrounds will not be accessible in the audio band; in what follows we shall entertain a less pessimistic attitude which is mainly motivated by the steady increase of the sensitivity to relic gravitons in the last 20 years. We must actually recall that in 2004 wide-band detectors gave limits implying h02Ωgw(ν,τ0)<𝒪(1)33 while today the same limits improved by roughly 10 orders of magnitude.34,35

    hh The spectral energy density in critical units at the present time and the chirp amplitude hc(ν,τ0) are related as Ωgw(ν,τ0)=2π2ν2hc2(3H02).

    ii To achieve hc(min)=𝒪(1020) is technologically interesting; from the physical viewpoint this minimal sensitivity is more than 10 orders magnitude larger than the requirements associated with the direct detection of cosmic gravitons.

    jj An equivalent basis for the irreducible representations of SU(1,1) is provided by the vectors |Qnt where Q=n+n is the total charge and nt=n++n is the total number of charged species. The vectors |Qnt are the standard basis of the irreducible representations T+k of SU(1,1) where k is the principal quantum number and m is the magnetic quantum number, i.e. the eigenvalue of L0. The Casimir operator of the SU(1,1) group can be notoriously written as C=L0(L01)L+L so that, eventually, C|km=k(k1)|km. The commuting set of observables is formed in this case by the Casimir operator and by L0; k is usually referred to as the Bargmann parameter.224 The negative series Tk is symmetric under the exchange n+n while the principal (continuous) series will not play a specific role in the present considerations. In terms of k and m we have that the total charge and the total number of particles are given, respectively, by Q=2k1 and by nt=2m1. Note finally that the Bargmann parameter224 should not be confused with the modulus of the comoving three-momentum; this is actually impossible since the basis of the irreducible representations employed here is the one given in Eq. (6.30) and not the Bargmann basis.

    kk The explicit form of Eq. (6.47) follows by assuming that the relevant wavelengths cross the Hubble radius for the first time during inflation (i.e. kτex=kex=𝒪(1)) when the scale factor is given, approximately, by aex=(τ1τex)βex|kτ1|βex; the reentry takes place instead when are=(τreτ1)βre|kτ1|βre. In the conventional situation βex=1(1ϵ) (where ϵ is the slow-roll parameter) and βex=𝒪(1): this means that n¯k(kkmax)4. If the wavelengths reenters the Hubble radius during a maximally stiff phase we have instead that n¯k(kkmax)3 since βre=𝒪(12). The considerations based on Eq. (6.47) are then consistent with Eq. (3.50).

    Appendix A. Complements on the Curvature Inhomogeneities

    A.1. General considerations

    The evolution of curvature inhomogeneities appears in various discussions throughout this paper and this is why it is useful to present a self-contained account of the problem. We recall that the action of the scalar modes of the geometry can be expressed as

    S=12d3xdτzφ2(τ)ττkk,(A.1)
    where is the gauge-invariant variable denoting the curvature inhomogeneities on comoving orthogonal hypersurfaces and zφ=aφ; the prime indicates, throughout this first appendix, a derivation with respect to the conformal time coordinate τ. From Eq. (A.1), the canonical momenta are π=zφ2τ and the associated classical Hamiltonian is
    H(τ)=12d3xπ2zφ2+zφ2kk.(A.2)
    From Eq. (A.2), the corresponding Hamilton’s equations read τπ=zφ22 and τ=πzφ2. The scalar modes of the geometry are quantized by promoting the classical variables to the status of field operators as
    (x,τ)̂,π(x,τ)π̂,H(τ)Ĥ.(A.3)
    The field operators obey the canonical commutation relations at equal time, i.e.
    [̂(x,τ),π̂(y,τ)]=iδ(3)(xy).(A.4)
    The explicit form of the field operators can then be written as
    ̂(x,τ)=1(2π)32d3k[âkFk(s)(τ)eikx+H. c.],(A.5)
    π̂(x,τ)=zφ2(2π)32d3k[âkGk(s)(τ)eikx+H. c.],(A.6)
    where Fk(s)(τ) and Gk(s)(τ)=Fk(s)(τ) are the associated mode functions. From Eqs. (A.5) and (A.6), the commutation relations at equal times remain canonical throughout the dynamical evolution provided Fk(s)(τ) and Gk(s)(τ) obey the Wronskian normalization condition
    Fk(s)(τ)Gk(s)(τ)Fk(s)(τ)Gk(s)(τ)=izφ2(τ).(A.7)
    Together with this normalization condition (that preserves the canonical commutation relation) the evolution of the mode functions can be written as
    Fk(s)+2zφzφFk(s)+k2Fk(s)=0,Gk(s)=Fk(s).(A.8)
    In terms of the evolution of the underlying fields of the background sources we have that
    zφzφ=aH(1+η+ϵ)=aH(1+2ϵη¯),(A.9)
    where η=φ̈(Hφ̇) and ϵ=H2 are the usual slow-roll parameters; we can also redefine η as η=ηη¯ where, as already mentioned in the main text, η¯=M¯P2(V,φφV). The evolution of the mode functions can be rescaled by defining fk(s)=zφFk(s) and gk(s)=zφGk(s); in this parametrization the evolution of fk(s) and gk(s) is given by fk(s)+[k2zφzφ]fk(s)=0 with gk(s)=fk(s)(zφzφ)fk(s).

