2d (0, 2) gauge theories from branes: Recent progress in brane brick models
Abstract
We discuss the realization of 2d2d (0,2) gauge theories in terms of branes focusing on Brane Brick Models, which are T-dual to D1-branes probing toric Calabi–Yau 4-folds. These brane setups fully encode the infinite class of 2d (0,2) quiver gauge theories on the worldvolume of the D1-branes and substantially streamline their connection to the probed geometries. We review various methods for efficiently generating Brane Brick Models. These algorithms are then used to construct 2d (0,2) gauge theories for the cones over all the smooth Fano 3-folds and two infinite families of Sasaki–Einstein 7-manifolds with known metrics.
1. Introduction
Engineering quantum field theories in terms of String or M-Theory branes is a powerful approach for studying their dynamics, often providing alternative perspectives. D-branes probing singularities provide a platform for constructing interesting field theories in different dimensions. 4d 𝒩=1 gauge theories on D3-branes probing singular toric Calabi–Yau (CY) 3-folds are the most thoroughly studied setups within this class. In this case, brane tilings significantly streamline the connection between the 4d gauge theories on the D3-branes and the probed geometry.1,2
In recent years, the study of 2d (0,2) gauge theories on D1-branes probing toric CY 4-folds culminated with the introduction of brane brick models,3 which result in powerful simplifications in the map between geometry and 2d theories analogous to the ones previously brought by brane tilings.
In this note, we present a brief review of recent works in which brane brick models have been exploited for determining and studying the gauge theories for large classes of interesting CY 4-folds. These geometries include the complex cones over all smooth Fano 3-folds,4 and infinite families of cones over the Yp,k(ℂℙ1×ℂℙ1) and Yp,k(ℂℙ2) Sasaki–Einstein 7-manifolds.5
2. Brane Brick Models
Brane brick models are obtained from D1-branes at CY4 singularities by T-duality. We refer the reader to Refs. 3, 6–8 for detailed discussions. A brane brick model is a Type IIA brane configuration consisting of D4-branes wrapping a 3-torus 𝕋3 and suspended from an NS5-brane that wraps a holomorphic surface Σ intersecting with 𝕋3. The holomorphic surface Σ is the zero locus of the Newton polynomial defined by the toric diagram of the CY4. The basic ingredients of the brane setup are summarized in Table 1. The (246) directions are compactified on a 𝕋3. The 2d gauge theory lives on the two directions (01) common to all the branes.
0 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | |
---|---|---|---|---|---|---|---|---|---|---|
D4 | × | × | × | ⋅ | × | ⋅ | × | ⋅ | ⋅ | ⋅ |
NS5 | × | × | ------------------------------------------------------------------------------------------- Σ------------------------------------------------------------------------------------------------ | ⋅ | ⋅ |
Brane brick models, or equivalently their dual periodic quivers, fully encode the 2d (0,2) quiver gauge theories on the worldvolume of D1-branes probing toric CY 4-folds. Namely, they summarize not only the quivers but also the J- and E-terms. The dictionary between brane brick models and gauge theories is summarized in Table 2.
Brane brick model | Gauge theory | Periodic quiver |
---|---|---|
Brick | Gauge group | Node |
Oriented face | Bifundamental chiral field | Oriented (black) arrow |
between bricks i and j | from node i to node j | from node i to node j |
Unoriented square face | Bifundamental Fermi field | Unoriented (red) line |
between bricks i and j | between nodes i and j | between nodes i and j |
Edge | J- or E-term | Plaquette encoding |
a J- or an E-term |
For additional results regarding brane brick models, we refer the interested reader to Refs. 9–11.
3. From CY4’s to Brane Brick Models
Several methods for constructing brane brick models associated to a given toric CY4 have been developed. Some of them considerably simplify this task. Figure 1 summarizes a few of these procedures.

