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  • articleNo Access

    Index theory for Heisenberg elliptic and transversally Heisenberg elliptic operators from KK-theoretic viewpoint

    This research comprehensively describes the basic theory of transversally Heisenberg elliptic operators, and investigates the index theory of Heisenberg elliptic and transversally Heisenberg elliptic operators from the perspective of KK-theory, applying Kasparov’s methodology. Moreover, the analysis methodically examines specific conditions, with a focus on the Fourier transform of the nilpotent group C-algebra. We demonstrate enhanced methods for analyzing the hypoellipticity of operators, presenting a robust framework for defining and understanding transversal Heisenberg ellipticity in a KK-theoretic context. This work provides a solid foundation for future research into the properties of hypoelliptic differential operators in complicated manifolds.

  • articleNo Access

    KO-HOMOLOGY AND TYPE I STRING THEORY

    We study the classification of D-branes and Ramond–Ramond fields in Type I string theory by developing a geometric description of KO-homology. We define an analytic version of KO-homology using KK-theory of real C*-algebras, and construct explicitly the isomorphism between geometric and analytic KO-homology. The construction involves recasting the Cℓn-index theorem and a certain geometric invariant into a homological framework which is used, along with a definition of the real Chern character in KO-homology, to derive cohomological index formulas. We show that this invariant also naturally assigns torsion charges to non-BPS states in Type I string theory, in the construction of classes of D-branes in terms of topological KO-cycles. The formalism naturally captures the coupling of Ramond–Ramond fields to background D-branes which cancel global anomalies in the string theory path integral. We show that this is related to a physical interpretation of bivariant KK-theory in terms of decay processes on spacetime-filling branes. We also provide a construction of the holonomies of Ramond–Ramond fields in Type II string theory in terms of topological K-chains.

  • articleNo Access

    Notes on topological insulators

    This paper is a survey of the 2-valued invariant of topological insulators used in condensed matter physics. The -valued topological invariant, which was originally called the TKNN invariant in physics, has now been fully understood as the first Chern number. The 2 invariant is more mysterious; we will explain its equivalent descriptions from different points of view and provide the relations between them. These invariants provide the classification of topological insulators with different symmetries in which K-theory plays an important role. Moreover, we establish that both invariants are realizations of index theorems which can also be understood in terms of condensed matter physics.

  • articleNo Access

    L2-RHO FORM FOR NORMAL COVERINGS OF FIBER BUNDLES

    We define the secondary invariants L2-eta and -rho forms for families of generalized Dirac operators on normal coverings of fiber bundles. On the covering family we assume transversally smooth spectral projections and Novikov–Shubin invariants bigger than 3(dim B + 1) to treat the large time asymptotic for the heat operator. In the case of a bundle of spin manifolds, we study the L2-rho class in relation to the space formula of positive scalar curvature vertical metrics.

  • articleNo Access

    The Rabinowitz minimal periodic solution conjecture

    In 1978, Rabinowitz proved the existence of a non-constant T-periodic solution for nonlinear Hamiltonian systems on R2n with Hamiltonian function being super-quadratic at the infinity and zero for any given T>0. Since the minimal period of this solution may be T/k for some positive integer k, he proposed the question whether there exists a solution with T as its minimal period for such a Hamiltonian system. This is the so-called Rabinowitz minimal periodic solution conjecture. In the last more than 40 years, this conjecture has been deeply studied by many mathematicians. But under the original structural conditions of Rabinowitz, the conjecture is still open when n2. In this paper, I give a brief survey on the studies of this conjecture and hope to lead to more interests on it.

  • articleNo Access

    A train track directed random walk on Out(Fr)

    Several known results, by Rivin, Calegari-Maher and Sisto, show that an element φn ∈ Out(Fr), obtained after n steps of a simple random walk on Out(Fr), is fully irreducible with probability tending to 1 as n → ∞. In this paper, we construct a natural "train track directed" random walk 𝒲 on Out(Fr) (where r ≥ 3). We show that, for the element φn ∈ Out(Fr), obtained after n steps of this random walk, with asymptotically positive probability the element φn has the following properties: φn is an ageometric fully irreducible, which admits a train track representative with no periodic Nielsen paths and exactly one nondegenerate illegal turn, that φn has "rotationless index" formula (so that the geometric index of the attracting tree Tφn of φn is 2r - 3), has index list formula and the ideal Whitehead graph being the complete graph on 2r - 1 vertices, and that the axis bundle of φn in the Outer space CVr consists of a single axis.

  • articleNo Access

    A GENERALIZATION OF THE ATIYAH–DUPONT VECTOR FIELDS THEORY

    To generalize the Hopf index theorem and the Atiyah–Dupont vector fields theory, one is interested in the following problem: for a real vector bundle E over a closed manifold M with rank E = dim M, whether there exist two linearly independent cross sections of E? We provide, among others, a complete answer to this problem when both E and M are orientable. It extends the corresponding results for E = TM of Thomas, Atiyah, and Atiyah–Dupont. Moreover we prove a vanishing result of a certain mod 2 index when the bundle E admits a complex structure. This vanishing result implies many known famous results as consequences. Ideas and methods from obstruction theory, K-theory and index theory are used in getting our results.