    A.2. The scalar power spectra

    The power spectrum P(k,τ) of curvature inhomogeneities is defined in the following manner :

    0|̂(x,τ)̂(x+r,τ)|0=dlnkP(k,τ)j0(kr),(A.10)
    where j0(x)=sinxx is the zeroth order spherical Bessel function78,79 and |0 is the state annihilated by âk. Using the explicit form of the field operators given in Eq. (A.5) the scalar power spectrum reduces to
    P(k,τ)=k32π2|Fk(s)(τ)|2=k32π2zφ2|fk(s)(τ)|2.(A.11)
    We can also represent the field operator in Fourier space :
    ̂(x,τ)=1(2π)32̂k(τ)eikxd3k,(A.12)
    so that, eventually, the expectation value of the Fourier amplitudes evaluated for different three-momenta is
    ̂k(τ)̂p(τ)=2π2k3P(k,τ)δ(3)(k+p).(A.13)
    Recalling now the result of Eq. (A.9) it is easy to obtain the explicit expression for zφzφ :
    zφzφ=a2H2(1+2ϵη¯)(2+ϵη¯)=(1+2ϵη¯)(2+ϵη¯)(1ϵ)2τ2,(A.14)
    where the second equality follows by appreciating that, during slow-roll, (1ϵ)aH=1τ. From the second equality of Eq. (A.14) it also follows that the evolution of the mode function can be expressed as
    fk(s)+k2νs214τ2fk(s)=0,νs=3+3ϵ2η¯2(1ϵ).(A.15)
    The solution of the evolution of the mode functions with the correct boundary conditions is finally :
    Fk(s)(τ)=fk(s)zφ(τ)=𝒩szφ2kkτHνs(1)(kτ),𝒩s=π2eiπ(2νs+1)4,(A.16)
    where Hνs(1)(x) are the Hankel functions of first kind with index νs and generic argument x.78,79 Equation (A.16) leads therefore to the following explicit expression of the scalar power spectrum :
    P(k,τ)=k28πzφ(τ)(kτ)|Hνs(1)(kτ)|2,kτ=k(1ϵ)aH.(A.17)
    The limit k<aH coincides with |kτ|<1 and ϵ<1. The small argument limit of the Hankel functions together with the explicit form of zφ(τ) lead to the following explicit form of the scalar power spectrum in the long-wavelength limit :
    P(k,τ)=𝒞s(νs,ϵ)H4φ̇2kaH32νs,𝒞s(νs,ϵ)=22νs3π3Γ2(νs)(1ϵ)2νs1.(A.18)
    The scalar power spectrum of Eq. (A.18) is usually evaluated in the long wavelength limit since the initial conditions for the CMB anisotropies are usually set when the relevant wavelengths are larger than the Hubble radius before matter–radiation equality. From Eq. (A.18), we can also deduce the dependence of the spectral index upon the slow-roll parameters. Recalling the explicit form of νs given in Eq. (A.15) we have that, by definition, ns1=32νs which means that
    ns=17ϵ+2η¯1ϵ=16ϵ+2η¯+𝒪(ϵ2).(A.19)
    Equation (A.18) can be written in analogous forms. As emphasized in Sec. 2, according to some the scalar power spectrum is viewed as a tool for the reconstruction of the inflaton potential. Along this perspective the slow-roll approximation of Eq. (2.20) can be used with the purpose of eliminating the expansion rate; two equivalent forms of Eq. (A.18) are then
    P(k,τ)=𝒞s(νs,ϵ)6ϵVM¯P4kaHns1=32π2𝒞s(νs,ϵ)3ϵVMP4kaHns1.(A.20)
    The difference between the two expressions of Eq. (A.20) follows by recalling that, within the present conventions, the reduced Planck mass is given by M¯P=MP8π. The perspective of Sec. 2 is slightly more general; instead of using the scalar power spectrum to reconstruct the potential it seems more appropriate, for the present purposes, to phrase Eq. (A.18) in terms of the expansion rate; in this way we obtain
    P(k,τ)=𝒞s(νs,ϵ)2ϵHM¯P2kaHns1=4π𝒞s(νs,ϵ)ϵHMP2kaHns1.(A.21)
    Recalling that, to leading-order in the slow-roll parameters, Γ(νs)π2 we have that 𝒞s(νs,ϵ)(4π2)1. This means that, in the same approximation, when a given scale crosses the Hubble radius P(k,1k)(πϵk)1(HkMP)2 where, as already explained in Sec. 2, the time-dependent factors are evaluated for τ=1k.