Fig. 1. Some methods for generating brane brick models for toric CY 4-folds.
Partial resolution consists of embedding the toric diagram of interest within a larger toric diagram, for which the 2d gauge theory is known. A standard choice for such initial geometry is an abelian orbifold of ℂ4. The deletion of points that connects the two toric diagrams translates into higgsing in the field theory.6 The determination of the chiral fields that acquire a nonzero VEV to achieve a desired toric diagram is simplified by considering the map between fields in the quiver and brick matchings, certain combinatorial objects in the associated brane brick model that are analogous to perfect matchings of brane tilings.3
Orbifold reduction generates the 2d (0,2) gauge theories associated to D1-branes probing a toric CY4 starting from 4d 𝒩=1 gauge theories on D3-branes probing toric CY3s or, equivalently, the corresponding brane tilings. Given two integers k+,k−≥0 and a perfect matching p0 of a brane tilings for a CY3, orbifold reduction generates a gauge theory that corresponds to a CY4 whose toric diagram is obtained by expanding the point associated to p0 into a line of length k++k−, with k+ points above the original 2d toric diagram and k−points below it. The algorithm for producing the 2d gauge theory has an elegant implementation in terms of the periodic quiver.12 This procedure generalizes dimensional reduction and orbifolding. With orbifold reduction, the gauge theories for rather complicated CY4’s can be found with little effort.
3d printing is similar to orbifold reduction in that it provides a combinatorial prescription for constructing the 2d (0, 2) gauge theory for a CY4 starting from the brane tiling for a CY3.13 In 3d printing, multiple points in the toric diagram of the CY3 can be lifted to produce the toric diagram of the CY4, as illustrated in Fig. 1.
Mirror symmetry provides an alternative way for deriving the 2d (0,2) gauge theory. The mirror configuration consists of D5-branes wrapping 4-spheres and the gauge theory is determined by how they intersect.8,14 Figure 1 shows various projections that contribute to the visualization of the configuration of branes in the mirror. Interestingly, changing the complex structure and passing through vanishing cycles results in inequivalent geometries. However, the mirror geometry unifies the inequivalent geometries of the CY into a single CY manifold. In this way we can understand field theory dualities from the uniqueness of the CY mirror.
4. Fano 3-Folds
Brane brick models are particularly useful for finding the 2d (0, 2) gauge theories for large families of toric CY 4-folds. An interesting family of geometries is given by the complex cones over Gorenstein Fano varieties that are constructed from a special set of lattice polytopes known as reflexive polytopes. Table 3 summarizes the numbers of inequivalent reflexive polytopes up to dimension 4, following the seminal classification of Kreuzer and Skarke.15,16,17
d | Number of polytopes | Number of regular polytopes |
---|---|---|
1 | 1 | 1 |
2 | 16 | 5 |
3 | 4319 | 18 |
4 | 473,800,776 | 124 |
These polytopes should be regarded as the toric diagrams of toric CY’s constructed as the complex cones over the corresponding Fanos. We are interested in CY 4-folds, i.e. dimension 3, where there are 4319 polytopes. Moreover, let us focus on those reflexive polytopes that are also regular, which implies that their associated Gorenstein Fano varieties are smooth. According to Table 2, this leaves us with a manageable subset of 18 polytopes, shown in Fig. 2.

Fig. 2. The 18 regular reflexive polytopes in dimension 3 corresponding to toric noncompact CY 4-folds and corresponding smooth Fano 3-folds.
The CY3 analogues of these geometries are the complex cones over F0 and del Pezzo surfaces, which have played a prominent role in elucidating the correspondence between CY 3-folds and the 4d 𝒩=1 gauge theories on D3-branes probing them (see e.g. Refs. 18–21).
In Ref. 4, a brane brick model, i.e. a 2d (0,2) gauge theory, was constructed for each of the 18 regular reflexive polytopes in 3 dimensions. For every one of these models, the moduli space was thoroughly studied, calculating the generating function of mesonic gauge invariant operators, the Hilbert series, using the Molien integral formula. For each of these models, the generators of the mesonic moduli space were expressed both in terms of chiral fields of the 2d gauge theory as well as brick matchings. Finally, for all these models, it was verified that the generator lattice of the corresponding mesonic moduli space is the polar reflexive dual of the toric diagram.
4.1. An example: Model 11
To illustrate the results in Ref. 4, let us focus on Model 11. Figure 3 shows how the toric diagram for this model can be connected to two different CY3 toric diagrams. Therefore, it is possible to derive the corresponding 2d (0,2) gauge theory using some of the approaches reviewed in Sec. 3. Starting from dP1, the toric diagram for Model 11 is obtained by lifting the central point in two opposite directions. The associated gauge theory can be therefore constructed from the one for dP1 using orbifold reduction. Alternatively, the toric diagram for Model 11 follows from lifting two points in the toric diagram of F0. Consequently, the gauge theory for Model 11 can also be constructed by 3d printing starting from the gauge theory for F0. It is interesting to reflect on how the SU(2)×SU(2) global symmetry of the final gauge theory arises from these two alternative constructions. In the first one, only one of the SU(2) factors is present in dP1, while the second one emerges from orbifold reduction. In contrast, the full SU(2)×SU(2) symmetry is already present in F0.

Fig. 3. Two alternative ways of obtaining the toric diagram for Model 11 from CY3 toric diagrams.
The corresponding brane brick model has the quiver in Fig. 4 and the J- and E-terms are

Fig. 4. Quiver for Model 11.
Table 4 presents the generators of the mesonic moduli space of Model 11 in terms of brick matchings with the corresponding flavor charges. Figure 5 shows the corresponding generator lattice, which is a reflexive polytope that is the dual of the toric diagram of Model 11 shown in Fig. 2, as expected.