  • articleNo Access

    Schrödinger systems with quadratic interactions

    In this paper, we consider the existence and multiplicity of nontrivial solutions to a quadratically coupled Schrödinger system

    {Δu+λ1u=μ1|u|u+βuv,in N,Δv+λ2v=μ2|v|v+β2u2,in N,
    where λi, μi and β are constants and 2N5, i=1,2. Such type of systems stem from applications in nonlinear optics, Bose–Einstein condensates and plasma physics. The existence (and nonexistence), multiplicity and asymptotic behavior of vector solutions of the system are established via variational methods. In particular, for multiplicity results we develop new techniques for treating variational problems with only partial symmetry for which the classical minimax machinery does not apply directly. For the above system, the variational formulation is only of even symmetry with respect to the first component u but not with respect to v, and we prove that the number of vector solutions tends to infinity as β tends to infinity.

  • articleNo Access

    Remarks on the geometric quantization of Landau levels

    In this note, we resume the geometric quantization approach to the motion of a charged particle on a plane, subject to a constant magnetic field perpendicular to the latter, by showing directly that it gives rise to a completely integrable system to which we may apply holomorphic geometric quantization. In addition, we present a variant employing a suitable vertical polarization and we also make contact with Bott’s quantization, enforcing the property “quantization commutes with reduction”, which is known to hold under quite general conditions. We also provide an interpretation of translational symmetry breaking in terms of coherent states and index theory. Finally, we give a representation theoretic description of the lowest Landau level via the use of an S1-equivariant Dirac operator.

  • articleNo Access

    AN INDEX FORMULA FOR THE EXTENDED HEISENBERG ALGEBRA OF EPSTEIN, MELROSE AND MENDOZA

    The extended Heisenberg algebra for a contact manifold has a symbolic calculus that accommodates both Heisenberg pseudodifferential operators as well as classical pseudodifferential operators. We derive here a formula for the index of Fredholm operators in this extended calculus. This formula incorporates in a single expression the Atiyah–Singer formula for elliptic operators, as well as Boutet de Monvel's Toeplitz index formula.

  • articleNo Access

    SPECTRAL FLOW, INDEX AND THE SIGNATURE OPERATOR

    We relate the spectral flow to the index for paths of selfadjoint Breuer–Fredholm operators affiliated to a semifinite von Neumann algebra, generalizing results of Robbin–Salamon and Pushnitski. Then we prove the vanishing of the von Neumann spectral flow for the tangential signature operator of a foliated manifold when the metric is varied. We conclude that the tangential signature of a foliated manifold with boundary does not depend on the metric. In the Appendix we reconsider integral formulas for the spectral flow of paths of bounded operators.

  • articleNo Access

    A cohomological formula for the Atiyah–Patodi–Singer index on manifolds with boundary

    The main result of this paper is a new Atiyah–Singer type cohomological formula for the index of Fredholm pseudodifferential operators on a manifold with boundary. The nonlocality of the chosen boundary condition prevents us to apply directly the methods used by Atiyah and Singer in [4, 5]. However, by using the K-theory of C*-algebras associated to some groupoids, which generalizes the classical K-theory of spaces, we are able to understand the computation of the APS index using classic algebraic topology methods (K-theory and cohomology). As in the classic case of Atiyah–Singer ([4, 5]), we use an embedding into a Euclidean space to express the index as the integral of a true form on a true space, the integral being over a C-manifold called the singular normal bundle associated to the embedding. Our formula is based on a K-theoretical Atiyah–Patodi–Singer theorem for manifolds with boundary that is inspired by Connes' tangent groupoid approach, it is not a groupoid interpretation of the famous Atiyah–Patodi–Singer index theorem.

  • articleNo Access

    Callias-type operators in C-algebras and positive scalar curvature on noncompact manifolds

    A Dirac-type operator on a complete Riemannian manifold is of Callias-type if its square is a Schrödinger-type operator with a potential uniformly positive outside of a compact set. We develop the theory of Callias-type operators twisted with Hilbert C-module bundles and prove an index theorem for such operators. As an application, we derive an obstruction to the existence of complete Riemannian metrics of positive scalar curvature on noncompact spin manifolds in terms of closed submanifolds of codimension one. In particular, when N is a closed spin manifold, we show that if the cylinder N× carries a complete metric of positive scalar curvature, then the (complex) Rosenberg index on N must vanish.

  • articleNo Access

    SUB-ADDITIVE RECURSIVE "MATCHING" NOISE AND BIASES IN RISK-WEIGHTED INDEX CALCULATION METHODS IN INCOMPLETE MARKETS WITH PARTIALLY OBSERVABLE MULTI-ATTRIBUTE PREFERENCES

    While indices, index tracking funds and ETFs have grown in popularity during then last ten years, there are many structural problems, tracking errors and biases inherent in index calculation methodologies and the legal/economic structure of ETFs, which raise actionable issues of "suitability" and "fraud" under US securities laws. This article contributes to the existing literature by: (a) introducing and characterizing the errors and biases inherent in "risk-adjusted" index-weighting methods and the associated adverse effects; (b) showing how these biases/effects reduce social welfare, and can facilitate harmful arbitrage activities; (c) introducing new theorems.

  • chapterNo Access

    VARIATIONAL PRINCIPLE AND LINEAR STABILITY OF PERIODIC ORBITS IN CELESTIAL MECHANICS

    We review our recent understandings on the linear stability of periodic orbits of the n-body problem through their variational characterizations. These two aspects are put together by the index theory of Hamiltonian system. Along the way, many challenging problems and further possible extensions are presented.