    A.3. The tensor to scalar ratio

    While in the bulk of the paper we preferred to employ the WKB approximation, we report here the derivation of rT(k,τ) in terms of the expressions of the inflationary mode functions. Since rT(k,τ)=PT(k,τ)P(k,τ) we just need to express the tensor power spectrum within the same notations of the previous subsection. From the results of Sec. 3 the tensor mode functions during the inflationary stage can be given in full analogy with the scalar result of Eq. (A.16)

    Fk(t)(τ)=𝒩ta2kkτHνt(1)(kτ),𝒩t=π2eiπ(2νt+1)4,(A.22)
    where νt=(3ϵ)[2(1ϵ)]. Within this notation we have that in the limit k<aH<1 the tensor power spectrum can be written as
    PT(k,τ)=𝒞t(νt,ϵ)HM¯P2kaHnT,𝒞t(νt,ϵ)=22νtπ3(1ϵ)2νt1Γ2(νt),(A.23)
    where nT=32νt is, by definition, the tensor spectral index. With these notations the tensor-to-scalar ratio can be written as
    rT(k,τ)=16ϵ22(νtνs)(1ϵ)2(νtνs)Γ2(νt)Γ2(νs)kaH2(νsνt).(A.24)
    From this expression it is clear that, to leading order in the slow-roll parameters, νsνt so that rT(k,1k)16ϵk, as repeatedly discussed in Secs. 3 and 4.

    Appendix B. The Action and the Energy Density of the Relic Gravitons

    The evolution of gravitational waves in curved backgrounds is ultimately gauge-invariant and frame-invariant. This means that the early expansion history of the background has a well-defined meaning not only in general relativity but also in its extensions. The evolution can be always treated in the most convenient frame but the spectral energy density will always be the same in spite of the frame employed in the description of the dynamical evolution.

    B.1. Generalities

    Every discussion on gravitational radiation involves, as a first step, the evolution of general relativistic disturbances in flat-space–time with the aim of showing that only two degrees of freedom propagate, at least in the case of Einsteinian theories of gravity. Since the ideas analyzed here suggest a direct connection between the spectrum of the relic gravitons and the early expansion history of the Universe, it is more appropriate to consider the propagation of weak disturbances in general background geometries that do not necessarily coincide with the conventional Minkowski space–time. For this purpose the full metric gμν(x) (where x denotes the space–time point) is separated into a background value g¯μν(x) supplemented by the corresponding disturbance δ(1)gμν(x) :