Fig. 5. Generator lattice for Model 11.
Generator | SU(2)˜x | SU(2)ỹ | U(1)˜b |
---|---|---|---|
p21p3p26so | 1 | 0 | −1 |
p1p2p3p26so | 0 | 0 | −1 |
p22p3p26so | −1 | 0 | −1 |
p21p4p26so | 1 | −1 | −1 |
p1p2p4p26so | 0 | −1 | −1 |
p22p4p26so | −1 | −1 | −1 |
p21p23p5p6so2 | 1 | 1 | 0 |
p1p2p23p5p6so2 | 0 | 1 | 0 |
p22p23p5p6so2 | −1 | 1 | 0 |
p21p3p4p5p6so2 | 1 | 0 | 0 |
p1p2p3p4p5p6so2 | 0 | 0 | 0 |
p22p3p4p5p6so2 | −1 | 0 | 0 |
p21p24p5p6so2 | 1 | −1 | 0 |
p1p2p24p5p6so2 | 0 | −1 | 0 |
p22p24p5p6so2 | −1 | −1 | 0 |
p21p33p25so3 | 1 | 2 | 1 |
p1p2p33p25so3 | 0 | 2 | 1 |
p22p33p25so3 | −1 | 2 | 1 |
p21p23p4p25so3 | 1 | 1 | 1 |
p1p2p23p4p25so3 | 0 | 1 | 1 |
p22p23p4p25so3 | −1 | 1 | 1 |
p21p3p24p25so3 | 1 | 0 | 1 |
p1p2p3p24p25so3 | 0 | 0 | 1 |
p22p3p24p25so3 | −1 | 0 | 1 |
p21p34p25so3 | 1 | −1 | 1 |
p1p2p34p25so3 | 0 | −1 | 1 |
p22p34p25so3 | −1 | −1 | 1 |
In Ref. 4, all generators were also expressed in terms of chiral fields in the quiver. As an example, Table 5 provides these expressions for the first two generators in Table 4. Every generator can be represented in multiple ways in terms of the fields in the gauge theory.
Generator | SU(2)˜x | SU(2)ỹ | U(1)˜b |
---|---|---|---|
P15Z56X67S71=P15Z56Y68S81=Z12P26X67S71= | 1 | 0 | −1 |
=Z12P26Y68S81=Z12X23P37S71=Z12Y24P48S81 | |||
P15Z56X67X71=P15Z56Y68X81=Z12P26X67X71= | 0 | 0 | −1 |
=Z12P26Y68X81=Z12X23P37X71=Z12Y24P48X81 |
5. Sasaki–Einstein 7-Manifolds
Every 2n-dimensional Kähler–Einstein manifold B2n there is an infinite family of compact Sasaki–Einstein (SE) manifolds Y2n+3 of dimension 2n+3.22,23 For n=2, the 4-dimensional Kähler–Einstein bases B4 are either ℂℙ1×ℂℙ1 or ℂℙ2, giving rise to two infinite families of SE 7-manifolds denoted Yp,k(ℂℙ1×ℂℙ1) and Yp,k(ℂℙ2), respectively. The two families stand out because their SE metrics are known explicitly.22,23
The general toric diagrams for the corresponding CY 4-folds are shown in Fig. 6,a where the ranges for the parameters p and k are

Fig. 6. General toric diagrams for the Yp,k(ℂℙ2) and Yp,k(ℂℙ1×ℂℙ1) families of toric CY 4-folds.
The isometry of the SE 7-manifolds takes the general form H×U(1)2, with H the isometry of the base B4. For Yp,k(ℂℙ1×ℂℙ1) and Yp,k(ℂℙ2), the isometries are SU(2)×SU(2)×U(1)2 and SU(3)×U(1)2, respectively. These isometries translate into the global symmetries of the corresponding 2d (0,2) gauge theories.
The 2d (0,2) gauge theories for both infinite families of CY 4-folds were constructed in Ref. 5, guided by the techniques presented in Sec. 3. For example, the cones over Yp,k(ℂℙ2) with p=23k=2m and m∈ℤ+ are equivalent to abelian orbifolds of the form M3,2∕ℤm. The corresponding 2d (0,2) theories can be obtained via orbifold reduction of the 4d 𝒩=1 theory corresponding to dP0. This is made clear by Fig. 7, where the highlighted plane indicates the toric diagram for dP0. While not all the Yp,k(ℂℙ2) theories can be constructed in this way, the models we obtain contain sufficient information to propose a closed form for the entire family, a proposal that can then be checked to be correct. The gauge theories for the full Yp,k(ℂℙ1×ℂℙ1) family can be determined using the same approach.

Fig. 7. Various Yp,k(ℂℙ2) geometries that can be obtained via orbifold reduction from dP0.
As an example, the quiver for the 2d (0,2) theory corresponding to Y3,1(ℂℙ2) is shown in Fig. 8. The corresponding J- and E-terms take the following form

Fig. 8. Quiver for Y3,1(ℂℙ2).
Computing the moduli space of this theory, one obtains the toric diagram in Fig. 9, which is indeed the one for Y3,1(ℂℙ2).

Fig. 9. Toric diagram of Y3,1(ℂℙ2).
Acknowledgments
It is a pleasure to thank the organizers of Gauged Linear Sigma Models @ 30 for putting together such an exciting meeting and for the opportunity to present my work. I would also like to acknowledge the staff at the Simons Center for Geometry and Physics for their wonderful hospitality. I am grateful to Dongwook Ghim and Rak-Kyeong Seong for enjoyable collaborations on the main works discussed in this presentation. This work is supported by the U.S. National Science Foundation grants PHY-2112729 and DMS-1854179.
Notes
a For brevity, we use the name of the SE base to also identify the corresponding CY4.
You currently do not have access to the full text article. |
---|