    gμν(x)=g¯μν(x)+δ(1)gμν(x),δ(1)gμν(x)=fμν(x),(B.1)
    where |fμν(x)|1 denotes the whole metric fluctuation that also encompasses the tensor modes of the geometry. The fluctuations of all the interesting geometric quantities can be obtained in terms of fμν; for instance the fluctuations of the Christoffel connection to can be compactly expressed as
    δ(1)Γμνα=12g¯αβ[¯βfμν+¯νfβμ+¯μfνβ],δ(2)Γμνα=12fαβ[¯βfμν¯νfβμ¯μfνβ],(B.2)
    where ¯ν denotes the covariant derivative with respect to the background metric g¯μν(x). Thanks to the well-known Palatini identity stipulating that δ(1)Rμβνα=¯βδ(1)Γμνα¯νδ(1)Γμβα the first-order fluctuations of the Riemann tensor become
    δ(1)Rμβνα=12[¯β¯αfμν¯ν¯μfβα+¯β¯νfμα+¯β¯μfνα+¯ν¯αfμβ¯ν¯βfμα].(B.3)
    From Eqs. (B.2) and (B.3), it is straightforward to obtain the first-order fluctuations of the Ricci tensor, of the scalar curvature and of all the other quantities arising in the effective evolution of the four-dimensional space–time geometry. When the gravitational waves propagate far from the sources the background equations imply that 2R¯αβ=g¯αβR¯ and in this approximation the evolution of the disturbances can be expressed in terms of a linear combination of fμν and of its trace, i.e. ψμν=fμνfδμν2 where f=g¯αβfαβ. The equation obeyed by ψμν reads
    ψμν2ψαλR¯αλμν¯μ¯αψνα¯ν¯αψμα+δμν¯α¯βψαβ=0.(B.4)
    Both fμν and ψμν change for infinitesimal coordinate transformations of the type xμx̃μ=xμ+ϵμ. In particular we have that fμν changes according to the Lie derivative in the direction ϵμ, i.e. f̃μν=fμνg¯βν¯μϵβg¯βμ¯νϵβ. For the same infinitesimal coordinate shift the transformation of ψμν can be written as ψ̃μν=ψμν¯μϵν¯νϵμ+g¯μν¯αϵα. By looking at Eq. (B.4) it is clear that in the coordinate system where ¯μψνμ=0 the evolution of ψμν eventually becomes
    ψμν2ψαλR¯λμνα=0,¯μψνμ=0.(B.5)
    Since ψμν is modified under infinitesimal coordinate shifts also the condition ¯μψνμ is altered :
    ¯μψνμ¯μψνμ̃=¯μψνμ¯α¯αϵμϵγR¯γμ,(B.6)
    where R¯γν denotes the background Ricci tensor; this term is a consequence of the observation that the covariant derivatives in Riemannian and pseudo-Riemannian space–times do not commute; in particular Eq. (B.6) can be easily derived by recalling that ϵα;μ;νϵα;ν;μ=R¯μαβλϵλ. Therefore, whenever ¯νψνμ0 we can always perform a gauge transformation (B.6) and select a coordinate system where ¯μψνμ̃=0. This condition can always be imposed provided the infinitesimal shift ϵμ obeys ¯α¯αϵμ+ϵγR¯γμ=¯μψνμ where ¯μψνμ is evaluated in the original coordinate system and, by assumption, it does not vanish. For a further infinitesimal coordinate transformation of the type xμx̃μ=xμ+ϵμ the gauge condition remains unaltered provided ϵμ satisfies the equation :
    ϵμ+ϵγR¯γμ=0ϵμ+12R¯ϵμ=0,(B.7)
    which is valid far from the background sources. It follows that also in curved backgrounds and in the absence of sources the gauge freedom can be completely removed by simultaneously enforcing the following three conditions :
    ¯μψνμ=0,g¯μνψμν=0,ψμνuν=0,(B.8)
    where uν is a unit time-like vector associated with the observer detecting the gravitational radiation. Equation (B.8) amounts, overall, to 8 independent conditions and the counting goes, in short, as follows. If we choose the vector uν to coincide with (1,0,0,0) we have that the requirement ψμνuν=0 imposes the independent conditions ψ00=0 and ψi0=0 (with i=1,2,3); consequently ψμνuν=0 leads overall to four independent conditions. The condition of vanishing trace (i.e. ψ=0) implies ψ00ψii=0 (sum over the repeated indices is understood); but since ψ00=0 (as a consequence of the requirement ψμνuν=0) we have that ψ=0 implies ψii=0 (i.e. one independent condition). Finally the gauge choice νψμν=0 for ν=0 and ν=i imposes two separate requirements :
    νψ0ν=0ψ00+iψ0i=0,νψiν=0ψi0+kψik=0.(B.9)
    Since the first equation of (B.9) is trivially satisfied as a consequence of ψμνuν=0, only the second equation of (B.9) is independent and it imposes three independent conditions for i=1,2,3. In summary, from Eq. (B.8) we have that ψμνuν=0 amounts to four independent conditions, ψ=0 requires one independent condition and νψμν=0 corresponds to three conditions. The independent conditions are therefore 8, as anticipated after Eq. (B.8). The conditions expressed in Eq. (B.8) are sometimes referred to as transverse traceless gauge and depend ultimately upon the choice of the observer. Since ψμν contains 10 independent components only 2 out of 10 degrees of freedom are dynamical, exactly as in the case of flat space–time. Note, finally, that in the case where the Riemann tensor of the background vanishes consistently Eq. (B.5) coincides with the result of flat space–time. Since the condition g¯αβψαβ=0 implies that f=0, we can also write Eq. (B.5) as
    fμν2fαλR¯λμνα=0,¯μfνμ=0.(B.10)
    If the contribution of the matter sources is included the form of Eq. (B.10) may be different. However the result of Eq. (B.10) holds in a variety of physical situations. For instance, in the case of perfect fluid sources the analog of Eq. (B.10) becomes
    fμν+¯μ¯νf2fαλR¯αλμν¯μ¯αfνα¯ν¯αfμα+δμν12fR¯f+¯α¯βfαβP2[(p¯t+ρ¯t)uαuβfαβp¯tf]=2P2(p¯t+ρ¯t)uμuαfαν.(B.11)
    In the gauge uμfμν=0, ¯μfμν=0 and f=g¯μνfμν=0 Eq. (B.11) takes again the form (B.10).

    B.2. Second-order action in the Einstein frame

    Equation (B.10) also follows from the second-order action for the tensor modes of the geometry. There are different ways in which the second-order action can be derived but the first step is to observe that the Einstein–Hilbert action can be written in explicit terms by isolating the contribution of the total derivatives; more specifically we have that the sum of the gravity action and of a generic matter contribution Sm becomes

    S=12P2d4xggαβ[ΓαβμΓμννΓανμΓμβν]+12P2d4xggαβ(βΓαλλλΓαβλ).(B.12)
    The third term of Eq. (B.12) combine in a single total derivative that does not contribute to the second-order action which can be derived in, at least, two different ways. Within the covariant approach the second-order action
    Sg=18P2d4xg¯[¯ρfμν¯ρfμν+2R¯ρσfασfαρ+2R¯ρσμνfμνfρσ+P2(ρtpt)fμνfμν].(B.13)
    The result of Eq. (B.11), originally obtained from the first-order fluctuations of Einstein’s equations, follows now by extremizing the action (B.13) with respect to the variation of fμν. The background Ricci tensor appearing in the first line of Eq. (B.13) can be eliminated by using the background Einstein’s equations written in the form R¯μν=P2[(pt+ρt)uμuν+g¯μν(ptρt)2]. The explicit form of Eq. (B.13) then becomes
    Sg=18P2d4xg¯[¯ρfμν¯ρfμν+2R¯ρσμνfμνfρσ].(B.14)
    In the case of a conformally flat background geometry g¯μν=a2(τ)ημν (where ημν is the Minkowski metric and a(τ) is the scale factor) Eq. (B.14) reduces to
    Sg=18P2d4xg¯g¯μνμhijνhij=d3xdτg(x,τ),g(x,τ)=a28P2τhijτhijkhijkhij,(B.15)
    where the amplitude has been redefined as fij=a2(τ)hij; note that g(x,τ) denotes the Lagrangian density. From Eq. (B.15), we can deduce the energy–momentum pseudo-tensor by taking the variation of Sg with respect to g¯μν and the result is
    Tμν(gw)=14P2μhijνhij12g¯μν(g¯αβαhijβhij).(B.16)
    The most sound prescription for the energy–momentum pseudo-tensor of the relic gravitons follows from the variation of the second-order action with respect to the background metric. The other approaches are fully equivalent in the high-frequency limit (i.e. inside the Hubble radius) but lead to various drawbacks when the wavelengths exceed the Hubble radius (i.e. in the low-frequency regime).148 Since the rate of variation of the space–time curvature can be both larger and smaller than the typical frequencies of the relic gravitons, it is desirable to adopt a definition for the energy–momentum pseudo-tensor that is well defined in spite of the frequency of the gravitons. In this respect the most plausible definition is the one following from the functional derivative of the effective action with respect to the background metric.

    B.3. Second-order action in the Jordan frame

    The actions of Eqs. (B.14) and (B.15) have been derived in the Einstein frame. The evolution of the tensor modes of the geometry could be studied in any action conformally related to the Einstein frame. The evolution will clearly be the same and by changing frame nothing dramatic should happen. This means, broadly speaking, that the spectrum of the relic gravitons is ultimately the same in all frames that are conformally related to the Einstein frame. To clarify this statement we consider here the scalar–tensor action written in a generalized Jordan frame

    SJ=d4xGA(φ¯)2P2RJ+B(φ¯)2Gαβαφ¯βφ¯W(φ¯),(B.17)
    where A(φ¯) and B(φ¯) are both dimensionless; φ¯ denotes the scalar field written in the Jordan frame. Equation (B.17) corresponds to a canonical action in the Einstein frame
    SE=d4xgR2P2+12gαβαφβφV(φ).(B.18)
    The metrics, the scalar fields and the potentials in the two frames are in fact related as
    AGαβ=gαβ,dφ¯BA+32P2dlnAdφ¯2=dφ,V=WA2.(B.19)
    The metric rescaling of Eq. (B.19) becomes more explicit if it is separately written for the background and for the first-order fluctuations. The scale factors are then related as aJ2A=a2 while the connection between the first-order (tensor) fluctuations in the two frames is aJ2hij(J)=a2hij. It is already apparent that the connection between the two frames provided by Eq. (B.19) must have a direct counterpart in the second-order action. We can then expect that the Jordan frame action perturbed to second order must be directly equivalent to the second-order action in the Einstein frame. The second-order action in the Jordan frame can be written in terms of 𝒵αβ whose explicit form is given by
    𝒵αβ=ΓαβμΓμννΓανμΓμβν,(B.20)
    where the Christoffel symbols are now computed in the Jordan frame. We can therefore denote 𝒵¯αβ as the background value, δt(1)𝒵αβ as the first-order tensor fluctuations, δt(2)𝒵αβ as the second-order tensor fluctuations. In this manner we can then obtain the second-order fluctuations of the Jordan frame action :
    δt(2)SJ=d4x12P2[A(φ¯)G¯αβ𝒵¯αβδt(2)G+A(φ¯)G¯(δt(2)Gαβ𝒵¯αβ+δt(1)Gαβδt(1)𝒵αβ+G¯αβδt(2)𝒵αβ)δt(2)(GGαβΓαλλβA(φ¯))+δt(2)(GGαβΓαβλλA(φ¯))]+δt(2)GB(φ¯)2G¯αβαφ¯βφ¯W(φ¯)+G¯B(φ¯)2δt(2)Gαβαφ¯βφ¯.(B.21)
    After some lengthy algebra the explicit expression of Eq. (B.21) assumes a more readable form
    δ(2)SJ=18P2d4xG¯G¯αβA(φ¯)αhij(J)βh(J)ij18P2d4xaJ2A(φ¯)hk(J)h(J)k4J+2+2(J2+J+2)+2P2AB2φ¯2WaJ2,(B.22)
    where the auxiliary quantities =AA and J=aJaJ have been introduced. The tensor amplitude hij(J) entering Eq. (B.22) is defined directly in the Jordan frame, i.e. δt(1)Gij=aJ2hij(J), where, as already mentioned, aJ is the scale factor appearing in the J-frame, i.e. G¯αβ=aJ2ηαβ. The expression inside the squared bracket of Eq. (B.22) vanishes identically since it corresponds to the (ij) component of the background equations derived from the extremization of the action (B.17) with respect to the variation of the metric. Therefore, the final result is
    δ(2)SJ=18P2d4xG¯G¯αβA(φ¯)αhij(J)βh(J)ij.(B.23)
    If we now consider the case of a conformally flat background in the Jordan frame we obtain, from the previous equation,
    δ(2)SJ=18P2d4xaJ2A(φ¯)ηαβαhij(J)βh(J)ij.(B.24)
    We may now insert the two conditions aJ2A=a2 and aJ2hij(J)=a2hij so that the explicit expression of the action becomes
    δ(2)SJ=18P2d4xa2[τhijτhijkhijkhij].(B.25)
    This result shows that Eqs. (B.15) and (B.25) are ultimately one and the same equation even if the evolution of the backgrounds and of the related fluctuations in the two frames may look different: the equivalence of the two actions guarantees that all the relevant observables must coincide. This property can be directly verified in the case of the energy density and of the spectral energy density.49

    B.4. More general form of the effective action

    The effective action of the tensor modes of the geometry may be written in a form that is more general than the one of Eq. (B.15) :

    Sg=18P2d3xdτ[d1(τ)τhijτhijd2(τ)khijkhijd3(τ)mc2hijhij].(B.26)
    The parity-breaking terms associated with quadratic combinations involving either the dual Riemann or the dual Weyl tensors have been neglected; both terms would appear in the effective action and can polarize the backgrounds of relic gravitons. While d1(τ) and d2(τ) are related to the expanding dimensions while d3(τ) may appear in the case of compact extra dimensions. We can always factor one of the coefficients; if d1(τ) is factored the resulting expression can be written as
    Sg=18P2d3xdτd1(τ)τhijτhij1n2(τ)khijkhij1n¯2(τ)mc2hijhij,(B.27)
    where n(τ) and n¯(τ) are, respectively, the refractive indices associated with the expanding and with the compact dimensions n(τ)=d1(τ)d2(τ) and n¯(τ)=d1(τ)d3(τ). The final form of (B.27) can be simplified even further by introducing b(η)=d1(η)n(η) and rc(η)=n(η)n¯(η) :
    Sg=18P2d3xdηb2(η)[ηhijηhijkhijkhijrc2(η)mc2hijhij].(B.28)
    In the absence of a contribution from the internal dimensions (i.e. mc0) Eq. (B.28) reproduces exactly Eq. when n1 and d1(τ)=a2(τ). Equation (B.28) follows from Eq. (B.27) by first changing the time parametrization from τ (the conformal time coordinate) to η according to n(η)dη=dτ. Let us therefore consider the simplest situation where the refractive index increases during inflation as suggested in Eq. (5.27); in this case for aa we would have n(a)=n(aa)α (with α>0) so that the relation between the conformal time coordinate τ and the η-time can be swiftly worked since dη=dτn(a). From the definition of η we therefore have
    η=daa2Hn=1aHn+(ϵα)daa2Hn,(B.29)
    where, as in equation, H=ȧa and the overdot denotes a derivation with respect to the cosmic time coordinate. The second equality in Eq. (B.29) follows after integration by parts since ϵ̇1 and α̇=0. Equation (B.29) also implies that aHn=1[(1ϵ+α)η]; note once more that when n1 we also have α0 and the standard relation aH=1[(1ϵ)τ] is immediately recovered. In the η-time parametrization the evolution of the mode functions simplifies and it is given by
    η2fk+k2η2bbfk=0,gk=ηfkηbbfk.(B.30)
    From Eq. (B.30), it follows that the crossing of a given wavelength occurs when k2=(η2b)b. This expression generalizes therefore the notion of the comoving horizon during the refractive phase.

    ORCID

    Massimo Giovannini  https://orcid.org/0000-0001-6854-2306

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